Certuity’s Principal Exchange-Traded Funds Principal Healthcare Innovators ETF BTEC Stock Holding History

Certuity’s Portfolio BTEC Stock Details BTEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q2	–	Sell	-5,470	Closed	-$217K	–	316
2022 Q1	$217K	Buy	5,470 +51	+0.9%	+$2.02K	0.05%	274
2021 Q4	$256K	Hold	5,419	–	–	0.05%	241
2021 Q3	$296K	Hold	5,419	–	–	0.06%	282
2021 Q2	$330K	Hold	5,419	–	–	0.08%	213
2021 Q1	$314K	Hold	5,419	–	–	0.08%	195
2020 Q4	$318K	Buy	5,419 +19	+0.4%	+$1.02K	0.1%	145
2020 Q3	$257K	Buy	+5,400	New	+$245K	0.1%	147

Other funds holding BTEC

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

FFG

Fortem Financial Group Palm Desert, California $490M AUM 60.73% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

VNA

Valley National Advisers Bethlehem, Pennsylvania $773M AUM 21.98% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

PSI Advisors Tampa, Florida $418M AUM 15.55% 1-Year Est. Return

CFGS

Concourse Financial Group Securities Birmingham, Alabama $1.77B AUM 17.37% 1-Year Est. Return

Certuity's BTEC Position: Q2 2022 in Review

Certuity sold out of Principal Exchange-Traded Funds Principal Healthcare Innovators ETF (BTEC) in Q2 2022, closing a stake of 5,470 shares — an estimated $217K sold.

Certuity first reported a position in BTEC in Q3 2020 and held it in 7 quarters. The position peaked at $330K in Q2 2021. 23 funds tracked by Wall St. Rank hold BTEC as of Q2 2022.

Certuity reported no remaining Principal Exchange-Traded Funds Principal Healthcare Innovators ETF position as of Q2 2022 after selling out during the quarter.
Certuity sold 5,470 Principal Exchange-Traded Funds Principal Healthcare Innovators ETF shares in Q2 2022, an estimated $217K.
Certuity first reported a position in Principal Exchange-Traded Funds Principal Healthcare Innovators ETF in Q3 2020 and held it in 7 quarters.
Certuity's Principal Exchange-Traded Funds Principal Healthcare Innovators ETF position peaked at $330K in Q2 2021.
23 funds tracked by Wall St. Rank held Principal Exchange-Traded Funds Principal Healthcare Innovators ETF as of Q2 2022.

Based on Certuity's 13F filing for Q2 2022, filed 3 Aug 2022.