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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+0.69%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.67%
10 Year Est. Return
–
AUM
$430M
AUM Growth
-$14.9M
Cap. Flow
-$14.2M
Cap. Flow %
-3.3%
Top 10 Hldgs %
19.95%
Holding
265
New
11
Increased
35
Reduced
111
Closed
17

Top Buys

Rank Stock Value
1
CPT icon
Camden Property Trust
CPT
+$420K
2
DOC icon
Healthpeak Properties
DOC
+$351K
3
VXZ
iPath S&P 500 VIX Mid-Term Futures ETN due 1/30/2019
VXZ
+$274K
4
CHKP icon
Check Point Software Technologies
CHKP
+$250K
5
LHO
LaSalle Hotel Properties
LHO
+$249K

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$3.67M
2
NKE icon
Nike
NKE
+$1.11M
3
DIS icon
Walt Disney
DIS
+$1.11M
4
DNOW icon
DNOW Inc
DNOW
+$786K
5
NE
Noble Corporation
NE
+$536K

Sector Composition

Rank Sector Weight
1 Energy 17.25%
2 Healthcare 16.71%
3 Industrials 14.82%
4 Technology 13.4%
5 Financials 7.3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBWI icon
126
Bath & Body Works
BBWI
$4.13B
$656K 0.15%
12,107
– –
RDS.A
127
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$655K 0.15%
9,217
– –
DRC
128
DELISTED
DRESSER-RAND GROUP INC
DRC
$643K 0.15%
7,815
-70
-0.9% -$4.71K
NOC icon
129
Northrop Grumman
NOC
$79.6B
$637K 0.15%
4,835
-100
-2% -$12.6K
SJM icon
130
J.M. Smucker
SJM
$12.7B
$620K 0.14%
6,262
– –
KO icon
131
Coca-Cola
KO
$376B
$607K 0.14%
14,228
– –
PETM
132
DELISTED
PETSMART INC
PETM
$600K 0.14%
8,560
– –
WMB icon
133
Williams Companies
WMB
$89.3B
$596K 0.14%
10,770
-4,540
-30% -$261K
PBT
134
Permian Basin Royalty Trust
PBT
$1.58B
$591K 0.14%
43,487
– –
GTU
135
DELISTED
CENTRAL GOLD TR (CANADA)
GTU
$581K 0.14%
14,055
-2,945
-17% -$132K
TWC
136
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$575K 0.13%
4,009
-16
-0.4% -$2.38K
KRFT
137
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$569K 0.13%
10,095
+100
+1% +$5.78K
BRCM
138
DELISTED
BROADCOM CORP CL-A
BRCM
$565K 0.13%
13,990
+1,200
+9% +$46.6K
CEF icon
139
Sprott Physical Gold and Silver Trust
CEF
$7.85B
$563K 0.13%
45,700
– –
FCX icon
140
Freeport-McMoran
FCX
$97B
$545K 0.13%
16,702
-600
-3% -$21.8K
ED icon
141
Consolidated Edison
ED
$40B
$541K 0.13%
9,550
– –
UDR icon
142
UDR
UDR
$12.3B
$538K 0.13%
19,736
-100
-0.5% -$2.89K
SLV icon
143
iShares Silver Trust
SLV
$29.7B
$531K 0.12%
32,483
– –
GLD icon
144
SPDR Gold Trust
GLD
$138B
$527K 0.12%
4,538
– –
HSY icon
145
Hershey
HSY
$36.3B
$515K 0.12%
5,392
– –
MCD icon
146
McDonald's
MCD
$194B
$496K 0.12%
5,230
-1,120
-18% -$107K
SPLV icon
147
Invesco S&P 500 Low Volatility ETF
SPLV
$7.23B
$487K 0.11%
13,930
– –
GD icon
148
General Dynamics
GD
$105B
$471K 0.11%
3,706
– –
MDR
149
DELISTED
McDermott International
MDR
$468K 0.11%
27,298
-507
-2% -$10.9K
XLG icon
150
Invesco S&P 500 Top 50 ETF
XLG
$11B
$453K 0.11%
32,800
-1,350
-4% -$18.6K
4 5
6
7 8

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Catawba Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Catawba Capital Management held 265 positions worth $430M, down 3.4% from $445M the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Catawba Capital Management withdrew a net $14.2M in Q3 2014, closing 17 positions and reducing 111 holdings. Its most notable exit was FAMILY DOLLAR STORES, an estimated $3.67M position sold in full.

By sector, the portfolio is most concentrated in Energy at 17% of assets, down from 18% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Catawba Capital Management opened a new position in Camden Property Trust worth $397K.

  • Catawba Capital Management's largest Q3 2014 buy was Camden Property Trust: 5,790 shares worth $397K.
  • Catawba Capital Management added most to Healthpeak Properties in Q3 2014, an estimated $351K increase.
  • Catawba Capital Management's biggest Q3 2014 reduction was Nike, cutting an estimated $1.11M.
  • Catawba Capital Management fully exited FAMILY DOLLAR STORES in Q3 2014, selling an estimated $3.67M.
  • Catawba Capital Management's ten largest holdings make up 20% of its $430M portfolio in Q3 2014.
  • Catawba Capital Management opened 11 new positions and closed 17 in Q3 2014.
  • Catawba Capital Management's portfolio value fell 3.4% quarter-over-quarter to $430M.

Based on Catawba Capital Management's 13F filing for Q3 2014, filed 23 Oct 2014.