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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
-6.6%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.67%
10 Year Est. Return
–
AUM
$365M
AUM Growth
-$54.1M
Cap. Flow
-$20.9M
Cap. Flow %
-5.72%
Top 10 Hldgs %
23.15%
Holding
260
New
15
Increased
35
Reduced
120
Closed
21

Top Buys

Rank Stock Value
1
NTCT icon
NETSCOUT
NTCT
+$2.97M
2
KMI icon
Kinder Morgan
KMI
+$2.72M
3
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$2.47M
4
KHC icon
Kraft Heinz
KHC
+$1.42M
5
ALL icon
Allstate
ALL
+$840K

Top Sells

Rank Stock Value
1
DHR icon
Danaher
DHR
+$3.29M
2
BAX icon
Baxter International
BAX
+$2.53M
3
KMT icon
Kennametal
KMT
+$2.36M
4
FLR icon
Fluor
FLR
+$2.13M
5
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$1.68M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Technology 14.27%
3 Industrials 13.17%
4 Energy 11.16%
5 Consumer Staples 8.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CEF icon
126
Sprott Physical Gold and Silver Trust
CEF
$7.83B
$478K 0.13%
45,145
– –
USB icon
127
US Bancorp
USB
$99.4B
$477K 0.13%
11,620
-1,390
-11% -$60.2K
GLD icon
128
SPDR Gold Trust
GLD
$138B
$476K 0.13%
4,450
– –
UDR icon
129
UDR
UDR
$12.3B
$464K 0.13%
13,464
-4,690
-26% -$156K
SE
130
DELISTED
Spectra Energy Corp Wi
SE
$448K 0.12%
17,071
-150
-0.9% -$4.37K
BBWI icon
131
Bath & Body Works
BBWI
$4.06B
$447K 0.12%
6,142
-5,059
-45% -$350K
VMC icon
132
Vulcan Materials
VMC
$36.5B
$441K 0.12%
4,940
-20
-0.4% -$1.86K
JWN
133
DELISTED
Nordstrom
JWN
$439K 0.12%
6,125
– –
FRT icon
134
Federal Realty Investment Trust
FRT
$10.2B
$437K 0.12%
3,201
-2,320
-42% -$310K
WMB icon
135
Williams Companies
WMB
$87.8B
$423K 0.12%
11,490
– –
GTU
136
DELISTED
CENTRAL GOLD TR (CANADA)
GTU
$421K 0.12%
10,605
– –
CMCSA icon
137
Comcast
CMCSA
$89.3B
$418K 0.11%
14,682
-160
-1% -$4.75K
TE
138
DELISTED
TECO ENERGY INC
TE
$416K 0.11%
15,845
– –
VXX
139
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$413K 0.11%
+1,006
New +$335K
SH icon
140
ProShares Short S&P500
SH
$902M
$410K 0.11%
+2,275
New +$392K
BSX icon
141
Boston Scientific
BSX
$71.4B
$401K 0.11%
24,465
+1,200
+5% +$20.5K
NGLS
142
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$399K 0.11%
13,732
-160
-1% -$5.39K
CLS icon
143
Celestica
CLS
$36.2B
$393K 0.11%
30,515
– –
XLG icon
144
Invesco S&P 500 Top 50 ETF
XLG
$11B
$391K 0.11%
29,450
-1,850
-6% -$26K
WPZ
145
DELISTED
Williams Partners L.P.
WPZ
$389K 0.11%
12,200
-108
-0.9% -$4.52K
MCD icon
146
McDonald's
MCD
$196B
$386K 0.11%
3,922
-1,308
-25% -$127K
PPL
147
PPL Corp
PPL
$26B
$385K 0.11%
11,700
+860
+8% +$26.9K
RDS.A
148
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$385K 0.11%
8,571
-53
-0.6% -$2.69K
MCHP icon
149
Microchip Technology
MCHP
$40.4B
$376K 0.1%
17,460
– –
DVY icon
150
iShares Select Dividend ETF
DVY
$23.5B
$371K 0.1%
5,105
– –
4 5
6
7 8

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SM
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DDPOM
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Catawba Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Catawba Capital Management held 260 positions worth $365M, down 13% from $419M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Catawba Capital Management withdrew a net $20.9M in Q3 2015, closing 21 positions and reducing 120 holdings. Its most notable exit was Kennametal, an estimated $2.36M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, down from 19% a quarter earlier, followed by Technology and Industrials.

Against the trend, Catawba Capital Management opened a new position in NETSCOUT worth $2.77M.

  • Catawba Capital Management's largest Q3 2015 buy was NETSCOUT: 78,441 shares worth $2.77M.
  • Catawba Capital Management added most to Kinder Morgan in Q3 2015, an estimated $2.72M increase.
  • Catawba Capital Management's biggest Q3 2015 reduction was Danaher, cutting an estimated $3.29M.
  • Catawba Capital Management fully exited Kennametal in Q3 2015, selling an estimated $2.36M.
  • Catawba Capital Management's ten largest holdings make up 23% of its $365M portfolio in Q3 2015.
  • Catawba Capital Management opened 15 new positions and closed 21 in Q3 2015.
  • Catawba Capital Management's portfolio value fell 13% quarter-over-quarter to $365M.

Based on Catawba Capital Management's 13F filing for Q3 2015, filed 20 Oct 2015.