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Cavalier Investments Portfolio holdings

AUM $3.7B
1-Year Est. Return 51.42%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+51.42%
3 Year Est. Return
+153.91%
5 Year Est. Return
+153.63%
10 Year Est. Return
+741.94%
AUM
$250M
AUM Growth
+$42.4M
Cap. Flow
+$31.6M
Cap. Flow %
12.6%
Top 10 Hldgs %
44.7%
Holding
182
New
40
Increased
39
Reduced
15
Closed
51

Top Buys

Rank Stock Value
1
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$11.4M
2
JHME
John Hancock Multifactor Energy ETF
JHME
+$10.4M
3
IDU icon
iShares US Utilities ETF
IDU
+$3.23M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$3.14M
5
EWH icon
iShares MSCI Hong Kong ETF
EWH
+$3.12M

Top Sells

Rank Stock Value
1
ITB icon
iShares US Home Construction ETF
ITB
+$2.81M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.73M
3
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$2.69M
4
SCJ icon
iShares MSCI Japan Small-Cap ETF
SCJ
+$2.68M
5
ACWI icon
iShares MSCI ACWI ETF
ACWI
+$2.68M

Sector Composition

Rank Sector Weight
1 Technology 11.6%
2 Consumer Discretionary 5.94%
3 Healthcare 3.97%
4 Materials 3.35%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UTSI icon
126
UTStarcom
UTSI
$23.1M
$259K 0.1%
+11,500
New +$188K
XCRA
127
DELISTED
Xcerra Corporation
XCRA
$241K 0.1%
+24,600
New +$243K
INTT icon
128
inTEST
INTT
$160M
$214K 0.09%
+24,700
New +$219K
CTRE icon
129
CareTrust REIT
CTRE
$10.1B
$210K 0.08%
12,500
– –
TRNO icon
130
Terreno Realty
TRNO
$7.72B
$200K 0.08%
5,700
– –
AAOI icon
131
Applied Optoelectronics
AAOI
$7.07B
– –
-15,400
Closed -$996K
ACWI icon
132
iShares MSCI ACWI ETF
ACWI
$32.5B
– –
-38,879
Closed -$2.68M
AEIS icon
133
Advanced Energy
AEIS
$10.9B
– –
-8,800
Closed -$711K
AMX icon
134
America Movil
AMX
$77.2B
– –
-31,500
Closed -$559K
AMZA icon
135
InfraCap MLP ETF
AMZA
$467M
– –
-4,410
Closed -$411K
AMZN icon
136
Amazon
AMZN
$2.48T
– –
-20,000
Closed -$961K
AVGO icon
137
Broadcom
AVGO
$1.81T
– –
-55,000
Closed -$1.33M
AXON
138
Axon Enterprise
AXON
$44.1B
– –
-8,924
Closed -$202K
BRK.B icon
139
Berkshire Hathaway Class B
BRK.B
$1.11T
– –
-1,092
Closed -$200K
COHR icon
140
Coherent
COHR
$47.6B
– –
-10,000
Closed -$412K
DPZ icon
141
Domino's
DPZ
$11.6B
– –
-4,150
Closed -$824K
FDN icon
142
First Trust Dow Jones Internet Index Fund ETF
FDN
$5B
– –
-26,624
Closed -$2.73M
FNX icon
143
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
– –
-5,960
Closed -$369K
FRBA icon
144
First Bank
FRBA
$473M
– –
-10,000
Closed -$133K
FTA icon
145
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.41B
– –
-8,714
Closed -$445K
FTC icon
146
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.29B
– –
-8,572
Closed -$493K
FXH icon
147
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
– –
-4,509
Closed -$304K
FXL icon
148
First Trust Technology AlphaDEX Fund
FXL
$2.45B
– –
-9,137
Closed -$438K
FXO icon
149
First Trust Financials AlphaDEX Fund
FXO
$1.15B
– –
-11,420
Closed -$339K
FXR icon
150
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$742M
– –
-8,678
Closed -$322K
4 5
6
7 8

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BB
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EPIM
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TGA
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SLG
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SPPAM
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OIMU
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Cavalier Investments's Q4 2017 Portfolio in Review

As of Q4 2017, Cavalier Investments held 182 positions worth $250M, up 20% from $208M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Cavalier Investments deployed $31.6M of net new capital in Q4 2017, opening 40 new positions and adding to 39 existing holdings. Its largest new stake was John Hancock Multifactor Energy ETF: 370,263 shares worth $11M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, down from 12% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was John Hancock Multifactor Financials ETF, an estimated $1.15M trimmed.

  • Cavalier Investments's largest Q4 2017 buy was John Hancock Multifactor Energy ETF: 370,263 shares worth $11M.
  • Cavalier Investments added most to State Street Health Care Select Sector SPDR ETF in Q4 2017, an estimated $11.4M increase.
  • Cavalier Investments's biggest Q4 2017 reduction was John Hancock Multifactor Financials ETF, cutting an estimated $1.15M.
  • Cavalier Investments fully exited iShares US Home Construction ETF in Q4 2017, selling an estimated $2.81M.
  • Cavalier Investments's ten largest holdings make up 45% of its $250M portfolio in Q4 2017.
  • Cavalier Investments opened 40 new positions and closed 51 in Q4 2017.
  • Cavalier Investments's portfolio value rose 20% quarter-over-quarter to $250M.

Based on Cavalier Investments's 13F filing for Q4 2017, filed 13 Feb 2018.