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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
+8.05%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$1.22B
AUM Growth
+$141M
Cap. Flow
+$67.4M
Cap. Flow %
5.52%
Top 10 Hldgs %
19.81%
Holding
678
New
67
Increased
355
Reduced
195
Closed
36

Top Buys

Rank Stock Value
1
FIXD icon
First Trust Smith Opportunistic Fixed Income ETF
FIXD
+$5.21M
2
TSLA icon
Tesla
TSLA
+$4.49M
3
FVD icon
First Trust Value Line Dividend Fund
FVD
+$4.42M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$3.26M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.61M

Top Sells

Rank Stock Value
1
WBIT
WBI BullBear Trend Switch US 3000 Total Return ETF
WBIT
+$6.21M
2
GDX icon
VanEck Gold Miners ETF
GDX
+$3.63M
3
BKLN icon
Invesco Senior Loan ETF
BKLN
+$3.01M
4
FTHI icon
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
+$2.41M
5
DAUG icon
FT Vest US Equity Deep Buffer ETF August
DAUG
+$1.64M

Sector Composition

Rank Sector Weight
1 Technology 8.36%
2 Consumer Discretionary 4.06%
3 Financials 3.5%
4 Healthcare 3.4%
5 Communication Services 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FFEB icon
276
FT Vest US Equity Buffer ETF February
FFEB
$1.41B
$897K 0.07%
29,032
+2,700
+10% +$82.8K
TSM icon
277
TSMC
TSM
$2.17T
$895K 0.07%
11,041
+2,333
+27% +$177K
PRU icon
278
Prudential Financial
PRU
$42.1B
$891K 0.07%
14,021
+2,818
+25% +$185K
IEF icon
279
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$879K 0.07%
7,213
-692
-9% -$84.4K
DAUG icon
280
FT Vest US Equity Deep Buffer ETF August
DAUG
$374M
$859K 0.07%
26,975
-52,153
-66% -$1.64M
ARKG icon
281
ARK Genomic Revolution ETF
ARKG
$1.78B
$854K 0.07%
+13,403
New +$785K
XLP icon
282
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$852K 0.07%
13,304
+779
+6% +$49.2K
ARKW icon
283
ARK Web x.0 ETF
ARKW
$1.77B
$845K 0.07%
7,780
+3,344
+75% +$338K
IVE icon
284
iShares S&P 500 Value ETF
IVE
$50B
$833K 0.07%
7,412
+28
+0.4% +$3.17K
SLQD icon
285
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
$833K 0.07%
15,981
+5,793
+57% +$302K
CE icon
286
Celanese
CE
$4.88B
$829K 0.07%
7,720
-850
-10% -$84.8K
ILTB icon
287
iShares Core 10+ Year USD Bond ETF
ILTB
$591M
$829K 0.07%
10,980
+5,148
+88% +$396K
AZO icon
288
AutoZone
AZO
$50.1B
$828K 0.07%
703
– –
DNOV icon
289
FT Vest US Equity Deep Buffer ETF November
DNOV
$401M
$828K 0.07%
26,030
– –
YLD icon
290
Principal Active High Yield ETF
YLD
$582M
$814K 0.07%
43,178
-9,308
-18% -$175K
VEEV icon
291
Veeva Systems
VEEV
$38.1B
$813K 0.07%
2,892
-409
-12% -$108K
VTIP icon
292
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$803K 0.07%
15,747
+2,075
+15% +$105K
WPC icon
293
W.P. Carey
WPC
$16.1B
$802K 0.07%
12,562
+1,114
+10% +$75.1K
NOW icon
294
ServiceNow
NOW
$132B
$799K 0.07%
8,235
+555
+7% +$49.6K
VLO icon
295
Valero Energy
VLO
$90.7B
$799K 0.07%
18,451
+275
+2% +$14.4K
ARWR icon
296
Arrowhead Research
ARWR
$12.5B
$798K 0.07%
18,526
+2,391
+15% +$103K
DD icon
297
DuPont de Nemours
DD
$19.1B
$798K 0.07%
11,452
-1,289
-10% -$90.3K
CI icon
298
Cigna
CI
$73.6B
$795K 0.07%
4,690
+1,184
+34% +$208K
EMDV icon
299
ProShares MSCI Emerging Markets Dividend Growers ETF
EMDV
$7.41M
$795K 0.07%
16,128
+281
+2% +$14.2K
D icon
300
Dominion Energy
D
$59.1B
$778K 0.06%
9,853
+299
+3% +$23.5K
10 11
12
13 14

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Cetera Investment Advisers's Q3 2020 Portfolio in Review

As of Q3 2020, Cetera Investment Advisers held 678 positions worth $1.22B, up 13% from $1.08B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Cetera Investment Advisers deployed $67.4M of net new capital in Q3 2020, opening 67 new positions and adding to 355 existing holdings. Its largest new stake was FT Vest Fund of Buffer ETFs: 116,652 shares worth $2.35M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, up from 8% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was WBI BullBear Trend Switch US 3000 Total Return ETF, an estimated $6.21M trimmed.

  • Cetera Investment Advisers's largest Q3 2020 buy was FT Vest Fund of Buffer ETFs: 116,652 shares worth $2.35M.
  • Cetera Investment Advisers added most to First Trust Smith Opportunistic Fixed Income ETF in Q3 2020, an estimated $5.21M increase.
  • Cetera Investment Advisers's biggest Q3 2020 reduction was WBI BullBear Trend Switch US 3000 Total Return ETF, cutting an estimated $6.21M.
  • Cetera Investment Advisers fully exited United States Natural Gas Fund in Q3 2020, selling an estimated $932K.
  • Cetera Investment Advisers's ten largest holdings make up 20% of its $1.22B portfolio in Q3 2020.
  • Cetera Investment Advisers opened 67 new positions and closed 36 in Q3 2020.
  • Cetera Investment Advisers's portfolio value rose 13% quarter-over-quarter to $1.22B.

Based on Cetera Investment Advisers's 13F filing for Q3 2020, filed 13 Nov 2020.