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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$6.29B
AUM Growth
+$62.8M
Cap. Flow
+$135M
Cap. Flow %
2.14%
Top 10 Hldgs %
17.61%
Holding
1,910
New
142
Increased
848
Reduced
738
Closed
126

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$16.4M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$9.63M
3
SOXX icon
iShares Semiconductor ETF
SOXX
+$9.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$7.62M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.4M

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$9.18M
2
IYW icon
iShares US Technology ETF
IYW
+$8.48M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$8.15M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$7.57M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.07%
2 Healthcare 5.37%
3 Financials 5.14%
4 Consumer Discretionary 4.62%
5 Communication Services 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFA icon
251
iShares MSCI EAFE ETF
EFA
$79.9B
$5.53M 0.09%
70,855
-4,693
-6% -$375K
VPU
252
Vanguard Utilities ETF
VPU
$8.34B
$5.49M 0.09%
39,431
-7,471
-16% -$1.09M
IPAC icon
253
iShares Core MSCI Pacific ETF
IPAC
$2.75B
$5.48M 0.09%
81,876
-421
-0.5% -$28.3K
SHOP icon
254
Shopify
SHOP
$198B
$5.42M 0.09%
40,000
-3,110
-7% -$466K
DE icon
255
Deere & Co
DE
$165B
$5.37M 0.09%
16,034
+1,379
+9% +$497K
MU icon
256
Micron Technology
MU
$1T
$5.32M 0.08%
74,884
+6,176
+9% +$464K
NEE icon
257
NextEra Energy
NEE
$175B
$5.31M 0.08%
67,610
-2,760
-4% -$223K
VIS icon
258
Vanguard Industrials ETF
VIS
$8.48B
$5.26M 0.08%
27,999
+1,633
+6% +$320K
FEM icon
259
First Trust Emerging Markets AlphaDEX Fund
FEM
$784M
$5.26M 0.08%
195,193
+10,622
+6% +$292K
FPXI icon
260
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$296M
$5.25M 0.08%
82,014
-391
-0.5% -$26.3K
HYD icon
261
VanEck High Yield Muni ETF
HYD
$4.4B
$5.22M 0.08%
83,634
-6,494
-7% -$412K
FEX icon
262
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$5.21M 0.08%
61,083
-1,619
-3% -$142K
DOCU
263
DocuSign
DOCU
$11.4B
$5.19M 0.08%
20,150
-195
-1% -$56.2K
IJK icon
264
iShares S&P Mid-Cap 400 Growth ETF
IJK
$11.2B
$5.17M 0.08%
65,221
-575
-0.9% -$46.7K
JETS icon
265
US Global Jets ETF
JETS
$828M
$5.16M 0.08%
218,318
+57,560
+36% +$1.33M
PM icon
266
Philip Morris
PM
$290B
$5.15M 0.08%
54,312
-2,343
-4% -$236K
VSS icon
267
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
$11.9B
$5.13M 0.08%
38,400
-1,243
-3% -$171K
SPGI icon
268
S&P Global
SPGI
$120B
$5.1M 0.08%
11,995
-799
-6% -$346K
GILD icon
269
Gilead Sciences
GILD
$165B
$5.09M 0.08%
72,918
-1,710
-2% -$120K
CCI icon
270
Crown Castle
CCI
$31.5B
$5.07M 0.08%
29,255
-331
-1% -$64K
FIW icon
271
First Trust Water ETF
FIW
$1.94B
$5.04M 0.08%
59,224
+8,618
+17% +$755K
FXH icon
272
First Trust Health Care AlphaDEX Fund
FXH
$1.11B
$5.03M 0.08%
42,275
-312
-0.7% -$38.2K
BP icon
273
BP
BP
$109B
$5.02M 0.08%
183,741
-1,449
-0.8% -$36.3K
BLV icon
274
Vanguard Long-Term Bond ETF
BLV
$5.71B
$4.93M 0.08%
48,224
+6,404
+15% +$672K
IYW icon
275
iShares US Technology ETF
IYW
$25.5B
$4.86M 0.08%
48,002
-81,258
-63% -$8.48M
9 10
11
12 13

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Cetera Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Investment Advisers held 1,910 positions worth $6.29B, up 1% from $6.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2021 filing shows 142 new, 848 increased, 738 reduced and 126 closed positions. Its largest new stake was Ocular Therapeutix: 432,100 shares worth $4.32M. The largest sale was State Street SPDR S&P Dividend ETF, an estimated $9.18M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Cetera Investment Advisers's largest Q3 2021 buy was Ocular Therapeutix: 432,100 shares worth $4.32M.
  • Cetera Investment Advisers added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $16.4M increase.
  • Cetera Investment Advisers's biggest Q3 2021 reduction was State Street SPDR S&P Dividend ETF, cutting an estimated $9.18M.
  • Cetera Investment Advisers fully exited ProShares Ultra Russell2000 in Q3 2021, selling an estimated $8.15M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $6.29B portfolio in Q3 2021.
  • Cetera Investment Advisers opened 142 new positions and closed 126 in Q3 2021.
  • Cetera Investment Advisers's portfolio value rose 1% quarter-over-quarter to $6.29B.

Based on Cetera Investment Advisers's 13F filing for Q3 2021, filed 16 Nov 2021.