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CI

Cavalier Investments Portfolio holdings

AUM $3.7B
1-Year Est. Return 51.42%
This Fund
S&P 500
This Quarter Est. Return
+5.48%
1 Year Est. Return
+51.42%
3 Year Est. Return
+153.91%
5 Year Est. Return
+153.63%
10 Year Est. Return
+741.94%
AUM
$174M
AUM Growth
+$6.08M
Cap. Flow
-$371K
Cap. Flow %
-0.21%
Top 10 Hldgs %
60.28%
Holding
148
New
38
Increased
16
Reduced
19
Closed
48

Top Buys

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$17.9M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$10.3M
3
RAI
Reynolds American Inc
RAI
+$2.53M
4
CLX icon
Clorox
CLX
+$2.34M
5
VOX icon
Vanguard Communication Services ETF
VOX
+$2.06M

Top Sells

Rank Stock Value
1
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$19.7M
2
SOCL icon
Global X Social Media ETF
SOCL
+$3.37M
3
KBWP icon
Invesco KBW Property & Casualty Insurance ETF
KBWP
+$3.35M
4
IGM icon
iShares Expanded Tech Sector ETF
IGM
+$3.34M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$3.34M

Sector Composition

Rank Sector Weight
1 Consumer Staples 8.66%
2 Consumer Discretionary 6.32%
3 Technology 4.77%
4 Industrials 3.19%
5 Real Estate 2.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLU icon
51
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
$675K 0.39%
+27,220
New +$628K
BIV icon
52
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$663K 0.38%
7,690
-226
-3% -$19.2K
IEF icon
53
iShares 7-10 Year Treasury Bond ETF
IEF
$47.2B
$654K 0.38%
5,928
-170
-3% -$18.5K
BLV icon
54
Vanguard Long-Term Bond ETF
BLV
$5.74B
$582K 0.33%
6,257
-832
-12% -$74.8K
WP
55
DELISTED
Worldpay, Inc.
WP
$566K 0.32%
+10,500
New +$514K
GIS icon
56
General Mills
GIS
$20.2B
$551K 0.32%
+8,700
New +$506K
RYAAY icon
57
Ryanair
RYAAY
$30B
$541K 0.31%
+15,750
New +$520K
FIX icon
58
Comfort Systems
FIX
$53.5B
$486K 0.28%
15,300
– –
XIV
59
DELISTED
VelocityShares Daily Inverse VIX Short Term ETN
XIV
$478K 0.27%
+18,458
New +$380K
NAT icon
60
Nordic American Tanker
NAT
$1.36B
$475K 0.27%
33,970
– –
SPY icon
61
State Street SPDR S&P 500 ETF Trust
SPY
$771B
$442K 0.25%
2,153
– –
TSS
62
DELISTED
Total System Services, Inc.
TSS
$438K 0.25%
9,200
– –
NVEE
63
DELISTED
NV5 Global
NVEE
$435K 0.25%
64,816
– –
IVV icon
64
iShares Core S&P 500 ETF
IVV
$858B
$430K 0.25%
2,079
-313
-13% -$61.4K
XLF icon
65
State Street Financial Select Sector SPDR ETF
XLF
$56.5B
$422K 0.24%
21,343
-37,138
-64% -$707K
LMT icon
66
Lockheed Martin
LMT
$131B
$421K 0.24%
1,900
– –
VLRS
67
Controladora Vuela Compania de Aviacion
VLRS
$869M
$413K 0.24%
19,600
– –
EFX icon
68
Equifax
EFX
$22B
$411K 0.24%
3,600
– –
GLD icon
69
SPDR Gold Trust
GLD
$131B
$410K 0.24%
+3,488
New +$395K
SDY icon
70
State Street SPDR S&P Dividend ETF
SDY
$22.1B
$381K 0.22%
4,766
– –
AMN icon
71
AMN Healthcare
AMN
$1.35B
$380K 0.22%
11,300
– –
FGD icon
72
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.54B
$356K 0.2%
15,784
– –
FISV
73
Fiserv Inc
FISV
$29.7B
$349K 0.2%
6,800
-6,420
-49% -$304K
FN icon
74
Fabrinet
FN
$14.9B
$340K 0.19%
+10,500
New +$283K
AAPL icon
75
Apple
AAPL
$4.97T
$330K 0.19%
12,096
-96,228
-89% -$2.4M
1 2
3
4 5

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Cavalier Investments's Q1 2016 Portfolio in Review

As of Q1 2016, Cavalier Investments held 148 positions worth $174M, up 3.6% from $168M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Cavalier Investments's Q1 2016 filing shows 38 new, 16 increased, 19 reduced and 48 closed positions. Its largest new stake was First Trust Utilities AlphaDEX Fund: 759,637 shares worth $19.7M. The largest sale was First Trust Health Care AlphaDEX Fund, an estimated $19.7M.

By sector, the portfolio is most concentrated in Consumer Staples at 8.7% of assets, up from 3.1% a quarter earlier, followed by Consumer Discretionary and Technology.

  • Cavalier Investments's largest Q1 2016 buy was First Trust Utilities AlphaDEX Fund: 759,637 shares worth $19.7M.
  • Cavalier Investments added most to iShares 0-1 Year Treasury Bond ETF in Q1 2016, an estimated $10.3M increase.
  • Cavalier Investments's biggest Q1 2016 reduction was Apple, cutting an estimated $2.4M.
  • Cavalier Investments fully exited First Trust Health Care AlphaDEX Fund in Q1 2016, selling an estimated $19.7M.
  • Cavalier Investments's ten largest holdings make up 60% of its $174M portfolio in Q1 2016.
  • Cavalier Investments opened 38 new positions and closed 48 in Q1 2016.
  • Cavalier Investments's portfolio value rose 3.6% quarter-over-quarter to $174M.

Based on Cavalier Investments's 13F filing for Q1 2016, filed 13 May 2016.