We are live on ! Find out more
CI

Cavalier Investments Portfolio holdings

AUM $3.7B
1-Year Est. Return 51.42%
This Fund
S&P 500
This Quarter Est. Return
+5.48%
1 Year Est. Return
+51.42%
3 Year Est. Return
+153.91%
5 Year Est. Return
+153.63%
10 Year Est. Return
+741.94%
AUM
$174M
AUM Growth
+$6.08M
Cap. Flow
-$371K
Cap. Flow %
-0.21%
Top 10 Hldgs %
60.28%
Holding
148
New
38
Increased
16
Reduced
19
Closed
48

Top Buys

Rank Stock Value
1
FXU icon
First Trust Utilities AlphaDEX Fund
FXU
+$17.9M
2
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$10.3M
3
RAI
Reynolds American Inc
RAI
+$2.53M
4
CLX icon
Clorox
CLX
+$2.34M
5
VOX icon
Vanguard Communication Services ETF
VOX
+$2.06M

Top Sells

Rank Stock Value
1
FXH icon
First Trust Health Care AlphaDEX Fund
FXH
+$19.7M
2
SOCL icon
Global X Social Media ETF
SOCL
+$3.37M
3
KBWP icon
Invesco KBW Property & Casualty Insurance ETF
KBWP
+$3.35M
4
IGM icon
iShares Expanded Tech Sector ETF
IGM
+$3.34M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$3.34M

Sector Composition

Rank Sector Weight
1 Consumer Staples 8.66%
2 Consumer Discretionary 6.32%
3 Technology 4.77%
4 Industrials 3.19%
5 Real Estate 2.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPS icon
26
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$254M
$1.47M 0.84%
+60,270
New +$1.4M
TLT icon
27
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
$1.36M 0.78%
10,382
+5,069
+95% +$649K
AYI icon
28
Acuity Brands
AYI
$9.95B
$1.27M 0.73%
5,800
– –
GILD icon
29
Gilead Sciences
GILD
$165B
$1.2M 0.69%
13,100
-2,951
-18% -$266K
AGG icon
30
iShares Core US Aggregate Bond ETF
AGG
$138B
$1.12M 0.64%
+10,064
New +$1.1M
NDAQ icon
31
Nasdaq
NDAQ
$53.6B
$1.08M 0.62%
+48,900
New +$1.01M
XLP icon
32
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$1.07M 0.62%
20,246
+10,339
+104% +$525K
SBUX icon
33
Starbucks
SBUX
$118B
$1.05M 0.6%
17,600
+9,100
+107% +$530K
STZ icon
34
Constellation Brands
STZ
$22.6B
$1.01M 0.58%
6,701
+4,401
+191% +$636K
BNDX icon
35
Vanguard Total International Bond ETF
BNDX
$82B
$999K 0.57%
+18,312
New +$984K
VNQ icon
36
Vanguard Real Estate ETF
VNQ
$39.8B
$945K 0.54%
11,272
-1,533
-12% -$119K
HW
37
DELISTED
Headwaters Inc
HW
$927K 0.53%
+46,700
New +$783K
SWBI icon
38
Smith & Wesson
SWBI
$649M
$870K 0.5%
42,543
+12,360
+41% +$230K
VRSN icon
39
VeriSign
VRSN
$26.6B
$868K 0.5%
+9,800
New +$801K
GDX icon
40
VanEck Gold Miners ETF
GDX
$22.7B
$856K 0.49%
+42,860
New +$737K
HD icon
41
Home Depot
HD
$337B
$854K 0.49%
6,400
– –
VMC icon
42
Vulcan Materials
VMC
$36.9B
$823K 0.47%
7,800
+3,300
+73% +$313K
TIP icon
43
iShares TIPS Bond ETF
TIP
$14.5B
$811K 0.47%
7,072
+1,072
+18% +$120K
TWC
44
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$778K 0.45%
+3,800
New +$719K
ENZL icon
45
iShares MSCI New Zealand ETF
ENZL
$78M
$763K 0.44%
+18,550
New +$680K
IGOV icon
46
iShares International Treasury Bond ETF
IGOV
$1.51B
$735K 0.42%
+15,132
New +$704K
LQD icon
47
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$727K 0.42%
6,119
-214
-3% -$24.6K
SDOG icon
48
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$722K 0.41%
+18,535
New +$658K
HYG icon
49
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$717K 0.41%
8,780
-410
-4% -$32.5K
EFA icon
50
iShares MSCI EAFE ETF
EFA
$76.6B
$690K 0.4%
12,077
-9,275
-43% -$511K
1
2
3 4 5

Similar funds

OCBCO
Oversea-Chinese Banking Corp (OCBC) Singapore $3.7B AUM 28.52% 1-Year Est. Return
CAM
Close Asset Management London, United Kingdom $3.69B AUM 21.62% 1-Year Est. Return
BB
Busey Bank Urbana, Illinois $3.68B AUM 26.6% 1-Year Est. Return
EPIM
Evelyn Partners Investment Management London $3.68B AUM 21.15% 1-Year Est. Return
TGA
TPG GP A Fort Worth, Texas $3.68B AUM 14.99% 1-Year Est. Return
SLG
Silver Lake Group Menlo Park, California $3.68B AUM 7.22% 1-Year Est. Return
SPPAM
Summit Partners Public Asset Management Boston, Massachusetts $3.72B AUM 162.29% 1-Year Est. Return
OIMU
Osmosis Investment Management UK London, United Kingdom $3.72B AUM

Cavalier Investments's Q1 2016 Portfolio in Review

As of Q1 2016, Cavalier Investments held 148 positions worth $174M, up 3.6% from $168M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Cavalier Investments's Q1 2016 filing shows 38 new, 16 increased, 19 reduced and 48 closed positions. Its largest new stake was First Trust Utilities AlphaDEX Fund: 759,637 shares worth $19.7M. The largest sale was First Trust Health Care AlphaDEX Fund, an estimated $19.7M.

By sector, the portfolio is most concentrated in Consumer Staples at 8.7% of assets, up from 3.1% a quarter earlier, followed by Consumer Discretionary and Technology.

  • Cavalier Investments's largest Q1 2016 buy was First Trust Utilities AlphaDEX Fund: 759,637 shares worth $19.7M.
  • Cavalier Investments added most to iShares 0-1 Year Treasury Bond ETF in Q1 2016, an estimated $10.3M increase.
  • Cavalier Investments's biggest Q1 2016 reduction was Apple, cutting an estimated $2.4M.
  • Cavalier Investments fully exited First Trust Health Care AlphaDEX Fund in Q1 2016, selling an estimated $19.7M.
  • Cavalier Investments's ten largest holdings make up 60% of its $174M portfolio in Q1 2016.
  • Cavalier Investments opened 38 new positions and closed 48 in Q1 2016.
  • Cavalier Investments's portfolio value rose 3.6% quarter-over-quarter to $174M.

Based on Cavalier Investments's 13F filing for Q1 2016, filed 13 May 2016.