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CI

Cavalier Investments Portfolio holdings

AUM $3.7B
1-Year Est. Return 51.42%
This Fund
S&P 500
This Quarter Est. Return
+6.33%
1 Year Est. Return
+51.42%
3 Year Est. Return
+153.91%
5 Year Est. Return
+153.63%
10 Year Est. Return
+741.94%
AUM
$155M
AUM Growth
-$9.29M
Cap. Flow
-$14.9M
Cap. Flow %
-9.62%
Top 10 Hldgs %
58.41%
Holding
163
New
35
Increased
27
Reduced
23
Closed
40

Top Buys

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$13.1M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$5M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$4.96M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$4.92M
5
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$4.38M

Top Sells

Rank Stock Value
1
XLFS
Financial Services Select Sector SPDR Fund
XLFS
+$8.58M
2
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$8.35M
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$8.29M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$8.28M
5
XLRE icon
State Street Real Estate Select Sector SPDR ETF
XLRE
+$8.26M

Sector Composition

Rank Sector Weight
1 Technology 9.09%
2 Consumer Staples 4%
3 Industrials 3.7%
4 Healthcare 2.98%
5 Consumer Discretionary 2.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMAT icon
26
Applied Materials
AMAT
$376B
$1.11M 0.72%
34,462
-975
-3% -$29.7K
NDAQ icon
27
Nasdaq
NDAQ
$53.7B
$1.09M 0.7%
48,900
– –
CGNX icon
28
Cognex
CGNX
$9.97B
$1.02M 0.66%
+32,000
New +$917K
ORBK
29
DELISTED
Orbotech Ltd
ORBK
$1.01M 0.65%
30,300
+20,300
+203% +$621K
MO icon
30
Altria Group
MO
$125B
$994K 0.64%
14,700
-10,000
-40% -$644K
WM icon
31
Waste Management
WM
$96.4B
$979K 0.63%
+13,800
New +$923K
BTZ icon
32
BlackRock Credit Allocation Income Trust
BTZ
$934M
$952K 0.61%
73,392
– –
WR
33
DELISTED
Westar Energy Inc
WR
$952K 0.61%
+16,900
New +$961K
FAM
34
DELISTED
First Trust/abrdn Global Opportunity Income Fund
FAM
$938K 0.6%
84,037
– –
FN icon
35
Fabrinet
FN
$15.9B
$927K 0.6%
23,000
+12,500
+119% +$521K
T icon
36
AT&T
T
$169B
$897K 0.58%
27,936
-24,097
-46% -$711K
SWBI icon
37
Smith & Wesson
SWBI
$658M
$890K 0.57%
54,902
+12,359
+29% +$228K
TTP
38
DELISTED
TORTOISE PIPELINE & ENERGY FUND, INC.
TTP
$866K 0.56%
10,044
– –
MXL icon
39
MaxLinear
MXL
$5.36B
$824K 0.53%
37,800
– –
AWK icon
40
American Water Works
AWK
$27B
$818K 0.53%
11,300
– –
BKLN icon
41
Invesco Senior Loan ETF
BKLN
$6.97B
$798K 0.51%
34,151
– –
VRP icon
42
Invesco Variable Rate Preferred ETF
VRP
$2.98B
$764K 0.49%
31,035
– –
TSN icon
43
Tyson Foods
TSN
$21.7B
$759K 0.49%
12,300
+3,300
+37% +$217K
HDSN
44
Hudson Technologies
HDSN
$263M
$754K 0.49%
94,178
+42,178
+81% +$298K
ESHY
45
DELISTED
Xtrackers J.P. Morgan ESG USD High Yield Corporate Bond ETF
ESHY
$736K 0.47%
+31,402
New +$724K
RAI
46
DELISTED
Reynolds American Inc
RAI
$712K 0.46%
12,700
-38,900
-75% -$2.06M
AMZN icon
47
Amazon
AMZN
$2.49T
$675K 0.43%
18,000
– –
UGI icon
48
UGI
UGI
$7.98B
$641K 0.41%
13,900
– –
WP
49
DELISTED
Worldpay, Inc.
WP
$626K 0.4%
10,500
– –
SJM icon
50
J.M. Smucker
SJM
$13.3B
$615K 0.4%
4,800
– –
1
2
3 4 5

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CAM
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BB
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EPIM
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TGA
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SLG
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SPPAM
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OIMU
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Cavalier Investments's Q4 2016 Portfolio in Review

As of Q4 2016, Cavalier Investments held 163 positions worth $155M, down 5.6% from $165M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Cavalier Investments withdrew a net $14.9M in Q4 2016, closing 40 positions and reducing 23 holdings. Its most notable exit was Financial Services Select Sector SPDR Fund, an estimated $8.58M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.1% of assets, up from 5.4% a quarter earlier, followed by Consumer Staples and Industrials.

Against the trend, Cavalier Investments opened a new position in State Street Financial Select Sector SPDR ETF worth $14.2M.

  • Cavalier Investments's largest Q4 2016 buy was State Street Financial Select Sector SPDR ETF: 609,531 shares worth $14.2M.
  • Cavalier Investments added most to State Street Technology Select Sector SPDR ETF in Q4 2016, an estimated $5M increase.
  • Cavalier Investments's biggest Q4 2016 reduction was Reynolds American Inc, cutting an estimated $2.06M.
  • Cavalier Investments fully exited Financial Services Select Sector SPDR Fund in Q4 2016, selling an estimated $8.58M.
  • Cavalier Investments's ten largest holdings make up 58% of its $155M portfolio in Q4 2016.
  • Cavalier Investments opened 35 new positions and closed 40 in Q4 2016.
  • Cavalier Investments's portfolio value fell 5.6% quarter-over-quarter to $155M.

Based on Cavalier Investments's 13F filing for Q4 2016, filed 3 Feb 2017.