Certuity’s Cascade Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half o CAS.U Stock Holding History

Certuity’s Portfolio CAS.U Stock Details CAS.U Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q4	–	Sell	-50,000	Closed	-$504K	–	422
2021 Q3	$504K	Hold	50,000	–	–	0.1%	160
2021 Q2	$511K	Hold	50,000	–	–	0.12%	134
2021 Q1	$513K	Hold	50,000	–	–	0.14%	109
2020 Q4	$523K	Buy	+50,000	New	+$509K	0.17%	97

Other funds holding CAS.U

Magnetar Financial Evanston, Illinois $9.83B AUM 190.64% 1-Year Est. Return

Wealthspring Capital West Harrison, New York $421M AUM 9.46% 1-Year Est. Return

Schechter Investment Advisors Birmingham, Michigan $1.21B AUM 8.73% 1-Year Est. Return

Gillson Capital Chicago, Illinois $1.22B AUM 7.54% 1-Year Est. Return

Mint Tower Capital Management Amsterdam, Netherlands $1.08B AUM 19.06% 1-Year Est. Return

HRT Financial New York $26B AUM 58.22% 1-Year Est. Return

Glazer Capital LLC New York $4.71B AUM 81.93% 1-Year Est. Return

Alpine Global Management New York $658M AUM 20.22% 1-Year Est. Return

Sage Mountain Advisors Atlanta, Georgia $1.43B AUM 16.47% 1-Year Est. Return

Stifel Financial

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return