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Cetera Investment Advisers

Cetera Investment Advisers Portfolio holdings

AUM $94B
1-Year Est. Return 20.14%
This Fund
S&P 500
This Quarter Est. Return
-0.79%
1 Year Est. Return
+20.14%
3 Year Est. Return
+58.25%
5 Year Est. Return
+64.18%
10 Year Est. Return
+205.32%
AUM
$6.29B
AUM Growth
+$62.8M
Cap. Flow
+$135M
Cap. Flow %
2.14%
Top 10 Hldgs %
17.61%
Holding
1,910
New
142
Increased
848
Reduced
738
Closed
126

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$16.4M
2
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$9.63M
3
SOXX icon
iShares Semiconductor ETF
SOXX
+$9.23M
4
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$7.62M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.4M

Top Sells

Rank Stock Value
1
SDY icon
State Street SPDR S&P Dividend ETF
SDY
+$9.18M
2
IYW icon
iShares US Technology ETF
IYW
+$8.48M
3
UWM icon
ProShares Ultra Russell2000
UWM
+$8.15M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$7.57M
5
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$7.26M

Sector Composition

Rank Sector Weight
1 Technology 11.07%
2 Healthcare 5.37%
3 Financials 5.14%
4 Consumer Discretionary 4.62%
5 Communication Services 3.9%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDIV icon
226
State Street SPDR S&P Global Dividend ETF
WDIV
$281M
$6.2M 0.1%
93,954
+5,566
+6% +$377K
EMB icon
227
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$6.19M 0.1%
56,207
-130
-0.2% -$14.6K
MBB icon
228
iShares MBS ETF
MBB
$39.1B
$6.17M 0.1%
57,047
+293
+0.5% +$31.8K
FLOT icon
229
iShares Floating Rate Bond ETF
FLOT
$10.5B
$6.16M 0.1%
121,186
+34,133
+39% +$1.73M
FNOV icon
230
FT Vest US Equity Buffer ETF November
FNOV
$1.24B
$6.15M 0.1%
161,507
-6,737
-4% -$256K
EEM icon
231
iShares MSCI Emerging Markets ETF
EEM
$30B
$6.13M 0.1%
121,664
+4,731
+4% +$246K
XYZ
232
Block Inc
XYZ
$47.5B
$6.11M 0.1%
25,472
-2,988
-10% -$768K
SDVY icon
233
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.8B
$6.01M 0.1%
212,670
+37,042
+21% +$1.07M
SPAB icon
234
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.94B
$6.01M 0.1%
201,408
+10,959
+6% +$330K
FALN icon
235
iShares Fallen Angels USD Bond ETF
FALN
$1.6B
$5.93M 0.09%
197,031
+33,792
+21% +$1.02M
OEF icon
236
iShares S&P 100 ETF
OEF
$20.5B
$5.93M 0.09%
30,037
+14,225
+90% +$2.89M
CMCSA icon
237
Comcast
CMCSA
$90B
$5.87M 0.09%
105,011
-2,645
-2% -$154K
MO icon
238
Altria Group
MO
$114B
$5.83M 0.09%
128,176
-3,437
-3% -$166K
VCIT icon
239
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$67.8B
$5.82M 0.09%
61,643
-11,521
-16% -$1.1M
GD icon
240
General Dynamics
GD
$106B
$5.79M 0.09%
29,524
+1,787
+6% +$350K
IWB icon
241
iShares Russell 1000 ETF
IWB
$50.2B
$5.77M 0.09%
23,873
-1,228
-5% -$305K
PRU icon
242
Prudential Financial
PRU
$41.8B
$5.72M 0.09%
54,339
+785
+1% +$80.9K
LRCX icon
243
Lam Research
LRCX
$390B
$5.71M 0.09%
100,400
-16,220
-14% -$987K
XLP icon
244
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$5.71M 0.09%
82,911
-32,066
-28% -$2.29M
VDC icon
245
Vanguard Consumer Staples ETF
VDC
$7.97B
$5.69M 0.09%
31,742
+3,788
+14% +$701K
MDT icon
246
Medtronic
MDT
$112B
$5.64M 0.09%
45,014
+1,732
+4% +$224K
KHC icon
247
Kraft Heinz
KHC
$30B
$5.64M 0.09%
153,234
+12,310
+9% +$463K
F icon
248
Ford
F
$55.7B
$5.57M 0.09%
393,452
+18,697
+5% +$254K
VXF icon
249
Vanguard Extended Market ETF
VXF
$31.9B
$5.54M 0.09%
30,380
+3,161
+12% +$590K
XLRE icon
250
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.65B
$5.54M 0.09%
124,599
+50,942
+69% +$2.37M
8 9
10
11 12

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Cetera Investment Advisers's Q3 2021 Portfolio in Review

As of Q3 2021, Cetera Investment Advisers held 1,910 positions worth $6.29B, up 1% from $6.23B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Cetera Investment Advisers's Q3 2021 filing shows 142 new, 848 increased, 738 reduced and 126 closed positions. Its largest new stake was Ocular Therapeutix: 432,100 shares worth $4.32M. The largest sale was State Street SPDR S&P Dividend ETF, an estimated $9.18M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 11% a quarter earlier, followed by Healthcare and Financials.

  • Cetera Investment Advisers's largest Q3 2021 buy was Ocular Therapeutix: 432,100 shares worth $4.32M.
  • Cetera Investment Advisers added most to Schwab US Dividend Equity ETF in Q3 2021, an estimated $16.4M increase.
  • Cetera Investment Advisers's biggest Q3 2021 reduction was State Street SPDR S&P Dividend ETF, cutting an estimated $9.18M.
  • Cetera Investment Advisers fully exited ProShares Ultra Russell2000 in Q3 2021, selling an estimated $8.15M.
  • Cetera Investment Advisers's ten largest holdings make up 18% of its $6.29B portfolio in Q3 2021.
  • Cetera Investment Advisers opened 142 new positions and closed 126 in Q3 2021.
  • Cetera Investment Advisers's portfolio value rose 1% quarter-over-quarter to $6.29B.

Based on Cetera Investment Advisers's 13F filing for Q3 2021, filed 16 Nov 2021.