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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+4.4%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.69%
10 Year Est. Return
–
AUM
$443M
AUM Growth
+$3.72M
Cap. Flow
-$11.9M
Cap. Flow %
-2.68%
Top 10 Hldgs %
22.78%
Holding
237
New
12
Increased
38
Reduced
130
Closed
16

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$6.94M
2
OKE icon
Oneok
OKE
+$2.21M
3
DG icon
Dollar General
DG
+$547K
4
V icon
Visa
V
+$438K
5
FDX icon
FedEx
FDX
+$402K

Top Sells

Rank Stock Value
1
DD
Du Pont De Nemours E I
DD
+$6.6M
2
OKS
Oneok Partners LP
OKS
+$2.27M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.1M
4
BSX icon
Boston Scientific
BSX
+$901K
5
KMB icon
Kimberly-Clark
KMB
+$731K

Sector Composition

Rank Sector Weight
1 Healthcare 18.05%
2 Industrials 16.48%
3 Technology 15.6%
4 Financials 9.7%
5 Consumer Staples 8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAA icon
126
Plains All American Pipeline
PAA
$17.3B
$654K 0.15%
30,880
-870
-3% -$20.1K
SHPG
127
DELISTED
Shire pic
SHPG
$652K 0.15%
4,256
-121
-3% -$19K
STLD icon
128
Steel Dynamics
STLD
$36B
$645K 0.15%
18,708
– –
SBUX icon
129
Starbucks
SBUX
$120B
$624K 0.14%
11,615
– –
DEO icon
130
Diageo
DEO
$49B
$604K 0.14%
4,571
-975
-18% -$126K
ETN icon
131
Eaton
ETN
$161B
$600K 0.14%
7,815
-1,170
-13% -$88.3K
UL icon
132
Unilever
UL
$137B
$593K 0.13%
9,089
-578
-6% -$37.2K
SPLV icon
133
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
$580K 0.13%
12,658
-398
-3% -$18K
CLX icon
134
Clorox
CLX
$11.6B
$567K 0.13%
4,302
-27
-0.6% -$3.63K
CNXM
135
DELISTED
CNX Midstream Partners LP
CNXM
$564K 0.13%
35,580
– –
SYK icon
136
Stryker
SYK
$125B
$557K 0.13%
3,923
– –
DOC icon
137
Healthpeak Properties
DOC
$15.1B
$556K 0.13%
19,975
-1,600
-7% -$48.1K
EEP
138
DELISTED
Enbridge Energy Partners
EEP
$547K 0.12%
34,235
-1,550
-4% -$23.9K
TEP
139
DELISTED
Tallgrass Energy Partners, LP
TEP
$535K 0.12%
11,180
-1,260
-10% -$61.1K
ADI icon
140
Analog Devices
ADI
$179B
$510K 0.12%
5,917
+1,905
+47% +$154K
CNK icon
141
Cinemark Holdings
CNK
$4.24B
$505K 0.11%
13,935
-875
-6% -$31.7K
GEL icon
142
Genesis Energy
GEL
$1.87B
$505K 0.11%
19,165
-4,720
-20% -$134K
BCE icon
143
BCE
BCE
$20.2B
$492K 0.11%
10,500
– –
CAT icon
144
Caterpillar
CAT
$375B
$492K 0.11%
3,945
– –
TMO icon
145
Thermo Fisher Scientific
TMO
$213B
$492K 0.11%
2,602
-470
-15% -$85.1K
NS
146
DELISTED
NuStar Energy L.P.
NS
$475K 0.11%
11,697
-3,550
-23% -$150K
LYB icon
147
LyondellBasell Industries
LYB
$20B
$474K 0.11%
4,790
+1,915
+67% +$172K
CY
148
DELISTED
Cypress Semiconductor
CY
$468K 0.11%
31,140
+9,680
+45% +$135K
MO icon
149
Altria Group
MO
$114B
$461K 0.1%
7,267
-584
-7% -$38.9K
SLV icon
150
iShares Silver Trust
SLV
$28B
$454K 0.1%
28,826
-2,500
-8% -$39.8K
4 5
6
7 8

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Catawba Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Catawba Capital Management held 237 positions worth $443M, up 0.85% from $439M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Catawba Capital Management's Q3 2017 filing shows 12 new, 38 increased, 130 reduced and 16 closed positions. Its largest new stake was DuPont de Nemours: 41,570 shares worth $7.29M. The largest sale was Du Pont De Nemours E I, an estimated $6.6M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, down from 18% a quarter earlier, followed by Industrials and Technology.

  • Catawba Capital Management's largest Q3 2017 buy was DuPont de Nemours: 41,570 shares worth $7.29M.
  • Catawba Capital Management added most to Dollar General in Q3 2017, an estimated $547K increase.
  • Catawba Capital Management's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.1M.
  • Catawba Capital Management fully exited Du Pont De Nemours E I in Q3 2017, selling an estimated $6.6M.
  • Catawba Capital Management's ten largest holdings make up 23% of its $443M portfolio in Q3 2017.
  • Catawba Capital Management opened 12 new positions and closed 16 in Q3 2017.
  • Catawba Capital Management's portfolio value rose 0.85% quarter-over-quarter to $443M.

Based on Catawba Capital Management's 13F filing for Q3 2017, filed 5 Oct 2017.