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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
-6.6%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.67%
10 Year Est. Return
–
AUM
$365M
AUM Growth
-$54.1M
Cap. Flow
-$20.9M
Cap. Flow %
-5.72%
Top 10 Hldgs %
23.15%
Holding
260
New
15
Increased
35
Reduced
120
Closed
21

Top Buys

Rank Stock Value
1
NTCT icon
NETSCOUT
NTCT
+$2.97M
2
KMI icon
Kinder Morgan
KMI
+$2.72M
3
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$2.47M
4
KHC icon
Kraft Heinz
KHC
+$1.42M
5
ALL icon
Allstate
ALL
+$840K

Top Sells

Rank Stock Value
1
DHR icon
Danaher
DHR
+$3.29M
2
BAX icon
Baxter International
BAX
+$2.53M
3
KMT icon
Kennametal
KMT
+$2.36M
4
FLR icon
Fluor
FLR
+$2.13M
5
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$1.68M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Technology 14.27%
3 Industrials 13.17%
4 Energy 11.16%
5 Consumer Staples 8.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAT icon
176
Caterpillar
CAT
$395B
$268K 0.07%
4,095
-30
-0.7% -$2.29K
MO icon
177
Altria Group
MO
$113B
$267K 0.07%
+4,912
New +$263K
DFT
178
DELISTED
DuPont Fabros Technology Inc.
DFT
$257K 0.07%
9,925
– –
IIM icon
179
Invesco Value Municipal Income Trust
IIM
$591M
$253K 0.07%
16,415
– –
GAS
180
DELISTED
AGL Resources Inc
GAS
$252K 0.07%
+4,130
New +$221K
PH icon
181
Parker-Hannifin
PH
$135B
$248K 0.07%
2,545
– –
VOO icon
182
Vanguard S&P 500 ETF
VOO
$1.01T
$246K 0.07%
1,401
– –
META icon
183
Meta Platforms (Facebook)
META
$1.5T
$242K 0.07%
2,690
– –
TXT icon
184
Textron
TXT
$15.1B
$238K 0.07%
6,310
-1,790
-22% -$74.2K
TOO
185
DELISTED
Teekay Offshore Partners L.P.
TOO
$238K 0.07%
16,545
– –
LNN icon
186
Lindsay Corp
LNN
$1.17B
$235K 0.06%
3,460
– –
UNH icon
187
UnitedHealth
UNH
$367B
$233K 0.06%
2,005
-85
-4% -$10.2K
SYK icon
188
Stryker
SYK
$129B
$227K 0.06%
2,413
– –
DSI icon
189
iShares MSCI KLD 400 Social ETF
DSI
$5.51B
$226K 0.06%
6,370
– –
MKC icon
190
McCormick & Company Non-Voting
MKC
$14.1B
$223K 0.06%
5,428
-700
-11% -$28.4K
PPG icon
191
PPG Industries
PPG
$26B
$217K 0.06%
2,478
-800
-24% -$81.4K
MAA icon
192
Mid-America Apartment Communities
MAA
$15.5B
$213K 0.06%
+2,600
New +$205K
CMLP
193
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$212K 0.06%
34,335
-1,120
-3% -$9.86K
GNRC icon
194
Generac Holdings
GNRC
$12.5B
$211K 0.06%
7,000
– –
ZTS icon
195
Zoetis
ZTS
$32.4B
$211K 0.06%
5,121
-1,310
-20% -$60.7K
HR
196
DELISTED
Healthcare Realty Trust Incorporated
HR
$211K 0.06%
+8,505
New +$203K
PBT
197
Permian Basin Royalty Trust
PBT
$1.47B
$209K 0.06%
34,166
-1,255
-4% -$8.75K
BMR
198
DELISTED
BIOMED REALTY TRUST INC
BMR
$207K 0.06%
+10,340
New +$207K
ADI icon
199
Analog Devices
ADI
$184B
$204K 0.06%
3,625
-630
-15% -$36.6K
DE icon
200
Deere & Co
DE
$166B
$203K 0.06%
2,740
-65
-2% -$5.72K
5 6 7
8
9

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SM
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IIM
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DDPOM
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JCM
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AAC
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VNA
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Catawba Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Catawba Capital Management held 260 positions worth $365M, down 13% from $419M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Catawba Capital Management withdrew a net $20.9M in Q3 2015, closing 21 positions and reducing 120 holdings. Its most notable exit was Kennametal, an estimated $2.36M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, down from 19% a quarter earlier, followed by Technology and Industrials.

Against the trend, Catawba Capital Management opened a new position in NETSCOUT worth $2.77M.

  • Catawba Capital Management's largest Q3 2015 buy was NETSCOUT: 78,441 shares worth $2.77M.
  • Catawba Capital Management added most to Kinder Morgan in Q3 2015, an estimated $2.72M increase.
  • Catawba Capital Management's biggest Q3 2015 reduction was Danaher, cutting an estimated $3.29M.
  • Catawba Capital Management fully exited Kennametal in Q3 2015, selling an estimated $2.36M.
  • Catawba Capital Management's ten largest holdings make up 23% of its $365M portfolio in Q3 2015.
  • Catawba Capital Management opened 15 new positions and closed 21 in Q3 2015.
  • Catawba Capital Management's portfolio value fell 13% quarter-over-quarter to $365M.

Based on Catawba Capital Management's 13F filing for Q3 2015, filed 20 Oct 2015.