Cetera Advisors’s SFL Corp SFL Stock Holding History

Cetera Advisors’s Portfolio SFL Stock Details SFL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-11,640	Closed	-$170K	–	800
2016 Q3	$170K	Buy	11,640 +120	+1%	+$1.8K	0.01%	700
2016 Q2	$170K	Buy	+11,520	New	+$172K	0.01%	704

Other funds holding SFL

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $552B AUM 44.19% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.89% 1-Year Est. Return

Allianz Asset Management Munich, Germany $123B AUM 45.23% 1-Year Est. Return

DAM

Doheny Asset Management Los Angeles, California $172M AUM 38.82% 1-Year Est. Return

Cetera Advisors's SFL Position: Q4 2016 in Review

Cetera Advisors sold out of SFL Corp (SFL) in Q4 2016, closing a stake of 11,640 shares — an estimated $170K sold.

Cetera Advisors first reported a position in SFL in Q2 2016 and held it in 2 quarters. The position peaked at $170K in Q3 2016. 161 funds tracked by Wall St. Rank hold SFL as of Q4 2016.

Cetera Advisors reported no remaining SFL Corp position as of Q4 2016 after selling out during the quarter.
Cetera Advisors sold 11,640 SFL Corp shares in Q4 2016, an estimated $170K.
Cetera Advisors first reported a position in SFL Corp in Q2 2016 and held it in 2 quarters.
Cetera Advisors's SFL Corp position peaked at $170K in Q3 2016.
161 funds tracked by Wall St. Rank held SFL Corp as of Q4 2016.

Based on Cetera Advisors's 13F filing for Q4 2016, filed 15 Feb 2017.