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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+4.55%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.67%
10 Year Est. Return
–
AUM
$382M
AUM Growth
+$22.1M
Cap. Flow
+$7.15M
Cap. Flow %
1.87%
Top 10 Hldgs %
19.18%
Holding
238
New
18
Increased
78
Reduced
66
Closed
5

Top Buys

Rank Stock Value
1
LOW icon
Lowe's Companies
LOW
+$1.52M
2
AZN icon
AstraZeneca
AZN
+$781K
3
MCHP icon
Microchip Technology
MCHP
+$617K
4
ROST icon
Ross Stores
ROST
+$466K
5
KLAC icon
KLA
KLAC
+$450K

Top Sells

Rank Stock Value
1
POT
Potash Corp Of Saskatchewan
POT
+$1.33M
2
BA icon
Boeing
BA
+$574K
3
LMT icon
Lockheed Martin
LMT
+$444K
4
LUFK
LUFKIN IND INC
LUFK
+$293K
5
WDC icon
Western Digital
WDC
+$247K

Sector Composition

Rank Sector Weight
1 Healthcare 16.33%
2 Energy 15.62%
3 Industrials 15.3%
4 Technology 11.87%
5 Financials 7.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FRT icon
126
Federal Realty Investment Trust
FRT
$10.6B
$605K 0.16%
5,967
– –
UDR icon
127
UDR
UDR
$12.4B
$599K 0.16%
25,283
-532
-2% -$12.9K
NGLS
128
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$597K 0.16%
11,600
+60
+0.5% +$3.02K
CELG
129
DELISTED
Celgene Corp
CELG
$572K 0.15%
7,420
– –
DOC icon
130
Healthpeak Properties
DOC
$15B
$569K 0.15%
15,270
-393
-3% -$15.3K
HSY icon
131
Hershey
HSY
$36.1B
$545K 0.14%
5,892
– –
ATMI
132
DELISTED
A T M I INC
ATMI
$543K 0.14%
20,490
+915
+5% +$23.2K
GLD icon
133
SPDR Gold Trust
GLD
$138B
$539K 0.14%
4,205
– –
IWR icon
134
iShares Russell Mid-Cap ETF
IWR
$57B
$537K 0.14%
15,440
– –
RGP
135
DELISTED
REGENCY ENERGY PARTNERS LP COMMON UTS REP LIMITED PART INTS
RGP
$528K 0.14%
18,450
+160
+0.9% +$4.43K
ED icon
136
Consolidated Edison
ED
$40B
$527K 0.14%
9,550
-900
-9% -$51.9K
SE
137
DELISTED
Spectra Energy Corp Wi
SE
$513K 0.13%
14,984
-65
-0.4% -$2.25K
COV
138
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$509K 0.13%
8,356
-1,154
-12% -$70.4K
LINE
139
DELISTED
LINN ENERGY LLC COM UTS REP LTD LIABILITY CO INTS
LINE
$506K 0.13%
19,540
– –
ROST icon
140
Ross Stores
ROST
$81.2B
$496K 0.13%
+13,640
New +$466K
RDS.A
141
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$493K 0.13%
8,031
-214
-3% -$13.1K
TWC
142
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$480K 0.13%
4,300
– –
TT icon
143
Trane Technologies
TT
$106B
$468K 0.12%
9,027
-125
-1% -$6.13K
KLAC icon
144
KLA
KLAC
$252B
$467K 0.12%
+76,800
New +$450K
HAL icon
145
Halliburton
HAL
$26.5B
$460K 0.12%
9,558
+1,000
+12% +$46.8K
NS
146
DELISTED
NuStar Energy L.P.
NS
$446K 0.12%
11,122
– –
ADI icon
147
Analog Devices
ADI
$184B
$415K 0.11%
8,825
+420
+5% +$20.1K
BRCM
148
DELISTED
BROADCOM CORP CL-A
BRCM
$408K 0.11%
15,680
-320
-2% -$9.03K
XLG icon
149
Invesco S&P 500 Top 50 ETF
XLG
$11B
$400K 0.1%
34,150
+750
+2% +$8.85K
DVY icon
150
iShares Select Dividend ETF
DVY
$23.5B
$393K 0.1%
5,925
+150
+3% +$9.97K
4 5
6
7 8

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SM
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IIM
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Catawba Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Catawba Capital Management held 238 positions worth $382M, up 6.1% from $360M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Catawba Capital Management's Q3 2013 filing shows 18 new, 78 increased, 66 reduced and 5 closed positions. Its largest new stake was AstraZeneca: 15,540 shares worth $807K. The largest sale was Potash Corp Of Saskatchewan, an estimated $1.33M.

By sector, the portfolio is most concentrated in Healthcare at 16% of assets, down from 17% a quarter earlier, followed by Energy and Industrials.

  • Catawba Capital Management's largest Q3 2013 buy was AstraZeneca: 15,540 shares worth $807K.
  • Catawba Capital Management added most to Lowe's Companies in Q3 2013, an estimated $1.52M increase.
  • Catawba Capital Management's biggest Q3 2013 reduction was Boeing, cutting an estimated $574K.
  • Catawba Capital Management fully exited Potash Corp Of Saskatchewan in Q3 2013, selling an estimated $1.33M.
  • Catawba Capital Management's ten largest holdings make up 19% of its $382M portfolio in Q3 2013.
  • Catawba Capital Management opened 18 new positions and closed 5 in Q3 2013.
  • Catawba Capital Management's portfolio value rose 6.1% quarter-over-quarter to $382M.

Based on Catawba Capital Management's 13F filing for Q3 2013, filed 4 Oct 2013.