Caxton Associates (New York)’s AngloGold Ashanti AU Stock Holding History

Caxton Associates (New York)’s Portfolio AU Stock Details AU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-112,400	Closed	-$1.01M	–	80
2015 Q2	$1.01M	Buy	+112,400	New	+$1.14M	0.05%	123
2014 Q4	–	Sell	-105,000	Closed	-$990K	–	121
2014 Q3	$1.26M	Sell	105,000 -200,000	-66%	-$3.27M	0.04%	169
2014 Q2	$5.25M	Sell	305,000 -104,400	-26%	-$1.78M	0.27%	73
2014 Q1	$6.99M	Sell	409,400 -390,600	-49%	-$6.21M	0.43%	49
2013 Q4	$9.38M	Buy	800,000 +100,000	+14%	+$1.36M	0.3%	54
2013 Q3	$9.3M	Buy	+700,000	New	+$9.38M	0.49%	53

Other funds holding AU

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Paulson & Co New York $3.11B AUM 94.93% 1-Year Est. Return

First Eagle Investment Management New York $59B AUM 32.99% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

Passport Capital San Francisco, California $394M AUM 50.67% 1-Year Est. Return

Franklin Resources San Mateo, California $408B AUM 30.18% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Mackenzie Financial Toronto Ontario, Ontario, Canada $83.3B AUM 31.19% 1-Year Est. Return

Caxton Associates (New York)'s AU Position: Q3 2015 in Review

Caxton Associates (New York) sold out of AngloGold Ashanti (AU) in Q3 2015, closing a stake of 112,400 shares — an estimated $1.01M sold.

Caxton Associates (New York) first reported a position in AU in Q3 2013 and held it in 6 quarters. The position peaked at $9.38M in Q4 2013. 156 funds tracked by Wall St. Rank hold AU as of Q3 2015.

Caxton Associates (New York) reported no remaining AngloGold Ashanti position as of Q3 2015 after selling out during the quarter.
Caxton Associates (New York) sold 112,400 AngloGold Ashanti shares in Q3 2015, an estimated $1.01M.
Caxton Associates (New York) first reported a position in AngloGold Ashanti in Q3 2013 and held it in 6 quarters.
Caxton Associates (New York)'s AngloGold Ashanti position peaked at $9.38M in Q4 2013.
156 funds tracked by Wall St. Rank held AngloGold Ashanti as of Q3 2015.

Based on Caxton Associates (New York)'s 13F filing for Q3 2015, filed 16 Nov 2015.