Cathy Pareto & Associates’s U.S. Small Cap Portfolio ETF Class Shares DFAS Stock Holding History

Cathy Pareto & Associates’s Portfolio DFAS Stock Details DFAS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	–	Sell	-15,769	Closed	-$1.3M	–	99
2026 Q2	$1.3M	Sell	15,769 -208	-1%	-$16.1K	0.76%	31
2026 Q1	$1.14M	Sell	15,977 -633	-4%	-$46.5K	0.76%	32
2025 Q4	$1.16M	Sell	16,610 -229	-1%	-$15.8K	0.8%	32
2025 Q3	$1.15M	Buy	16,839 +711	+4%	+$47.5K	0.87%	30
2025 Q2	$1.03M	Sell	16,128 -114	-0.7%	-$6.83K	0.85%	28
2025 Q1	$970K	Sell	16,242 -753	-4%	-$48.4K	0.86%	27
2024 Q4	$1.11M	Buy	+16,995	New	+$1.14M	1.02%	25

Other funds holding DFAS

Creative Planning Overland Park, Kansas $179B AUM 16.96% 1-Year Est. Return

Index Fund Advisors Irvine, California $2.37B AUM 16.24% 1-Year Est. Return

TCI Wealth Advisors Tucson, Arizona $2.49B AUM 17.07% 1-Year Est. Return

Root Financial Partners Encinitas, California $2.98B AUM 13.9% 1-Year Est. Return

Vise Technologies New York $12B AUM 18.78% 1-Year Est. Return

Confluence Wealth Services Mcmurray, Pennsylvania $3.81B AUM 14.14% 1-Year Est. Return

Midwest Trust Overland Park, Kansas $8.99B AUM 21.14% 1-Year Est. Return

Savant Capital Rockford, Illinois $35B AUM 15.18% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $313B AUM 26.62% 1-Year Est. Return

Plancorp LLC Saint Louis, Missouri $4.4B AUM 16.7% 1-Year Est. Return

Cathy Pareto & Associates's DFAS Position: Q3 2026 in Review

Cathy Pareto & Associates sold out of U.S. Small Cap Portfolio ETF Class Shares (DFAS) in Q3 2026, closing a stake of 15,769 shares — an estimated $1.3M sold.

Cathy Pareto & Associates first reported a position in DFAS in Q4 2024 and held it in 7 quarters. The position peaked at $1.3M in Q2 2026. 595 funds tracked by Wall St. Rank hold DFAS as of Q3 2026.

Cathy Pareto & Associates reported no remaining U.S. Small Cap Portfolio ETF Class Shares position as of Q3 2026 after selling out during the quarter.
Cathy Pareto & Associates sold 15,769 U.S. Small Cap Portfolio ETF Class Shares shares in Q3 2026, an estimated $1.3M.
Cathy Pareto & Associates first reported a position in U.S. Small Cap Portfolio ETF Class Shares in Q4 2024 and held it in 7 quarters.
Cathy Pareto & Associates's U.S. Small Cap Portfolio ETF Class Shares position peaked at $1.3M in Q2 2026.
595 funds tracked by Wall St. Rank held U.S. Small Cap Portfolio ETF Class Shares as of Q3 2026.

Based on Cathy Pareto & Associates's 13F filing for Q3 2026, filed 15 Oct 2026.