We are live on ! Find out more
Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-3.27%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$11.6B
AUM Growth
-$310M
Cap. Flow
+$134M
Cap. Flow %
1.16%
Top 10 Hldgs %
18.34%
Holding
2,328
New
136
Increased
1,033
Reduced
957
Closed
127

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$46.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$32.3M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$24M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$21.4M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$20.8M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$100M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$36.6M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$22.9M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$21.8M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$20.8M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Financials 3.77%
3 Healthcare 3.63%
4 Consumer Discretionary 3.32%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BMY icon
276
Bristol-Myers Squibb
BMY
$132B
$8.07M 0.07%
139,048
-26,605
-16% -$1.63M
PLD icon
277
Prologis
PLD
$132B
$8.07M 0.07%
71,915
-3,568
-5% -$436K
CHRW icon
278
C.H. Robinson
CHRW
$17.3B
$8.07M 0.07%
93,670
+884
+1% +$82.5K
COP icon
279
ConocoPhillips
COP
$148B
$8.04M 0.07%
67,146
-1,139
-2% -$132K
ENB icon
280
Enbridge
ENB
$112B
$8.01M 0.07%
240,784
+55,491
+30% +$1.97M
VTWG icon
281
Vanguard Russell 2000 Growth ETF
VTWG
$1.54B
$7.93M 0.07%
48,637
+1,524
+3% +$265K
PSFF icon
282
Pacer Swan SOS Fund of Funds ETF
PSFF
$597M
$7.93M 0.07%
327,981
+8,684
+3% +$212K
LRCX icon
283
Lam Research
LRCX
$383B
$7.78M 0.07%
124,200
-2,970
-2% -$195K
SPGI icon
284
S&P Global
SPGI
$121B
$7.74M 0.07%
21,187
+1,634
+8% +$642K
MS icon
285
Morgan Stanley
MS
$338B
$7.73M 0.07%
95,989
-2,979
-3% -$259K
FV icon
286
First Trust Dorsey Wright Focus 5 ETF
FV
$3.78B
$7.72M 0.07%
174,263
+1,628
+0.9% +$75.7K
IYH icon
287
iShares US Healthcare ETF
IYH
$3.77B
$7.69M 0.07%
142,365
+41,185
+41% +$2.3M
FEM icon
288
First Trust Emerging Markets AlphaDEX Fund
FEM
$785M
$7.66M 0.07%
367,105
+4,456
+1% +$97.2K
BUFF icon
289
Innovator Laddered Allocation Power Buffer ETF
BUFF
$941M
$7.64M 0.07%
203,821
-10,424
-5% -$397K
UCON icon
290
First Trust Smith Unconstrained Bond ETF
UCON
$3.27B
$7.59M 0.07%
317,414
-153,866
-33% -$3.72M
NEE icon
291
NextEra Energy
NEE
$177B
$7.59M 0.07%
132,403
+12,708
+11% +$880K
LCTU icon
292
iShares U.S. Carbon Transition Readiness Aware Active ETF
LCTU
$1.25B
$7.57M 0.07%
160,705
+41,429
+35% +$2.03M
PDBC icon
293
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.63B
$7.52M 0.06%
502,918
+253,409
+102% +$3.71M
DSI icon
294
iShares MSCI KLD 400 Social ETF
DSI
$5.53B
$7.47M 0.06%
91,787
-7,879
-8% -$668K
AXP icon
295
American Express
AXP
$229B
$7.47M 0.06%
50,071
+12,010
+32% +$1.96M
CMF icon
296
iShares California Muni Bond ETF
CMF
$4.62B
$7.47M 0.06%
136,149
+16,073
+13% +$904K
VONV icon
297
Vanguard Russell 1000 Value ETF
VONV
$22B
$7.45M 0.06%
111,773
-15,238
-12% -$1.06M
KMI icon
298
Kinder Morgan
KMI
$69.9B
$7.27M 0.06%
438,512
+20,753
+5% +$358K
EAGG icon
299
iShares ESG Aware US Aggregate Bond ETF
EAGG
$4.96B
$7.25M 0.06%
160,000
+14,333
+10% +$665K
FNOV icon
300
FT Vest US Equity Buffer ETF November
FNOV
$1.24B
$7.2M 0.06%
185,227
+50,706
+38% +$2.05M
10 11
12
13 14

Similar funds

California State Teachers Retirement System (CalSTRS)
California State Teachers Retirement System (CalSTRS) West Sacramento, California $94.5B AUM 29.33% 1-Year Est. Return
Allianz Asset Management
Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return
VOYA Investment Management
VOYA Investment Management Atlanta, Georgia $96.1B AUM 40.06% 1-Year Est. Return
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT) London, United Kingdom $89.9B AUM 20.22% 1-Year Est. Return
Focus Partners Wealth
Focus Partners Wealth Boston, Massachusetts $89.9B AUM 20.5% 1-Year Est. Return
Marshall Wace
Marshall Wace London, United Kingdom $100B AUM 35.1% 1-Year Est. Return
BNP Paribas Asset Management
BNP Paribas Asset Management Paris, France $86.1B AUM 29.11% 1-Year Est. Return
Mariner
Mariner Overland Park, Kansas $85.7B AUM 24.21% 1-Year Est. Return

Cetera Investment Advisers's Q3 2023 Portfolio in Review

As of Q3 2023, Cetera Investment Advisers held 2,328 positions worth $11.6B, down 2.6% from $11.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2023 filing shows 136 new, 1,033 increased, 957 reduced and 127 closed positions. Its largest new stake was Goldman Sachs BDC: 245,374 shares worth $3.57M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $100M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.9% a quarter earlier, followed by Financials and Healthcare.

  • Cetera Investment Advisers's largest Q3 2023 buy was Goldman Sachs BDC: 245,374 shares worth $3.57M.
  • Cetera Investment Advisers added most to iShares Treasury Floating Rate Bond ETF in Q3 2023, an estimated $46.1M increase.
  • Cetera Investment Advisers's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $100M.
  • Cetera Investment Advisers fully exited BNY Mellon High Yield Beta ETF in Q3 2023, selling an estimated $5.59M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $11.6B portfolio in Q3 2023.
  • Cetera Investment Advisers opened 136 new positions and closed 127 in Q3 2023.
  • Cetera Investment Advisers's portfolio value fell 2.6% quarter-over-quarter to $11.6B.

Based on Cetera Investment Advisers's 13F filing for Q3 2023, filed 14 Nov 2023.