Caxton Associates (New York)’s Invesco QQQ Trust QQQ Stock Holding History

Caxton Associates (New York)’s Portfolio QQQ Stock Details QQQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q1	–	Sell	-62,500	Closed	-$16.6M	–	613
2022 Q4	$16.6M	Buy	+62,500	New	+$17.3M	1.11%	8
2022 Q3	–	Sell	-260,000	Closed	-$72.9M	–	635
2022 Q2	$72.9M	Buy	+260,000	New	+$80.7M	7.08%	4
2021 Q4	–	Sell	-8,500	Closed	-$3.04M	–	658
2021 Q3	$3.04M	Buy	+8,500	New	+$3.13M	0.34%	37
2020 Q3	–	Sell	-4,000	Closed	-$990K	–	479
2020 Q2	$990K	Buy	+4,000	New	+$897K	0.09%	71
2020 Q1	–	Sell	-100,000	Closed	-$21.3M	–	553
2019 Q4	$21.3M	Buy	100,000 +50,000	+100%	+$10M	2.92%	5
2019 Q3	$9.44M	Buy	+50,000	New	+$9.48M	1.88%	6
2019 Q2	–	Sell	-20,500	Closed	-$3.68M	–	503
2019 Q1	$3.68M	Buy	+20,500	New	+$3.48M	0.54%	43
2018 Q4	–	Sell	-150,000	Closed	-$27.9M	–	436
2018 Q3	$27.9M	Buy	150,000 +110,000	+275%	+$19.9M	1.92%	9
2018 Q2	$6.87M	Buy	+40,000	New	+$6.71M	0.35%	60
2018 Q1	–	Sell	-50,000	Closed	-$7.79M	–	407
2017 Q4	$7.79M	Hold	50,000	–	–	0.38%	71
2017 Q3	$7.27M	Sell	50,000 -230,000	-82%	-$33M	0.26%	96
2017 Q2	$38.5M	Buy	+280,000	New	+$38.5M	1.49%	8
2016 Q4	–	Sell	-500,000	Closed	-$59.4M	–	258
2016 Q3	$59.4M	Sell	500,000 -250,000	-33%	-$28.9M	2.01%	9
2016 Q2	$80.7M	Buy	+750,000	New	+$81M	2.22%	9
2015 Q3	–	Sell	-1,000,000	Closed	-$107M	–	128
2015 Q2	$107M	Sell	1,000,000 -2,000,000	-67%	-$217M	4.85%	6
2015 Q1	$317M	Buy	+3,000,000	New	+$315M	13.09%	2

Other funds holding QQQ

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Caxton Associates (New York)'s QQQ Position: Q4 2023 in Review

Caxton Associates (New York) sold out of Invesco QQQ Trust (QQQ) in Q4 2023, closing a stake of 42,500 shares — an estimated $15.2M sold.

Caxton Associates (New York) first reported a position in QQQ in Q2 2014 and held it in 9 quarters. The position peaked at $21.5M in Q2 2016. 2,842 funds tracked by Wall St. Rank hold QQQ as of Q4 2023.

Caxton Associates (New York) reported no remaining Invesco QQQ Trust position as of Q4 2023 after selling out during the quarter.
Caxton Associates (New York) sold 42,500 Invesco QQQ Trust shares in Q4 2023, an estimated $15.2M.
Caxton Associates (New York) first reported a position in Invesco QQQ Trust in Q2 2014 and held it in 9 quarters.
Caxton Associates (New York)'s Invesco QQQ Trust position peaked at $21.5M in Q2 2016.
2,842 funds tracked by Wall St. Rank held Invesco QQQ Trust as of Q4 2023.

Based on Caxton Associates (New York)'s 13F filing for Q4 2023, filed 14 Feb 2024.