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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-3.27%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$11.6B
AUM Growth
-$310M
Cap. Flow
+$134M
Cap. Flow %
1.16%
Top 10 Hldgs %
18.34%
Holding
2,328
New
136
Increased
1,033
Reduced
957
Closed
127

Top Buys

Rank Stock Value
1
TFLO icon
iShares Treasury Floating Rate Bond ETF
TFLO
+$46.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$32.3M
3
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$24M
4
IVW icon
iShares S&P 500 Growth ETF
IVW
+$21.4M
5
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$20.8M

Top Sells

Rank Stock Value
1
BSV icon
Vanguard Short-Term Bond ETF
BSV
+$100M
2
GOVT icon
iShares US Treasury Bond ETF
GOVT
+$36.6M
3
IUSB icon
iShares Core Universal USD Bond ETF
IUSB
+$22.9M
4
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$21.8M
5
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$20.8M

Sector Composition

Rank Sector Weight
1 Technology 8.43%
2 Financials 3.77%
3 Healthcare 3.63%
4 Consumer Discretionary 3.32%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VLO icon
251
Valero Energy
VLO
$90.7B
$8.83M 0.08%
62,340
-1,287
-2% -$169K
INTC icon
252
Intel
INTC
$492B
$8.82M 0.08%
248,120
-2,542
-1% -$88.5K
XLF icon
253
State Street Financial Select Sector SPDR ETF
XLF
$59B
$8.82M 0.08%
265,912
+23,111
+10% +$796K
O icon
254
Realty Income
O
$58.6B
$8.81M 0.08%
176,360
+3,913
+2% +$225K
TMO icon
255
Thermo Fisher Scientific
TMO
$222B
$8.81M 0.08%
17,399
-1,534
-8% -$817K
SHM icon
256
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$8.78M 0.08%
189,823
+1,822
+1% +$85.3K
PH icon
257
Parker-Hannifin
PH
$134B
$8.77M 0.08%
22,526
+2,984
+15% +$1.2M
TGT icon
258
Target
TGT
$69B
$8.75M 0.08%
79,095
+8,365
+12% +$1.06M
SPLV icon
259
Invesco S&P 500 Low Volatility ETF
SPLV
$7.17B
$8.69M 0.08%
147,844
+6,300
+4% +$389K
VGIT icon
260
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.3B
$8.46M 0.07%
148,023
-3,662
-2% -$212K
EWL icon
261
iShares MSCI Switzerland ETF
EWL
$2.24B
$8.36M 0.07%
191,969
-1,545
-0.8% -$70.9K
FLOT icon
262
iShares Floating Rate Bond ETF
FLOT
$10.5B
$8.27M 0.07%
162,556
+52,808
+48% +$2.68M
IWY icon
263
iShares Russell Top 200 Growth ETF
IWY
$16.5B
$8.25M 0.07%
53,606
-52,129
-49% -$8.31M
WMB icon
264
Williams Companies
WMB
$87.9B
$8.24M 0.07%
244,692
+43,178
+21% +$1.47M
FYX icon
265
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.4B
$8.22M 0.07%
101,935
+7,118
+8% +$601K
IXUS icon
266
iShares Core MSCI Total International Stock ETF
IXUS
$60.1B
$8.21M 0.07%
136,798
-3,198
-2% -$199K
SCHO icon
267
Schwab Short-Term US Treasury ETF
SCHO
$12.9B
$8.2M 0.07%
342,436
+79,832
+30% +$1.91M
PFFD icon
268
Global X US Preferred ETF
PFFD
$2.16B
$8.18M 0.07%
435,133
-63,594
-13% -$1.22M
SYK icon
269
Stryker
SYK
$133B
$8.18M 0.07%
29,933
+1,792
+6% +$514K
FTA icon
270
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.42B
$8.13M 0.07%
125,514
-9,843
-7% -$667K
NKE icon
271
Nike
NKE
$62.5B
$8.12M 0.07%
84,897
+3,160
+4% +$325K
BALT icon
272
Innovator Defined Wealth Shield ETF
BALT
$2.79B
$8.11M 0.07%
291,757
+205,243
+237% +$5.75M
KMB icon
273
Kimberly-Clark
KMB
$35.9B
$8.11M 0.07%
67,084
+3,137
+5% +$405K
UAUG icon
274
Innovator US Equity Ultra Buffer ETF August
UAUG
$180M
$8.08M 0.07%
281,998
+241,573
+598% +$7.05M
UBER icon
275
Uber
UBER
$159B
$8.08M 0.07%
175,617
-20,794
-11% -$950K
9 10
11
12 13

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Cetera Investment Advisers's Q3 2023 Portfolio in Review

As of Q3 2023, Cetera Investment Advisers held 2,328 positions worth $11.6B, down 2.6% from $11.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2023 filing shows 136 new, 1,033 increased, 957 reduced and 127 closed positions. Its largest new stake was Goldman Sachs BDC: 245,374 shares worth $3.57M. The largest sale was Vanguard Short-Term Bond ETF, an estimated $100M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.9% a quarter earlier, followed by Financials and Healthcare.

  • Cetera Investment Advisers's largest Q3 2023 buy was Goldman Sachs BDC: 245,374 shares worth $3.57M.
  • Cetera Investment Advisers added most to iShares Treasury Floating Rate Bond ETF in Q3 2023, an estimated $46.1M increase.
  • Cetera Investment Advisers's biggest Q3 2023 reduction was Vanguard Short-Term Bond ETF, cutting an estimated $100M.
  • Cetera Investment Advisers fully exited BNY Mellon High Yield Beta ETF in Q3 2023, selling an estimated $5.59M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $11.6B portfolio in Q3 2023.
  • Cetera Investment Advisers opened 136 new positions and closed 127 in Q3 2023.
  • Cetera Investment Advisers's portfolio value fell 2.6% quarter-over-quarter to $11.6B.

Based on Cetera Investment Advisers's 13F filing for Q3 2023, filed 14 Nov 2023.