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Cavalier Investments Portfolio holdings

AUM $3.7B
1-Year Est. Return 51.42%
This Fund
S&P 500
This Quarter Est. Return
+6.33%
1 Year Est. Return
+51.42%
3 Year Est. Return
+153.91%
5 Year Est. Return
+153.63%
10 Year Est. Return
+741.94%
AUM
$155M
AUM Growth
-$9.29M
Cap. Flow
-$14.9M
Cap. Flow %
-9.62%
Top 10 Hldgs %
58.41%
Holding
163
New
35
Increased
27
Reduced
23
Closed
40

Top Buys

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$13.1M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$5M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$4.96M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$4.92M
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$4.38M

Top Sells

Rank Stock Value
1
XLFS
Financial Services Select Sector SPDR Fund
XLFS
+$8.58M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$8.35M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$8.29M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$8.28M
5
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$8.26M

Sector Composition

Rank Sector Weight
1 Technology 9.09%
2 Consumer Staples 4%
3 Industrials 3.7%
4 Healthcare 2.98%
5 Consumer Discretionary 2.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMT icon
51
Lockheed Martin
LMT
$131B
$600K 0.39%
2,400
+500
+26% +$125K
BSBR icon
52
Santander
BSBR
$38.2B
$571K 0.37%
+67,025
New +$503K
GIS icon
53
General Mills
GIS
$20.2B
$537K 0.35%
8,700
– –
EW icon
54
Edwards Lifesciences
EW
$49.4B
$534K 0.34%
+17,100
New +$554K
SHV icon
55
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
$521K 0.34%
4,725
-1,890
-29% -$209K
TECK icon
56
Teck Resources
TECK
$28.2B
$521K 0.34%
+26,000
New +$563K
SYY icon
57
Sysco
SYY
$40.8B
$507K 0.33%
9,157
-8,000
-47% -$416K
IDXX icon
58
Idexx Laboratories
IDXX
$44.9B
$504K 0.32%
+4,300
New +$491K
BGSF icon
59
BGSF Inc
BGSF
$57.4M
$502K 0.32%
32,200
– –
MTD icon
60
Mettler-Toledo International
MTD
$28.1B
$502K 0.32%
+1,200
New +$499K
MTZ icon
61
MasTec
MTZ
$22.7B
$501K 0.32%
+13,100
New +$444K
CMS icon
62
CMS Energy
CMS
$23B
$499K 0.32%
12,000
– –
GKOS icon
63
Glaukos
GKOS
$9.49B
$497K 0.32%
+14,500
New +$496K
RSG icon
64
Republic Services
RSG
$67.4B
$496K 0.32%
+8,700
New +$466K
ACP
65
abrdn Income Credit Strategies Fund
ACP
$631M
$492K 0.32%
37,884
– –
CONE
66
DELISTED
CyrusOne Inc Common Stock
CONE
$492K 0.32%
11,000
-4,300
-28% -$191K
UI icon
67
Ubiquiti
UI
$31.6B
$491K 0.32%
8,500
+3,300
+63% +$180K
ALGN icon
68
Align Technology
ALGN
$12.9B
$481K 0.31%
5,000
+1,900
+61% +$176K
BAX icon
69
Baxter International
BAX
$12.8B
$457K 0.29%
+10,300
New +$476K
FNSR
70
DELISTED
Finisar Corp
FNSR
$454K 0.29%
+15,000
New +$461K
AVK
71
Advent Convertible and Income Fund
AVK
$528M
$452K 0.29%
31,615
– –
ISRG icon
72
Intuitive Surgical
ISRG
$127B
$434K 0.28%
+6,165
New +$453K
INGR icon
73
Ingredion
INGR
$6.42B
$400K 0.26%
3,200
– –
SPY icon
74
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$363K 0.23%
1,623
-825
-34% -$180K
CRUS icon
75
Cirrus Logic
CRUS
$6.76B
$362K 0.23%
+6,400
New +$354K
1 2
3
4 5

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TGA
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SLG
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SPPAM
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OIMU
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Cavalier Investments's Q4 2016 Portfolio in Review

As of Q4 2016, Cavalier Investments held 163 positions worth $155M, down 5.6% from $165M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Cavalier Investments withdrew a net $14.9M in Q4 2016, closing 40 positions and reducing 23 holdings. Its most notable exit was Financial Services Select Sector SPDR Fund, an estimated $8.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.1% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

Against the trend, Cavalier Investments opened a new position in State Street Financial Select Sector SPDR ETF worth $14.2M.

  • Cavalier Investments's largest Q4 2016 buy was State Street Financial Select Sector SPDR ETF: 609,531 shares worth $14.2M.
  • Cavalier Investments added most to State Street Technology Select Sector SPDR ETF in Q4 2016, an estimated $5M increase.
  • Cavalier Investments's biggest Q4 2016 reduction was Reynolds American Inc, cutting an estimated $2.06M.
  • Cavalier Investments fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $8.58M.
  • Cavalier Investments's ten largest holdings make up 58% of its $155M portfolio in Q4 2016.
  • Cavalier Investments opened 35 new positions and closed 40 in Q4 2016.
  • Cavalier Investments's portfolio value fell 5.6% quarter-over-quarter to $155M.

Based on Cavalier Investments's 13F filing for Q4 2016, filed 3 Feb 2017.