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Cetera Investment Advisers Portfolio holdings
AUM
$94B
1-Year Est. Return
20.14%
This Fund
S&P 500
This Quarter
Est. Return
+10.01%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$12.3B
AUM Growth
+$725M
(+6.3%)
Cap. Flow
-$338M
Cap. Flow
% of AUM
-2.75%
Top 10 Holdings %
Top 10 Hldgs %
19.9%
Holding
2,384
New
183
Increased
923
Reduced
1,067
Closed
149
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$154M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$72.3M |
| 3 |
iShares Core S&P 500 ETF
IVV
|
+$23.9M |
| 4 |
iShares S&P 100 ETF
OEF
|
+$22.8M |
| 5 |
DFUS
Dimensional US Equity ETF
DFUS
|
+$16.2M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
First Trust Capital Strength ETF
FTCS
|
+$111M |
| 2 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$76.1M |
| 3 |
First Trust Morningstar Dividend Leaders Index Fund
FDL
|
+$73.4M |
| 4 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$53.4M |
| 5 |
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
|
+$45.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 9.18% |
| 2 | Financials | 4.06% |
| 3 | Healthcare | 3.55% |
| 4 | Consumer Discretionary | 3.5% |
| 5 | Industrials | 2.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
226
Lam Research
LRCX
$386B
| $10M | 0.08% |
127,870
+3,670
| +3% | +$250K |
|
227
FT Vest Fund of Deep Buffer ETFs
BUFD
$2B
| $9.95M | 0.08% |
438,415
-84,750
| -16% | -$1.85M |
|
228
iShares 1-5 Year Investment Grade Corporate Bond ETF
IGSB
$23.3B
| $9.92M | 0.08% |
193,557
-42,556
| -18% | -$2.14M |
|
229
Aflac
AFL
$62B
| $9.84M | 0.08% |
119,264
+3,747
| +3% | +$302K |
|
230
State Street Financial Select Sector SPDR ETF
XLF
$59.1B
| $9.84M | 0.08% |
261,676
-4,236
| -2% | -$147K |
|
231
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
| $9.82M | 0.08% |
94,004
-4,547
| -5% | -$426K |
|
|
SCHV
232
Schwab US Large-Cap Value ETF
SCHV
$16.1B
| $9.79M | 0.08% |
418,965
-72,282
| -15% | -$1.58M |
|
233
S&P Global
SPGI
$121B
| $9.78M | 0.08% |
22,196
+1,009
| +5% | +$398K |
|
234
iShares Russell Mid-Cap ETF
IWR
$57.5B
| $9.77M | 0.08% |
125,686
-19,579
| -13% | -$1.39M |
|
235
iShares 0-1 Year Treasury Bond ETF
SHV
$20.6B
| $9.76M | 0.08% |
88,619
-51,430
| -37% | -$5.67M |
|
236
American Express
AXP
$229B
| $9.67M | 0.08% |
51,612
+1,541
| +3% | +$248K |
|
237
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.87B
| $9.66M | 0.08% |
131,642
+79,425
| +152% | +$5.25M |
|
238
Morgan Stanley
MS
$341B
| $9.62M | 0.08% |
104,035
+8,046
| +8% | +$644K |
|
239
Vanguard Russell 1000 Growth ETF
VONG
$45.8B
| $9.6M | 0.08% |
123,082
-6,708
| -5% | -$488K |
|
240
Nike
NKE
$62.2B
| $9.57M | 0.08% |
88,182
+3,285
| +4% | +$353K |
|
241
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.41B
| $9.57M | 0.08% |
104,558
+2,623
| +3% | +$215K |
|
242
Uber
UBER
$158B
| $9.57M | 0.08% |
155,435
-20,182
| -11% | -$1.06M |
|
243
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
| $9.47M | 0.08% |
198,984
-21,804
| -10% | -$977K |
|
244
TSMC
TSM
$2.2T
| $9.44M | 0.08% |
90,727
+8,791
| +11% | +$838K |
|
245
CrowdStrike
CRWD
$230B
| $9.39M | 0.08% |
147,116
-2,524
| -2% | -$132K |
|
246
Union Pacific
UNP
$174B
| $9.32M | 0.08% |
37,937
-7,369
| -16% | -$1.62M |
|
247
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.73B
| $9.32M | 0.08% |
202,831
+116,768
| +136% | +$5.11M |
|
248
Oneok
OKE
$55.6B
| $9.19M | 0.07% |
130,873
-17,518
| -12% | -$1.17M |
|
249
Global X MLP ETF
MLPA
$2.25B
| $9.1M | 0.07% |
205,428
-41,576
| -17% | -$1.85M |
|
250
Target
TGT
$68.8B
| $9.1M | 0.07% |
63,897
-15,198
| -19% | -$1.86M |
|
Similar funds
Cetera Investment Advisers's Q4 2023 Portfolio in Review
As of Q4 2023, Cetera Investment Advisers held 2,384 positions worth $12.3B, up 6.3% from $11.6B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Cetera Investment Advisers's Q4 2023 filing shows 183 new, 923 increased, 1,067 reduced and 149 closed positions. Its largest new stake was Schwab 1-5 Year Corporate Bond ETF: 229,140 shares worth $5.54M. The largest sale was First Trust Capital Strength ETF, an estimated $111M.
By sector, the portfolio is most concentrated in Technology at 9.2% of assets, up from 8.4% a quarter earlier, followed by Financials and Healthcare.
- Cetera Investment Advisers's largest Q4 2023 buy was Schwab 1-5 Year Corporate Bond ETF: 229,140 shares worth $5.54M.
- Cetera Investment Advisers added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q4 2023, an estimated $154M increase.
- Cetera Investment Advisers's biggest Q4 2023 reduction was First Trust Capital Strength ETF, cutting an estimated $111M.
- Cetera Investment Advisers fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $5.77M.
- Cetera Investment Advisers's ten largest holdings make up 20% of its $12.3B portfolio in Q4 2023.
- Cetera Investment Advisers opened 183 new positions and closed 149 in Q4 2023.
- Cetera Investment Advisers's portfolio value rose 6.3% quarter-over-quarter to $12.3B.
Based on Cetera Investment Advisers's 13F filing for Q4 2023, filed 13 Feb 2024.