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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+2.5%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.69%
10 Year Est. Return
–
AUM
$428M
AUM Growth
+$6.04M
Cap. Flow
+$438K
Cap. Flow %
0.1%
Top 10 Hldgs %
21.39%
Holding
255
New
11
Increased
73
Reduced
91
Closed
4

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.5M
2
WY icon
Weyerhaeuser
WY
+$1.35M
3
CHKP icon
Check Point Software Technologies
CHKP
+$529K
4
MXL icon
MaxLinear
MXL
+$474K
5
SBUX icon
Starbucks
SBUX
+$445K

Top Sells

Rank Stock Value
1
MCK icon
McKesson
MCK
+$1.65M
2
AAPL icon
Apple
AAPL
+$709K
3
DUK icon
Duke Energy
DUK
+$654K
4
RGCO icon
RGC Resources
RGCO
+$421K
5
CVS icon
CVS Health
CVS
+$402K

Sector Composition

Rank Sector Weight
1 Healthcare 16.75%
2 Industrials 14.57%
3 Technology 14.47%
4 Energy 9.44%
5 Consumer Staples 8.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMB icon
201
Williams Companies
WMB
$87.9B
$218K 0.05%
6,990
-1,540
-18% -$46.4K
VRSN icon
202
VeriSign
VRSN
$26.6B
$216K 0.05%
2,841
– –
ROP icon
203
Roper Technologies
ROP
$38.9B
$213K 0.05%
+1,165
New +$209K
GOOGL icon
204
Alphabet (Google) Class A
GOOGL
$4.4T
$212K 0.05%
5,360
– –
IIM icon
205
Invesco Value Municipal Income Trust
IIM
$594M
$212K 0.05%
14,480
– –
VTR icon
206
Ventas
VTR
$47.6B
$210K 0.05%
3,354
– –
K
207
DELISTED
Kellanova
K
$209K 0.05%
3,019
– –
AVGO icon
208
Broadcom
AVGO
$1.99T
$206K 0.05%
+11,640
New +$202K
JWN
209
DELISTED
Nordstrom
JWN
$201K 0.05%
4,195
– –
MAA icon
210
Mid-America Apartment Communities
MAA
$15.6B
$201K 0.05%
+2,050
New +$189K
RGCO icon
211
RGC Resources
RGCO
$224M
$200K 0.05%
12,033
-25,597
-68% -$421K
CY
212
DELISTED
Cypress Semiconductor
CY
$197K 0.05%
17,260
+1,400
+9% +$15.4K
PBT
213
Permian Basin Royalty Trust
PBT
$1.6B
$140K 0.03%
18,151
-1,850
-9% -$13.4K
ATHX
214
DELISTED
Athersys, Inc. Common Stock
ATHX
$15K ﹤0.01%
400
– –
BKH icon
215
Black Hills Corp
BKH
$5.42B
– –
-4,250
Closed -$260K
MKC icon
216
McCormick & Company Non-Voting
MKC
$14B
– –
-4,100
Closed -$205K
5 6 7 8
9

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IIM
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DDPOM
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Catawba Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Catawba Capital Management held 255 positions worth $428M, up 1.4% from $422M the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Catawba Capital Management's Q4 2016 filing shows 11 new, 73 increased, 91 reduced and 4 closed positions. Its largest new stake was Check Point Software Technologies: 6,450 shares worth $545K. The largest sale was McKesson, an estimated $1.65M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Industrials and Technology.

  • Catawba Capital Management's largest Q4 2016 buy was Check Point Software Technologies: 6,450 shares worth $545K.
  • Catawba Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $1.5M increase.
  • Catawba Capital Management's biggest Q4 2016 reduction was McKesson, cutting an estimated $1.65M.
  • Catawba Capital Management fully exited Black Hills Corp in Q4 2016, selling an estimated $260K.
  • Catawba Capital Management's ten largest holdings make up 21% of its $428M portfolio in Q4 2016.
  • Catawba Capital Management opened 11 new positions and closed 4 in Q4 2016.
  • Catawba Capital Management's portfolio value rose 1.4% quarter-over-quarter to $428M.

Based on Catawba Capital Management's 13F filing for Q4 2016, filed 12 Jan 2017.