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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+1.92%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.67%
10 Year Est. Return
–
AUM
$422M
AUM Growth
+$9.94M
Cap. Flow
+$4.94M
Cap. Flow %
1.17%
Top 10 Hldgs %
21.64%
Holding
255
New
20
Increased
56
Reduced
67
Closed
11

Top Buys

Rank Stock Value
1
LDOS icon
Leidos
LDOS
+$1.45M
2
JCI icon
Johnson Controls International
JCI
+$1.14M
3
TEP
Tallgrass Energy Partners, LP
TEP
+$632K
4
BCE icon
BCE
BCE
+$542K
5
LH icon
Labcorp
LH
+$534K

Top Sells

Rank Stock Value
1
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$1.41M
2
LMT icon
Lockheed Martin
LMT
+$916K
3
KHC icon
Kraft Heinz
KHC
+$460K
4
DFT
DuPont Fabros Technology Inc.
DFT
+$424K
5
TE
TECO ENERGY INC
TE
+$376K

Sector Composition

Rank Sector Weight
1 Healthcare 19.09%
2 Technology 14.14%
3 Industrials 13.82%
4 Energy 9.27%
5 Consumer Staples 8.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RGCO icon
126
RGC Resources
RGCO
$232M
$597K 0.14%
37,631
– –
MXIM
127
DELISTED
Maxim Integrated Products
MXIM
$580K 0.14%
14,515
+4,655
+47% +$184K
CLX icon
128
Clorox
CLX
$12.8B
$578K 0.14%
4,619
– –
UL icon
129
Unilever
UL
$139B
$576K 0.14%
10,800
– –
KO icon
130
Coca-Cola
KO
$374B
$575K 0.14%
13,579
– –
CNK icon
131
Cinemark Holdings
CNK
$4.38B
$571K 0.14%
14,910
– –
SPLV icon
132
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$571K 0.14%
13,751
– –
MO icon
133
Altria Group
MO
$114B
$556K 0.13%
8,791
– –
DHR icon
134
Danaher
DHR
$140B
$555K 0.13%
7,979
-2,546
-24% -$180K
SLV icon
135
iShares Silver Trust
SLV
$29.9B
$552K 0.13%
30,326
+10,000
+49% +$186K
TSLA icon
136
Tesla
TSLA
$1.27T
$543K 0.13%
39,900
– –
LLTC
137
DELISTED
Linear Technology Corp
LLTC
$533K 0.13%
8,983
– –
UNH icon
138
UnitedHealth
UNH
$375B
$527K 0.12%
3,765
+250
+7% +$35K
CEF icon
139
Sprott Physical Gold and Silver Trust
CEF
$7.54B
$521K 0.12%
37,705
– –
GLD icon
140
SPDR Gold Trust
GLD
$138B
$519K 0.12%
4,129
+49
+1% +$6.24K
VFC icon
141
VF Corp
VFC
$5.98B
$506K 0.12%
9,582
+971
+11% +$56.1K
LUMN icon
142
Lumen
LUMN
$6.27B
$502K 0.12%
18,317
+1,255
+7% +$36.6K
FRT icon
143
Federal Realty Investment Trust
FRT
$10.6B
$493K 0.12%
3,201
– –
MCHP icon
144
Microchip Technology
MCHP
$43.8B
$491K 0.12%
15,810
– –
STLD icon
145
Steel Dynamics
STLD
$38.1B
$468K 0.11%
18,708
– –
EQM
146
DELISTED
EQM Midstream Partners, LP
EQM
$464K 0.11%
+6,095
New +$475K
SYK icon
147
Stryker
SYK
$129B
$457K 0.11%
3,923
– –
XLG icon
148
Invesco S&P 500 Top 50 ETF
XLG
$11B
$450K 0.11%
29,450
– –
WPM icon
149
Wheaton Precious Metals
WPM
$55.8B
$444K 0.11%
16,430
– –
TT icon
150
Trane Technologies
TT
$106B
$443K 0.11%
6,516
– –
4 5
6
7 8

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SM
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IIM
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DDPOM
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JCM
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AAC
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Catawba Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Catawba Capital Management held 255 positions worth $422M, up 2.4% from $412M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Catawba Capital Management's Q3 2016 filing shows 20 new, 56 increased, 67 reduced and 11 closed positions. Its largest new stake was Leidos: 31,892 shares worth $1.38M. The largest sale was TYCO INTL PLC COM SHS (IRL), an estimated $1.41M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, down from 20% a quarter earlier, followed by Technology and Industrials.

  • Catawba Capital Management's largest Q3 2016 buy was Leidos: 31,892 shares worth $1.38M.
  • Catawba Capital Management added most to Johnson Controls International in Q3 2016, an estimated $1.14M increase.
  • Catawba Capital Management's biggest Q3 2016 reduction was Lockheed Martin, cutting an estimated $916K.
  • Catawba Capital Management fully exited TYCO INTL PLC COM SHS (IRL) in Q3 2016, selling an estimated $1.41M.
  • Catawba Capital Management's ten largest holdings make up 22% of its $422M portfolio in Q3 2016.
  • Catawba Capital Management opened 20 new positions and closed 11 in Q3 2016.
  • Catawba Capital Management's portfolio value rose 2.4% quarter-over-quarter to $422M.

Based on Catawba Capital Management's 13F filing for Q3 2016, filed 7 Oct 2016.