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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
+3.9%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$452M
AUM Growth
+$43.6M
Cap. Flow
+$28.6M
Cap. Flow %
6.33%
Top 10 Hldgs %
18.85%
Holding
423
New
36
Increased
199
Reduced
136
Closed
30

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$2.73M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.38M
3
FMB icon
First Trust Managed Municipal ETF
FMB
+$1.78M
4
FTHI icon
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
+$1.64M
5
IWR icon
iShares Russell Mid-Cap ETF
IWR
+$1.55M

Top Sells

Rank Stock Value
1
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$1.75M
2
GNTX icon
Gentex
GNTX
+$1.22M
3
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$939K
4
RAI
Reynolds American Inc
RAI
+$718K
5
DLR icon
Digital Realty Trust
DLR
+$664K

Sector Composition

Rank Sector Weight
1 Technology 5.35%
2 Industrials 5.28%
3 Healthcare 4.94%
4 Financials 4.56%
5 Communication Services 4.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCS
251
PIMCO Strategic Income Fund
RCS
$248M
$437K 0.1%
44,879
-3,880
-8% -$39.1K
HISF icon
252
First Trust Exchange-Traded Fund IV First Trust High Income Strategic Focus ETF
HISF
$98.8M
$430K 0.1%
8,411
+168
+2% +$8.59K
SDOG icon
253
ALPS Sector Dividend Dogs ETF
SDOG
$1.41B
$430K 0.1%
9,823
+7
+0.1% +$301
VFH icon
254
Vanguard Financials ETF
VFH
$13.7B
$429K 0.1%
6,522
+2,235
+52% +$141K
XLI icon
255
State Street Industrial Select Sector SPDR ETF
XLI
$33.6B
$427K 0.09%
6,000
-318
-5% -$21.9K
CNI icon
256
Canadian National Railway
CNI
$76.5B
$424K 0.09%
5,108
+795
+18% +$64.4K
AZO icon
257
AutoZone
AZO
$50.1B
$422K 0.09%
708
-22
-3% -$11.7K
RWL icon
258
Invesco S&P 500 Revenue ETF
RWL
$9.83B
$422K 0.09%
+8,767
New +$410K
PKO
259
DELISTED
Pimco Income Opportunity Fund
PKO
$421K 0.09%
15,850
-812
-5% -$21.4K
PGF icon
260
Invesco Financial Preferred ETF
PGF
$672M
$418K 0.09%
22,039
+3,489
+19% +$66.4K
FXO icon
261
First Trust Financials AlphaDEX Fund
FXO
$1.15B
$416K 0.09%
14,031
-2,179
-13% -$63.3K
HYLS icon
262
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
$416K 0.09%
8,445
+203
+2% +$10K
FDC
263
DELISTED
First Data Corporation
FDC
$415K 0.09%
+23,175
New +$423K
OEF icon
264
iShares S&P 100 ETF
OEF
$20.5B
$414K 0.09%
3,715
-209
-5% -$22.9K
RWR icon
265
State Street SPDR Dow Jones REIT ETF
RWR
$1.96B
$412K 0.09%
4,445
-363
-8% -$33.7K
DON icon
266
WisdomTree US MidCap Dividend Fund
DON
$4.07B
$410K 0.09%
12,351
– –
PPA icon
267
Invesco Aerospace & Defense ETF
PPA
$8.62B
$409K 0.09%
7,978
-1,406
-15% -$68.4K
EWBC icon
268
East-West Bancorp
EWBC
$18.1B
$406K 0.09%
6,756
+1,929
+40% +$110K
FTC icon
269
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.36B
$405K 0.09%
7,026
-2,819
-29% -$158K
HAL icon
270
Halliburton
HAL
$27.1B
$405K 0.09%
8,821
-1,328
-13% -$55.6K
D icon
271
Dominion Energy
D
$58.8B
$398K 0.09%
5,184
-520
-9% -$40.4K
CELG
272
DELISTED
Celgene Corp
CELG
$398K 0.09%
2,736
+545
+25% +$74.2K
MGC icon
273
Vanguard Morningstar Mega Cap ETF
MGC
$10.3B
$397K 0.09%
4,592
– –
BAX icon
274
Baxter International
BAX
$14B
$394K 0.09%
6,233
+3
+0% +$185
SMDV icon
275
ProShares Russell 2000 Dividend Growers ETF
SMDV
$707M
$388K 0.09%
6,915
– –
9 10
11
12 13

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Cetera Investment Advisers's Q3 2017 Portfolio in Review

As of Q3 2017, Cetera Investment Advisers held 423 positions worth $452M, up 11% from $408M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Cetera Investment Advisers deployed $28.6M of net new capital in Q3 2017, opening 36 new positions and adding to 199 existing holdings. Its largest new stake was First Trust Managed Municipal ETF: 33,533 shares worth $1.78M.

By sector, the portfolio is most concentrated in Technology at 5.3% of assets, up from 4.8% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was Gentex, an estimated $1.22M trimmed.

  • Cetera Investment Advisers's largest Q3 2017 buy was First Trust Managed Municipal ETF: 33,533 shares worth $1.78M.
  • Cetera Investment Advisers added most to Invesco QQQ Trust in Q3 2017, an estimated $2.73M increase.
  • Cetera Investment Advisers's biggest Q3 2017 reduction was Gentex, cutting an estimated $1.22M.
  • Cetera Investment Advisers fully exited Schwab US Mid-Cap ETF in Q3 2017, selling an estimated $1.75M.
  • Cetera Investment Advisers's ten largest holdings make up 19% of its $452M portfolio in Q3 2017.
  • Cetera Investment Advisers opened 36 new positions and closed 30 in Q3 2017.
  • Cetera Investment Advisers's portfolio value rose 11% quarter-over-quarter to $452M.

Based on Cetera Investment Advisers's 13F filing for Q3 2017, filed 16 Nov 2017.