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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+1.92%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.69%
10 Year Est. Return
–
AUM
$422M
AUM Growth
+$9.94M
Cap. Flow
+$4.94M
Cap. Flow %
1.17%
Top 10 Hldgs %
21.64%
Holding
255
New
20
Increased
56
Reduced
66
Closed
11

Top Buys

Rank Stock Value
1
LDOS icon
Leidos
LDOS
+$1.45M
2
JCI icon
Johnson Controls International
JCI
+$1.14M
3
TEP
Tallgrass Energy Partners, LP
TEP
+$632K
4
BCE icon
BCE
BCE
+$542K
5
LH icon
Labcorp
LH
+$534K

Top Sells

Rank Stock Value
1
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$1.41M
2
LMT icon
Lockheed Martin
LMT
+$916K
3
KHC icon
Kraft Heinz
KHC
+$460K
4
DFT
DuPont Fabros Technology Inc.
DFT
+$424K
5
TE
TECO ENERGY INC
TE
+$376K

Sector Composition

Rank Sector Weight
1 Healthcare 19.09%
2 Technology 14.14%
3 Industrials 13.82%
4 Energy 9.27%
5 Consumer Staples 8.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMGN icon
101
Amgen
AMGN
$219B
$887K 0.21%
5,320
+1,285
+32% +$217K
ETP
102
DELISTED
Energy Transfer Partners L.p.
ETP
$886K 0.21%
23,951
– –
GSK icon
103
GSK
GSK
$103B
$857K 0.2%
15,896
+704
+5% +$38.6K
TWX
104
DELISTED
Time Warner Inc
TWX
$854K 0.2%
10,733
– –
DOC icon
105
Healthpeak Properties
DOC
$15.1B
$840K 0.2%
24,295
– –
PHYS icon
106
Sprott Physical Gold
PHYS
$15.3B
$825K 0.2%
75,345
– –
STI
107
DELISTED
SunTrust Banks, Inc.
STI
$822K 0.19%
18,766
– –
SE
108
DELISTED
Spectra Energy Corp Wi
SE
$820K 0.19%
19,171
– –
SEP
109
DELISTED
Spectra Engy Parters Lp
SEP
$813K 0.19%
18,615
– –
ED icon
110
Consolidated Edison
ED
$39.6B
$792K 0.19%
10,520
– –
VMC icon
111
Vulcan Materials
VMC
$37.2B
$786K 0.19%
6,915
+1,975
+40% +$233K
CPT icon
112
Camden Property Trust
CPT
$11B
$782K 0.19%
9,335
-20
-0.2% -$1.75K
NS
113
DELISTED
NuStar Energy L.P.
NS
$781K 0.19%
15,747
– –
IWR icon
114
iShares Russell Mid-Cap ETF
IWR
$57.1B
$749K 0.18%
17,180
– –
BCE icon
115
BCE
BCE
$20.3B
$745K 0.18%
16,135
+11,430
+243% +$542K
MPLX icon
116
MPLX
MPLX
$61B
$743K 0.18%
21,955
+16,000
+269% +$528K
GEL icon
117
Genesis Energy
GEL
$1.82B
$734K 0.17%
19,330
-4,295
-18% -$157K
NSC icon
118
Norfolk Southern
NSC
$76.5B
$721K 0.17%
7,424
-33
-0.4% -$3K
USB icon
119
US Bancorp
USB
$100B
$681K 0.16%
15,875
+6,000
+61% +$255K
BSX icon
120
Boston Scientific
BSX
$68.5B
$673K 0.16%
28,290
– –
TEP
121
DELISTED
Tallgrass Energy Partners, LP
TEP
$654K 0.16%
+13,560
New +$632K
O icon
122
Realty Income
O
$58.2B
$650K 0.15%
10,021
– –
DRI icon
123
Darden Restaurants
DRI
$23.9B
$648K 0.15%
10,565
– –
LLY icon
124
Eli Lilly
LLY
$1.04T
$634K 0.15%
7,898
– –
GD icon
125
General Dynamics
GD
$104B
$605K 0.14%
3,902
+130
+3% +$19.4K
3 4
5
6 7

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SM
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IIM
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DDPOM
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JCM
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Catawba Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Catawba Capital Management held 255 positions worth $422M, up 2.4% from $412M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Catawba Capital Management's Q3 2016 filing shows 20 new, 56 increased, 66 reduced and 11 closed positions. Its largest new stake was Leidos: 31,892 shares worth $1.38M. The largest sale was TYCO INTL PLC COM SHS (IRL), an estimated $1.41M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, down from 20% a quarter earlier, followed by Technology and Industrials.

  • Catawba Capital Management's largest Q3 2016 buy was Leidos: 31,892 shares worth $1.38M.
  • Catawba Capital Management added most to Johnson Controls International in Q3 2016, an estimated $1.14M increase.
  • Catawba Capital Management's biggest Q3 2016 reduction was Lockheed Martin, cutting an estimated $916K.
  • Catawba Capital Management fully exited TYCO INTL PLC COM SHS (IRL) in Q3 2016, selling an estimated $1.41M.
  • Catawba Capital Management's ten largest holdings make up 22% of its $422M portfolio in Q3 2016.
  • Catawba Capital Management opened 20 new positions and closed 11 in Q3 2016.
  • Catawba Capital Management's portfolio value rose 2.4% quarter-over-quarter to $422M.

Based on Catawba Capital Management's 13F filing for Q3 2016, filed 7 Oct 2016.