We are live on ! Find out more
CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
-6.6%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.67%
10 Year Est. Return
–
AUM
$365M
AUM Growth
-$54.1M
Cap. Flow
-$20.9M
Cap. Flow %
-5.72%
Top 10 Hldgs %
23.15%
Holding
260
New
15
Increased
35
Reduced
120
Closed
21

Top Buys

Rank Stock Value
1
NTCT icon
NETSCOUT
NTCT
+$2.97M
2
KMI icon
Kinder Morgan
KMI
+$2.72M
3
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$2.47M
4
KHC icon
Kraft Heinz
KHC
+$1.42M
5
ALL icon
Allstate
ALL
+$840K

Top Sells

Rank Stock Value
1
DHR icon
Danaher
DHR
+$3.29M
2
BAX icon
Baxter International
BAX
+$2.53M
3
KMT icon
Kennametal
KMT
+$2.36M
4
FLR icon
Fluor
FLR
+$2.13M
5
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$1.68M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Technology 14.27%
3 Industrials 13.17%
4 Energy 11.16%
5 Consumer Staples 8.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UL icon
151
Unilever
UL
$137B
$367K 0.1%
8,000
– –
UTG icon
152
Reaves Utility Income Fund
UTG
$3.58B
$367K 0.1%
13,344
– –
SPY icon
153
State Street SPDR S&P 500 ETF Trust
SPY
$818B
$358K 0.1%
1,867
+175
+10% +$35.5K
MCK icon
154
McKesson
MCK
$102B
$343K 0.09%
1,855
-25
-1% -$5.3K
TT icon
155
Trane Technologies
TT
$105B
$342K 0.09%
6,727
-300
-4% -$17.9K
SEE
156
DELISTED
Sealed Air
SEE
$341K 0.09%
7,277
-140
-2% -$7.23K
CCC
157
DELISTED
Calgon Carbon Corp
CCC
$339K 0.09%
21,780
– –
MET icon
158
MetLife
MET
$64.3B
$336K 0.09%
8,005
– –
SEP
159
DELISTED
Spectra Engy Parters Lp
SEP
$332K 0.09%
+8,255
New +$386K
WR
160
DELISTED
Westar Energy Inc
WR
$316K 0.09%
8,213
– –
LHO
161
DELISTED
LaSalle Hotel Properties
LHO
$308K 0.08%
10,860
– –
BWA icon
162
BorgWarner
BWA
$13.5B
$307K 0.08%
8,393
– –
SLV icon
163
iShares Silver Trust
SLV
$29.8B
$306K 0.08%
22,026
-6,300
-22% -$89.7K
BEP icon
164
Brookfield Renewable
BEP
$9.82B
$301K 0.08%
20,566
– –
RAI
165
DELISTED
Reynolds American Inc
RAI
$298K 0.08%
6,722
+1,000
+17% +$41.5K
VTR icon
166
Ventas
VTR
$47.3B
$296K 0.08%
+5,284
New +$347K
SVC
167
Service Properties Trust
SVC
$1.09B
$295K 0.08%
2,325
– –
STLD icon
168
Steel Dynamics
STLD
$37.5B
$292K 0.08%
16,968
– –
EQR icon
169
Equity Residential
EQR
$25B
$287K 0.08%
3,824
– –
MWE
170
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$284K 0.08%
6,630
– –
XLU icon
171
State Street Utilities Select Sector SPDR ETF
XLU
$22.4B
$283K 0.08%
13,090
– –
V icon
172
Visa
V
$692B
$276K 0.08%
3,960
-500
-11% -$35.7K
SCG
173
DELISTED
Scana
SCG
$276K 0.08%
4,914
– –
PLAB icon
174
Photronics
PLAB
$1.88B
$275K 0.08%
30,380
– –
IWM icon
175
iShares Russell 2000 ETF
IWM
$82.1B
$274K 0.08%
2,511
-205
-8% -$24.3K
5 6
7
8 9

Similar funds

CS
Credential Securities Vancouver $440M AUM 9.75% 1-Year Est. Return
IAMA
Impax Asset Management (AIFM) London, United Kingdom $377M AUM 11.03% 1-Year Est. Return
SM
Seminole Management New York $375M AUM 23.58% 1-Year Est. Return
IIM
Ivory Investment Management New York $496M AUM 4.8% 1-Year Est. Return
DDPOM
Delta Dental Plan of Michigan Okemos, Michigan $333M AUM
JCM
Jafra Capital Management New York $289M AUM 51.44% 1-Year Est. Return
AAC
Asset Advisors Corp Augusta, Georgia $575M AUM 14.42% 1-Year Est. Return
VNA
VNBTrust National Association Charlottesville, Virginia $271M AUM 13.22% 1-Year Est. Return

Catawba Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Catawba Capital Management held 260 positions worth $365M, down 13% from $419M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Catawba Capital Management withdrew a net $20.9M in Q3 2015, closing 21 positions and reducing 120 holdings. Its most notable exit was Kennametal, an estimated $2.36M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, down from 19% a quarter earlier, followed by Technology and Industrials.

Against the trend, Catawba Capital Management opened a new position in NETSCOUT worth $2.77M.

  • Catawba Capital Management's largest Q3 2015 buy was NETSCOUT: 78,441 shares worth $2.77M.
  • Catawba Capital Management added most to Kinder Morgan in Q3 2015, an estimated $2.72M increase.
  • Catawba Capital Management's biggest Q3 2015 reduction was Danaher, cutting an estimated $3.29M.
  • Catawba Capital Management fully exited Kennametal in Q3 2015, selling an estimated $2.36M.
  • Catawba Capital Management's ten largest holdings make up 23% of its $365M portfolio in Q3 2015.
  • Catawba Capital Management opened 15 new positions and closed 21 in Q3 2015.
  • Catawba Capital Management's portfolio value fell 13% quarter-over-quarter to $365M.

Based on Catawba Capital Management's 13F filing for Q3 2015, filed 20 Oct 2015.