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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+1.92%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.69%
10 Year Est. Return
–
AUM
$422M
AUM Growth
+$9.94M
Cap. Flow
+$4.94M
Cap. Flow %
1.17%
Top 10 Hldgs %
21.64%
Holding
255
New
20
Increased
56
Reduced
66
Closed
11

Top Buys

Rank Stock Value
1
LDOS icon
Leidos
LDOS
+$1.45M
2
JCI icon
Johnson Controls International
JCI
+$1.14M
3
TEP
Tallgrass Energy Partners, LP
TEP
+$632K
4
BCE icon
BCE
BCE
+$542K
5
LH icon
Labcorp
LH
+$534K

Top Sells

Rank Stock Value
1
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$1.41M
2
LMT icon
Lockheed Martin
LMT
+$916K
3
KHC icon
Kraft Heinz
KHC
+$460K
4
DFT
DuPont Fabros Technology Inc.
DFT
+$424K
5
TE
TECO ENERGY INC
TE
+$376K

Sector Composition

Rank Sector Weight
1 Healthcare 19.09%
2 Technology 14.14%
3 Industrials 13.82%
4 Energy 9.27%
5 Consumer Staples 8.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APU
201
DELISTED
AmeriGas Partners, L.P.
APU
$210K 0.05%
4,595
– –
MKC icon
202
McCormick & Company Non-Voting
MKC
$14.1B
$205K 0.05%
4,100
-200
-5% -$10.1K
PH icon
203
Parker-Hannifin
PH
$126B
$202K 0.05%
+1,610
New +$192K
CY
204
DELISTED
Cypress Semiconductor
CY
$193K 0.05%
+15,860
New +$181K
PBT
205
Permian Basin Royalty Trust
PBT
$1.63B
$139K 0.03%
20,001
– –
ATHX
206
DELISTED
Athersys, Inc. Common Stock
ATHX
$21K 0.01%
400
– –
AVB icon
207
AvalonBay Communities
AVB
$27B
– –
-1,120
Closed -$202K
CHTR icon
208
Charter Communications
CHTR
$18B
– –
-1,620
Closed -$370K
MAA icon
209
Mid-America Apartment Communities
MAA
$15.6B
– –
-2,050
Closed -$218K
NEE icon
210
NextEra Energy
NEE
$179B
– –
-6,920
Closed -$226K
PPL
211
PPL Corp
PPL
$26.2B
– –
-5,555
Closed -$210K
DFT
212
DELISTED
DuPont Fabros Technology Inc.
DFT
– –
-8,925
Closed -$424K
TE
213
DELISTED
TECO ENERGY INC
TE
– –
-13,615
Closed -$376K
TYC
214
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
– –
-31,617
Closed -$1.41M
GAS
215
DELISTED
AGL Resources Inc
GAS
– –
-3,775
Closed -$249K
VXX
216
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
– –
-1,581
Closed -$349K
5 6 7 8
9

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Catawba Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Catawba Capital Management held 255 positions worth $422M, up 2.4% from $412M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Catawba Capital Management's Q3 2016 filing shows 20 new, 56 increased, 66 reduced and 11 closed positions. Its largest new stake was Leidos: 31,892 shares worth $1.38M. The largest sale was TYCO INTL PLC COM SHS (IRL), an estimated $1.41M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, down from 20% a quarter earlier, followed by Technology and Industrials.

  • Catawba Capital Management's largest Q3 2016 buy was Leidos: 31,892 shares worth $1.38M.
  • Catawba Capital Management added most to Johnson Controls International in Q3 2016, an estimated $1.14M increase.
  • Catawba Capital Management's biggest Q3 2016 reduction was Lockheed Martin, cutting an estimated $916K.
  • Catawba Capital Management fully exited TYCO INTL PLC COM SHS (IRL) in Q3 2016, selling an estimated $1.41M.
  • Catawba Capital Management's ten largest holdings make up 22% of its $422M portfolio in Q3 2016.
  • Catawba Capital Management opened 20 new positions and closed 11 in Q3 2016.
  • Catawba Capital Management's portfolio value rose 2.4% quarter-over-quarter to $422M.

Based on Catawba Capital Management's 13F filing for Q3 2016, filed 7 Oct 2016.