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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
+2.55%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$233M
AUM Growth
-$22.5M
Cap. Flow
-$27.1M
Cap. Flow %
-11.62%
Top 10 Hldgs %
19.44%
Holding
334
New
37
Increased
102
Reduced
132
Closed
55

Top Buys

Rank Stock Value
1
MUB icon
iShares National Muni Bond ETF
MUB
+$2.11M
2
IWP icon
iShares Russell Mid-Cap Growth ETF
IWP
+$1.86M
3
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$1.8M
4
HYD icon
VanEck High Yield Muni ETF
HYD
+$1.65M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$1.63M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$3.11M
2
PPL
PPL Corp
PPL
+$2.15M
3
IWS icon
iShares Russell Mid-Cap Value ETF
IWS
+$1.94M
4
TFC icon
Truist Financial
TFC
+$1.4M
5
AAPL icon
Apple
AAPL
+$1.25M

Sector Composition

Rank Sector Weight
1 Communication Services 5.39%
2 Industrials 5.2%
3 Healthcare 4.62%
4 Technology 4.56%
5 Financials 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALL icon
251
Allstate
ALL
$67.5B
$209K 0.09%
3,013
-25
-0.8% -$1.72K
XLY icon
252
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$209K 0.09%
5,218
-4,706
-47% -$190K
ULTA icon
253
Ulta Beauty
ULTA
$24.3B
$208K 0.09%
+871
New +$220K
ED icon
254
Consolidated Edison
ED
$39.9B
$205K 0.09%
2,680
-904
-25% -$70.2K
DAL icon
255
Delta Air Lines
DAL
$60.1B
$204K 0.09%
5,138
-1,351
-21% -$51.1K
SPHD icon
256
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.38B
$203K 0.09%
+5,214
New +$204K
MORE
257
DELISTED
Monogram Residential Trust, Inc.
MORE
$203K 0.09%
19,033
-4,851
-20% -$50.5K
SYY icon
258
Sysco
SYY
$40.3B
$202K 0.09%
4,098
-1,173
-22% -$60.2K
HIX
259
Western Asset High Income Fund II
HIX
$355M
$201K 0.09%
28,077
-3,561
-11% -$25.4K
VCR icon
260
Vanguard Consumer Discretionary ETF
VCR
$6.33B
$200K 0.09%
1,587
-155
-9% -$19.6K
FLG
261
Flagstar Bank National Association
FLG
$5.82B
$200K 0.09%
4,683
-288
-6% -$12.7K
CELG
262
DELISTED
Celgene Corp
CELG
$200K 0.09%
1,922
-6,118
-76% -$662K
MYC
263
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$189K 0.08%
+11,041
New +$192K
NLY icon
264
Annaly Capital Management
NLY
$17.4B
$187K 0.08%
4,444
+1,724
+63% +$74.7K
MPT
265
Medical Properties Trust
MPT
$2.81B
$179K 0.08%
12,085
+788
+7% +$11.9K
JMF
266
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$161K 0.07%
12,361
+1,745
+16% +$21.8K
JMLP
267
DELISTED
NUVEEN ALL CAP ENERGY MLP OPPORTUNITIES FUND
JMLP
$135K 0.06%
+13,845
New +$129K
FSK icon
268
FS KKR Capital
FSK
$3.44B
$133K 0.06%
3,499
– –
NUV icon
269
Nuveen Municipal Value Fund
NUV
$1.91B
$121K 0.05%
11,491
-1,767
-13% -$18.8K
PHK
270
PIMCO High Income Fund
PHK
$880M
$121K 0.05%
12,123
+206
+2% +$2.05K
EHI
271
Western Asset Global High Income Fund
EHI
$178M
$117K 0.05%
+11,450
New +$115K
NCV
272
Virtus Convertible & Income Fund
NCV
$390M
$100K 0.04%
3,686
-1,549
-30% -$40.9K
AEG icon
273
Aegon
AEG
$14.1B
$88K 0.04%
29,679
-1,034
-3% -$3.08K
GNW icon
274
Genworth Financial
GNW
$3.71B
$83K 0.04%
16,714
+4,700
+39% +$18K
STLA icon
275
Stellantis
STLA
$20.8B
$68K 0.03%
10,911
-940
-8% -$6.17K
9 10
11
12 13

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Cetera Investment Advisers's Q3 2016 Portfolio in Review

As of Q3 2016, Cetera Investment Advisers held 334 positions worth $233M, down 8.8% from $255M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Cetera Investment Advisers withdrew a net $27.1M in Q3 2016, closing 55 positions and reducing 132 holdings. Its most notable exit was iShares Russell Mid-Cap Value ETF, an estimated $1.94M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 5.4% of assets, down from 6% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Cetera Investment Advisers opened a new position in iShares Russell Mid-Cap Growth ETF worth $1.87M.

  • Cetera Investment Advisers's largest Q3 2016 buy was iShares Russell Mid-Cap Growth ETF: 38,414 shares worth $1.87M.
  • Cetera Investment Advisers added most to iShares National Muni Bond ETF in Q3 2016, an estimated $2.11M increase.
  • Cetera Investment Advisers's biggest Q3 2016 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $3.11M.
  • Cetera Investment Advisers fully exited iShares Russell Mid-Cap Value ETF in Q3 2016, selling an estimated $1.94M.
  • Cetera Investment Advisers's ten largest holdings make up 19% of its $233M portfolio in Q3 2016.
  • Cetera Investment Advisers opened 37 new positions and closed 55 in Q3 2016.
  • Cetera Investment Advisers's portfolio value fell 8.8% quarter-over-quarter to $233M.

Based on Cetera Investment Advisers's 13F filing for Q3 2016, filed 15 Nov 2016.