Cetera Advisors’s Sphere 3D ANY Stock Holding History

Cetera Advisors’s Portfolio ANY Stock Details ANY Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-1	Closed	-$2K	–	833
2017 Q2	$2K	Hold	1	–	–	﹤0.01%	816
2017 Q1	$2K	Buy	+1	New	+$4.18K	﹤0.01%	787

Other funds holding ANY

CCP

Cyrus Capital Partners New York $196M AUM 123.68% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Virtu Financial New York $2.41B AUM 48.35% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Group One Trading Chicago, Illinois $52.2B AUM 104.56% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Cetera Advisors's ANY Position: Q3 2017 in Review

Cetera Advisors sold out of Sphere 3D (ANY) in Q3 2017, closing a stake of 1 share — an estimated $2K sold.

Cetera Advisors first reported a position in ANY in Q1 2017 and held it in 2 quarters. The position peaked at $2K in Q2 2017. 8 funds tracked by Wall St. Rank hold ANY as of Q3 2017.

Cetera Advisors reported no remaining Sphere 3D position as of Q3 2017 after selling out during the quarter.
Cetera Advisors sold 1 Sphere 3D share in Q3 2017, an estimated $2K.
Cetera Advisors first reported a position in Sphere 3D in Q1 2017 and held it in 2 quarters.
Cetera Advisors's Sphere 3D position peaked at $2K in Q2 2017.
8 funds tracked by Wall St. Rank held Sphere 3D as of Q3 2017.

Based on Cetera Advisors's 13F filing for Q3 2017, filed 16 Nov 2017.