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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+8.16%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.69%
10 Year Est. Return
–
AUM
$417M
AUM Growth
+$35.2M
Cap. Flow
+$5.59M
Cap. Flow %
1.34%
Top 10 Hldgs %
19.29%
Holding
249
New
16
Increased
76
Reduced
103
Closed
5

Top Buys

Rank Stock Value
1
SU icon
Suncor Energy
SU
+$1.85M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.03M
3
SLB icon
SLB Ltd
SLB
+$759K
4
CMLP
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
+$696K
5
WMB icon
Williams Companies
WMB
+$534K

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$741K
2
TEVA icon
Teva Pharmaceuticals
TEVA
+$705K
3
CBRL icon
Cracker Barrel
CBRL
+$460K
4
MA icon
Mastercard
MA
+$339K
5
XOM icon
ExxonMobil
XOM
+$333K

Sector Composition

Rank Sector Weight
1 Healthcare 16.52%
2 Energy 15.95%
3 Industrials 15.8%
4 Technology 12.16%
5 Financials 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWM icon
176
iShares Russell 2000 ETF
IWM
$83.3B
$284K 0.07%
2,460
+560
+29% +$61.9K
RAI
177
DELISTED
Reynolds American Inc
RAI
$284K 0.07%
11,380
– –
DE icon
178
Deere & Co
DE
$168B
$281K 0.07%
+3,072
New +$260K
V icon
179
Visa
V
$692B
$276K 0.07%
4,960
– –
XLU icon
180
State Street Utilities Select Sector SPDR ETF
XLU
$22.6B
$274K 0.07%
14,440
-90
-0.6% -$1.72K
WR
181
DELISTED
Westar Energy Inc
WR
$272K 0.07%
8,443
– –
GOOG icon
182
Alphabet (Google) Class C
GOOG
$4.62T
$271K 0.07%
9,716
-843
-8% -$21.3K
JAZZ icon
183
Jazz Pharmaceuticals
JAZZ
$16.6B
$268K 0.06%
+2,120
New +$219K
SEE
184
DELISTED
Sealed Air
SEE
$264K 0.06%
7,767
– –
RIG icon
185
Transocean
RIG
$5.77B
$263K 0.06%
5,328
-1,750
-25% -$85.6K
MRO
186
DELISTED
Marathon Oil Corporation
MRO
$263K 0.06%
7,438
+215
+3% +$7.67K
PX
187
DELISTED
Praxair Inc
PX
$257K 0.06%
1,980
+60
+3% +$7.48K
MMLP icon
188
Martin Midstream Partners
MMLP
$92.3M
$256K 0.06%
5,970
– –
DCP
189
DELISTED
DCP Midstream, LP
DCP
$253K 0.06%
+5,025
New +$242K
VXZ
190
DELISTED
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
$252K 0.06%
4,000
+125
+3% +$8.79K
WDC icon
191
Western Digital
WDC
$192B
$250K 0.06%
+3,949
New +$221K
ETP
192
DELISTED
Energy Transfer Partners, L.P.
ETP
$246K 0.06%
6,520
– –
RGCO icon
193
RGC Resources
RGCO
$229M
$244K 0.06%
19,242
-1,989
-9% -$25K
SABA
194
Saba Capital Income & Opportunities Fund II
SABA
$223M
$244K 0.06%
15,368
– –
MET icon
195
MetLife
MET
$62.5B
$239K 0.06%
4,968
-797
-14% -$35.7K
SCG
196
DELISTED
Scana
SCG
$231K 0.06%
4,914
– –
SPH icon
197
Suburban Propane Partners
SPH
$1.2B
$227K 0.05%
4,850
-700
-13% -$32.5K
TRN icon
198
Trinity Industries
TRN
$2.55B
$224K 0.05%
+11,390
New +$207K
BKH icon
199
Black Hills Corp
BKH
$5.45B
$223K 0.05%
4,250
– –
IIM icon
200
Invesco Value Municipal Income Trust
IIM
$594M
$222K 0.05%
16,415
-987
-6% -$13.6K
5 6 7
8
9

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Catawba Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Catawba Capital Management held 249 positions worth $417M, up 9.2% from $382M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Catawba Capital Management's Q4 2013 filing shows 16 new, 76 increased, 103 reduced and 5 closed positions. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 11,188 shares worth $1.07M. The largest sale was ConocoPhillips, an estimated $741K.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 16% a quarter earlier, followed by Energy and Industrials.

  • Catawba Capital Management's largest Q4 2013 buy was Vanguard Morningstar Total Stock Market ETF: 11,188 shares worth $1.07M.
  • Catawba Capital Management added most to Suncor Energy in Q4 2013, an estimated $1.85M increase.
  • Catawba Capital Management's biggest Q4 2013 reduction was ConocoPhillips, cutting an estimated $741K.
  • Catawba Capital Management fully exited Xcel Energy in Q4 2013, selling an estimated $207K.
  • Catawba Capital Management's ten largest holdings make up 19% of its $417M portfolio in Q4 2013.
  • Catawba Capital Management opened 16 new positions and closed 5 in Q4 2013.
  • Catawba Capital Management's portfolio value rose 9.2% quarter-over-quarter to $417M.

Based on Catawba Capital Management's 13F filing for Q4 2013, filed 14 Jan 2014.