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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+1.92%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.69%
10 Year Est. Return
–
AUM
$422M
AUM Growth
+$9.94M
Cap. Flow
+$4.94M
Cap. Flow %
1.17%
Top 10 Hldgs %
21.64%
Holding
255
New
20
Increased
56
Reduced
66
Closed
11

Top Buys

Rank Stock Value
1
LDOS icon
Leidos
LDOS
+$1.45M
2
JCI icon
Johnson Controls International
JCI
+$1.14M
3
TEP
Tallgrass Energy Partners, LP
TEP
+$632K
4
BCE icon
BCE
BCE
+$542K
5
LH icon
Labcorp
LH
+$534K

Top Sells

Rank Stock Value
1
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$1.41M
2
LMT icon
Lockheed Martin
LMT
+$916K
3
KHC icon
Kraft Heinz
KHC
+$460K
4
DFT
DuPont Fabros Technology Inc.
DFT
+$424K
5
TE
TECO ENERGY INC
TE
+$376K

Sector Composition

Rank Sector Weight
1 Healthcare 19.09%
2 Technology 14.14%
3 Industrials 13.82%
4 Energy 9.27%
5 Consumer Staples 8.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WR
151
DELISTED
Westar Energy Inc
WR
$432K 0.1%
7,613
– –
UDR icon
152
UDR
UDR
$12.4B
$416K 0.1%
11,564
– –
CA
153
DELISTED
CA, Inc.
CA
$399K 0.09%
12,070
+1,580
+15% +$53.3K
VOO icon
154
Vanguard S&P 500 ETF
VOO
$1.01T
$397K 0.09%
1,999
– –
XLNX
155
DELISTED
Xilinx Inc
XLNX
$394K 0.09%
+7,255
New +$373K
TTEK icon
156
Tetra Tech
TTEK
$8.8B
$391K 0.09%
+55,075
New +$373K
ISIL
157
DELISTED
Intersil Corp
ISIL
$387K 0.09%
17,630
+3,810
+28% +$66K
UTG icon
158
Reaves Utility Income Fund
UTG
$3.58B
$386K 0.09%
12,637
– –
CAT icon
159
Caterpillar
CAT
$411B
$372K 0.09%
4,195
– –
SPY icon
160
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$366K 0.09%
1,692
– –
TMO icon
161
Thermo Fisher Scientific
TMO
$213B
$362K 0.09%
2,277
+635
+39% +$97.9K
BBWI icon
162
Bath & Body Works
BBWI
$4.18B
$349K 0.08%
6,092
– –
RDS.A
163
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$347K 0.08%
7,171
-134
-2% -$6.55K
META icon
164
Meta Platforms (Facebook)
META
$1.49T
$345K 0.08%
2,690
– –
MCD icon
165
McDonald's
MCD
$194B
$339K 0.08%
2,941
– –
DVY icon
166
iShares Select Dividend ETF
DVY
$23.5B
$336K 0.08%
3,920
– –
V icon
167
Visa
V
$687B
$327K 0.08%
3,960
– –
BMRN icon
168
BioMarin Pharmaceuticals
BMRN
$11.7B
$318K 0.08%
+3,440
New +$324K
IWM icon
169
iShares Russell 2000 ETF
IWM
$82.8B
$312K 0.07%
2,511
– –
XLU icon
170
State Street Utilities Select Sector SPDR ETF
XLU
$22.5B
$292K 0.07%
11,910
– –
VIVO
171
DELISTED
Meridian Bioscience Inc
VIVO
$291K 0.07%
+15,065
New +$295K
SCG
172
DELISTED
Scana
SCG
$281K 0.07%
3,884
– –
PSA icon
173
Public Storage
PSA
$60.9B
$277K 0.07%
1,241
– –
HR
174
DELISTED
Healthcare Realty Trust Incorporated
HR
$276K 0.07%
8,105
-200
-2% -$7.02K
ETN icon
175
Eaton
ETN
$174B
$275K 0.07%
+4,185
New +$271K
5 6
7
8 9

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Catawba Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Catawba Capital Management held 255 positions worth $422M, up 2.4% from $412M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Catawba Capital Management's Q3 2016 filing shows 20 new, 56 increased, 66 reduced and 11 closed positions. Its largest new stake was Leidos: 31,892 shares worth $1.38M. The largest sale was TYCO INTL PLC COM SHS (IRL), an estimated $1.41M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, down from 20% a quarter earlier, followed by Technology and Industrials.

  • Catawba Capital Management's largest Q3 2016 buy was Leidos: 31,892 shares worth $1.38M.
  • Catawba Capital Management added most to Johnson Controls International in Q3 2016, an estimated $1.14M increase.
  • Catawba Capital Management's biggest Q3 2016 reduction was Lockheed Martin, cutting an estimated $916K.
  • Catawba Capital Management fully exited TYCO INTL PLC COM SHS (IRL) in Q3 2016, selling an estimated $1.41M.
  • Catawba Capital Management's ten largest holdings make up 22% of its $422M portfolio in Q3 2016.
  • Catawba Capital Management opened 20 new positions and closed 11 in Q3 2016.
  • Catawba Capital Management's portfolio value rose 2.4% quarter-over-quarter to $422M.

Based on Catawba Capital Management's 13F filing for Q3 2016, filed 7 Oct 2016.