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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+5.78%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.69%
10 Year Est. Return
–
AUM
$458M
AUM Growth
+$30.4M
Cap. Flow
+$7.38M
Cap. Flow %
1.61%
Top 10 Hldgs %
21.65%
Holding
266
New
15
Increased
76
Reduced
88
Closed
8

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$5.48M
2
V icon
Visa
V
+$863K
3
ENB icon
Enbridge
ENB
+$703K
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$553K
5
DEO icon
Diageo
DEO
+$497K

Top Sells

Rank Stock Value
1
SE
Spectra Energy Corp Wi
SE
+$767K
2
LLTC
Linear Technology Corp
LLTC
+$560K
3
QCOM icon
Qualcomm
QCOM
+$530K
4
ISIL
Intersil Corp
ISIL
+$393K
5
TEVA icon
Teva Pharmaceuticals
TEVA
+$354K

Sector Composition

Rank Sector Weight
1 Healthcare 16.79%
2 Technology 14.75%
3 Industrials 14.51%
4 Energy 8.74%
5 Financials 8.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CCC
201
DELISTED
Calgon Carbon Corp
CCC
$245K 0.05%
16,780
– –
SGEN
202
DELISTED
Seagen Inc. Common Stock
SGEN
$238K 0.05%
+3,780
New +$236K
GOOG icon
203
Alphabet (Google) Class C
GOOG
$4.36T
$236K 0.05%
5,680
– –
BIIB icon
204
Biogen
BIIB
$30B
$235K 0.05%
860
– –
VTR icon
205
Ventas
VTR
$48B
$235K 0.05%
3,614
+260
+8% +$16.2K
HIW icon
206
Highwoods Properties
HIW
$3.65B
$230K 0.05%
4,674
-70
-1% -$3.56K
EQR icon
207
Equity Residential
EQR
$24.9B
$229K 0.05%
3,674
– –
NVDA icon
208
NVIDIA
NVDA
$4.86T
$218K 0.05%
+80,000
New +$213K
IIM icon
209
Invesco Value Municipal Income Trust
IIM
$589M
$211K 0.05%
14,480
– –
MAA icon
210
Mid-America Apartment Communities
MAA
$15.4B
$209K 0.05%
2,050
– –
NEE icon
211
NextEra Energy
NEE
$181B
$208K 0.05%
+6,480
New +$204K
PPL
212
PPL Corp
PPL
$26.5B
$208K 0.05%
+5,555
New +$199K
VIVO
213
DELISTED
Meridian Bioscience Inc
VIVO
$208K 0.05%
15,065
– –
WMB icon
214
Williams Companies
WMB
$87.5B
$207K 0.05%
6,990
– –
K
215
DELISTED
Kellanova
K
$206K 0.04%
3,019
– –
ROP icon
216
Roper Technologies
ROP
$38.8B
$206K 0.04%
1,000
-165
-14% -$33.1K
APU
217
DELISTED
AmeriGas Partners, L.P.
APU
$205K 0.04%
4,350
-245
-5% -$11.6K
VYM icon
218
Vanguard High Dividend Yield ETF
VYM
$80.9B
$202K 0.04%
+2,597
New +$200K
DFT
219
DELISTED
DuPont Fabros Technology Inc.
DFT
$200K 0.04%
+4,040
New +$196K
PBT
220
Permian Basin Royalty Trust
PBT
$1.38B
$170K 0.04%
18,151
– –
ATHX
221
DELISTED
Athersys, Inc. Common Stock
ATHX
$17K ﹤0.01%
400
– –
ADNT icon
222
Adient
ADNT
$1.65B
– –
-4,803
Closed -$281K
BBWI icon
223
Bath & Body Works
BBWI
$4.06B
– –
-6,092
Closed -$324K
JWN
224
DELISTED
Nordstrom
JWN
– –
-4,195
Closed -$201K
LLTC
225
DELISTED
Linear Technology Corp
LLTC
– –
-8,983
Closed -$560K
6 7 8
9
10

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SM
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IIM
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DDPOM
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JCM
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AAC
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Catawba Capital Management's Q1 2017 Portfolio in Review

As of Q1 2017, Catawba Capital Management held 266 positions worth $458M, up 7.1% from $428M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Catawba Capital Management's Q1 2017 filing shows 15 new, 76 increased, 88 reduced and 8 closed positions. Its largest new stake was Enbridge: 16,634 shares worth $696K. The largest sale was Spectra Energy Corp Wi, an estimated $767K.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 17% a quarter earlier, followed by Technology and Industrials.

  • Catawba Capital Management's largest Q1 2017 buy was Enbridge: 16,634 shares worth $696K.
  • Catawba Capital Management added most to Alphabet (Google) Class A in Q1 2017, an estimated $5.48M increase.
  • Catawba Capital Management's biggest Q1 2017 reduction was Qualcomm, cutting an estimated $530K.
  • Catawba Capital Management fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $767K.
  • Catawba Capital Management's ten largest holdings make up 22% of its $458M portfolio in Q1 2017.
  • Catawba Capital Management opened 15 new positions and closed 8 in Q1 2017.
  • Catawba Capital Management's portfolio value rose 7.1% quarter-over-quarter to $458M.

Based on Catawba Capital Management's 13F filing for Q1 2017, filed 6 Apr 2017.