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CI

Cavalier Investments Portfolio holdings

AUM $3.7B
1-Year Est. Return 51.42%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+51.42%
3 Year Est. Return
+153.91%
5 Year Est. Return
+153.63%
10 Year Est. Return
+741.94%
AUM
$250M
AUM Growth
+$42.4M
Cap. Flow
+$31.6M
Cap. Flow %
12.6%
Top 10 Hldgs %
44.7%
Holding
182
New
40
Increased
39
Reduced
15
Closed
51

Top Buys

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$11.4M
2
JHME
John Hancock Multifactor Energy ETF
JHME
+$10.4M
3
IDU icon
iShares US Utilities ETF
IDU
+$3.23M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$3.14M
5
EWH icon
iShares MSCI Hong Kong ETF
EWH
+$3.12M

Top Sells

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$2.81M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.73M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.69M
4
SCJ icon
iShares MSCI Japan Small-Cap ETF
SCJ
+$2.68M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$2.68M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Consumer Discretionary 5.94%
3 Healthcare 3.97%
4 Materials 3.35%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YRD
176
Yiren Digital
YRD
$98.9M
– –
-22,600
Closed -$948K
HCCI
177
DELISTED
Heritage-Crystal Clean, Inc.
HCCI
– –
-18,800
Closed -$409K
CNXM
178
DELISTED
CNX Midstream Partners LP
CNXM
– –
-29,300
Closed -$464K
EMKR
179
DELISTED
Emcore Corp
EMKR
– –
-2,000
Closed -$164K
JHMS
180
DELISTED
John Hancock Multifactor Consumer Staples ETF
JHMS
– –
-54,403
Closed -$1.4M
CELG
181
DELISTED
Celgene Corp
CELG
– –
-1,749
Closed -$255K
4 5 6 7
8

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Cavalier Investments's Q4 2017 Portfolio in Review

As of Q4 2017, Cavalier Investments held 182 positions worth $250M, up 20% from $208M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Cavalier Investments deployed $31.6M of net new capital in Q4 2017, opening 40 new positions and adding to 39 existing holdings. Its largest new stake was John Hancock Multifactor Energy ETF: 370,263 shares worth $11M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was John Hancock Multifactor Financials ETF, an estimated $1.15M trimmed.

  • Cavalier Investments's largest Q4 2017 buy was John Hancock Multifactor Energy ETF: 370,263 shares worth $11M.
  • Cavalier Investments added most to State Street Health Care Select Sector SPDR ETF in Q4 2017, an estimated $11.4M increase.
  • Cavalier Investments's biggest Q4 2017 reduction was John Hancock Multifactor Financials ETF, cutting an estimated $1.15M.
  • Cavalier Investments fully exited iShares US Home Construction ETF in Q4 2017, selling an estimated $2.81M.
  • Cavalier Investments's ten largest holdings make up 45% of its $250M portfolio in Q4 2017.
  • Cavalier Investments opened 40 new positions and closed 51 in Q4 2017.
  • Cavalier Investments's portfolio value rose 20% quarter-over-quarter to $250M.

Based on Cavalier Investments's 13F filing for Q4 2017, filed 13 Feb 2018.