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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+5.78%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.69%
10 Year Est. Return
–
AUM
$458M
AUM Growth
+$30.4M
Cap. Flow
+$7.38M
Cap. Flow %
1.61%
Top 10 Hldgs %
21.65%
Holding
266
New
15
Increased
76
Reduced
88
Closed
8

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$5.48M
2
V icon
Visa
V
+$863K
3
ENB icon
Enbridge
ENB
+$703K
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$553K
5
DEO icon
Diageo
DEO
+$497K

Top Sells

Rank Stock Value
1
SE
Spectra Energy Corp Wi
SE
+$767K
2
LLTC
Linear Technology Corp
LLTC
+$560K
3
QCOM icon
Qualcomm
QCOM
+$530K
4
ISIL
Intersil Corp
ISIL
+$393K
5
TEVA icon
Teva Pharmaceuticals
TEVA
+$354K

Sector Composition

Rank Sector Weight
1 Healthcare 16.79%
2 Technology 14.75%
3 Industrials 14.51%
4 Energy 8.74%
5 Financials 8.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCE icon
151
BCE
BCE
$20.2B
$451K 0.1%
10,180
– –
TMO icon
152
Thermo Fisher Scientific
TMO
$213B
$437K 0.1%
2,842
+435
+18% +$66.5K
VOO icon
153
Vanguard S&P 500 ETF
VOO
$979B
$432K 0.09%
1,999
– –
EQM
154
DELISTED
EQM Midstream Partners, LP
EQM
$425K 0.09%
5,530
+1,360
+33% +$106K
FRT icon
155
Federal Realty Investment Trust
FRT
$10.7B
$414K 0.09%
3,101
– –
TTEK icon
156
Tetra Tech
TTEK
$8.49B
$413K 0.09%
50,575
– –
UDR icon
157
UDR
UDR
$12.3B
$413K 0.09%
11,384
– –
XLNX
158
DELISTED
Xilinx Inc
XLNX
$408K 0.09%
7,050
-1,060
-13% -$62.3K
BEP icon
159
Brookfield Renewable
BEP
$9.97B
$402K 0.09%
+25,389
New +$396K
LUMN icon
160
Lumen
LUMN
$6.57B
$402K 0.09%
17,042
-1,275
-7% -$31.1K
UTG icon
161
Reaves Utility Income Fund
UTG
$3.54B
$396K 0.09%
12,237
– –
QCOM icon
162
Qualcomm
QCOM
$155B
$391K 0.09%
6,822
-9,127
-57% -$530K
CAT icon
163
Caterpillar
CAT
$375B
$389K 0.08%
4,195
– –
GEO icon
164
The GEO Group
GEO
$4.13B
$383K 0.08%
12,398
-1,800
-13% -$51.7K
MCD icon
165
McDonald's
MCD
$192B
$382K 0.08%
2,950
+9
+0.3% +$1.13K
META icon
166
Meta Platforms (Facebook)
META
$1.42T
$382K 0.08%
2,690
– –
WR
167
DELISTED
Westar Energy Inc
WR
$369K 0.08%
6,793
– –
BMRN icon
168
BioMarin Pharmaceuticals
BMRN
$11.6B
$365K 0.08%
4,155
– –
RDS.A
169
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$365K 0.08%
6,926
– –
TEVA icon
170
Teva Pharmaceuticals
TEVA
$40.8B
$350K 0.08%
10,917
-10,367
-49% -$354K
IWM icon
171
iShares Russell 2000 ETF
IWM
$80.2B
$345K 0.08%
2,511
– –
WPM icon
172
Wheaton Precious Metals
WPM
$49.5B
$342K 0.07%
16,430
– –
CA
173
DELISTED
CA, Inc.
CA
$338K 0.07%
10,640
-1,580
-13% -$50.8K
ADI icon
174
Analog Devices
ADI
$179B
$329K 0.07%
4,011
+116
+3% +$9.11K
MXL icon
175
MaxLinear
MXL
$6.06B
$319K 0.07%
11,360
-11,520
-50% -$295K
5 6
7
8 9

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Catawba Capital Management's Q1 2017 Portfolio in Review

As of Q1 2017, Catawba Capital Management held 266 positions worth $458M, up 7.1% from $428M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Catawba Capital Management's Q1 2017 filing shows 15 new, 76 increased, 88 reduced and 8 closed positions. Its largest new stake was Enbridge: 16,634 shares worth $696K. The largest sale was Spectra Energy Corp Wi, an estimated $767K.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 17% a quarter earlier, followed by Technology and Industrials.

  • Catawba Capital Management's largest Q1 2017 buy was Enbridge: 16,634 shares worth $696K.
  • Catawba Capital Management added most to Alphabet (Google) Class A in Q1 2017, an estimated $5.48M increase.
  • Catawba Capital Management's biggest Q1 2017 reduction was Qualcomm, cutting an estimated $530K.
  • Catawba Capital Management fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $767K.
  • Catawba Capital Management's ten largest holdings make up 22% of its $458M portfolio in Q1 2017.
  • Catawba Capital Management opened 15 new positions and closed 8 in Q1 2017.
  • Catawba Capital Management's portfolio value rose 7.1% quarter-over-quarter to $458M.

Based on Catawba Capital Management's 13F filing for Q1 2017, filed 6 Apr 2017.