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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+8.16%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.69%
10 Year Est. Return
–
AUM
$417M
AUM Growth
+$35.2M
Cap. Flow
+$5.59M
Cap. Flow %
1.34%
Top 10 Hldgs %
19.29%
Holding
249
New
16
Increased
76
Reduced
103
Closed
5

Top Buys

Rank Stock Value
1
SU icon
Suncor Energy
SU
+$1.85M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.03M
3
SLB icon
SLB Ltd
SLB
+$759K
4
CMLP
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
+$696K
5
WMB icon
Williams Companies
WMB
+$534K

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$741K
2
TEVA icon
Teva Pharmaceuticals
TEVA
+$705K
3
CBRL icon
Cracker Barrel
CBRL
+$460K
4
MA icon
Mastercard
MA
+$339K
5
XOM icon
ExxonMobil
XOM
+$333K

Sector Composition

Rank Sector Weight
1 Healthcare 16.52%
2 Energy 15.95%
3 Industrials 15.8%
4 Technology 12.16%
5 Financials 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXN icon
101
Texas Instruments
TXN
$259B
$800K 0.19%
18,225
-115
-0.6% -$4.81K
BRK.B icon
102
Berkshire Hathaway Class B
BRK.B
$1.12T
$786K 0.19%
6,630
– –
TCP
103
DELISTED
TC Pipelines LP
TCP
$784K 0.19%
16,185
-275
-2% -$13.2K
CMLP
104
DELISTED
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
$779K 0.19%
+31,315
New +$696K
TGP
105
DELISTED
Teekay LNG Partners L.P.
TGP
$772K 0.19%
18,085
-580
-3% -$23.8K
MDR
106
DELISTED
McDermott International
MDR
$769K 0.18%
27,972
-86
-0.3% -$2.01K
ATMI
107
DELISTED
A T M I INC
ATMI
$760K 0.18%
25,170
+4,680
+23% +$134K
IWV icon
108
iShares Russell 3000 ETF
IWV
$20.3B
$742K 0.18%
6,705
+194
+3% +$20.6K
MCHP icon
109
Microchip Technology
MCHP
$43.8B
$724K 0.17%
32,340
+1,190
+4% +$25K
NOC icon
110
Northrop Grumman
NOC
$78.4B
$723K 0.17%
6,310
-53
-0.8% -$5.67K
NGLS
111
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$718K 0.17%
13,720
+2,120
+18% +$108K
RTN
112
DELISTED
Raytheon Company
RTN
$709K 0.17%
7,820
-1,130
-13% -$94.3K
D icon
113
Dominion Energy
D
$60.9B
$701K 0.17%
10,842
-72
-0.7% -$4.63K
LLY icon
114
Eli Lilly
LLY
$995B
$684K 0.16%
13,418
– –
DRC
115
DELISTED
DRESSER-RAND GROUP INC
DRC
$677K 0.16%
11,355
+130
+1% +$7.71K
TWX
116
DELISTED
Time Warner Inc
TWX
$676K 0.16%
10,109
– –
FCX icon
117
Freeport-McMoran
FCX
$96.7B
$661K 0.16%
17,502
-5,684
-25% -$202K
WPZ
118
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$660K 0.16%
13,773
+6,173
+81% +$296K
SJM icon
119
J.M. Smucker
SJM
$12.7B
$649K 0.16%
6,262
– –
IWR icon
120
iShares Russell Mid-Cap ETF
IWR
$57.3B
$644K 0.15%
17,180
+1,740
+11% +$62.9K
MWE
121
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$644K 0.15%
9,745
+650
+7% +$45.1K
KO icon
122
Coca-Cola
KO
$372B
$643K 0.15%
15,560
-570
-4% -$22.5K
ARLP icon
123
Alliance Resource Partners
ARLP
$3.31B
$642K 0.15%
16,684
– –
CELG
124
DELISTED
Celgene Corp
CELG
$635K 0.15%
7,520
+100
+1% +$7.91K
KRFT
125
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$634K 0.15%
11,761
-86
-0.7% -$4.59K
3 4
5
6 7

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Catawba Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Catawba Capital Management held 249 positions worth $417M, up 9.2% from $382M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Catawba Capital Management's Q4 2013 filing shows 16 new, 76 increased, 103 reduced and 5 closed positions. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 11,188 shares worth $1.07M. The largest sale was ConocoPhillips, an estimated $741K.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 16% a quarter earlier, followed by Energy and Industrials.

  • Catawba Capital Management's largest Q4 2013 buy was Vanguard Morningstar Total Stock Market ETF: 11,188 shares worth $1.07M.
  • Catawba Capital Management added most to Suncor Energy in Q4 2013, an estimated $1.85M increase.
  • Catawba Capital Management's biggest Q4 2013 reduction was ConocoPhillips, cutting an estimated $741K.
  • Catawba Capital Management fully exited Xcel Energy in Q4 2013, selling an estimated $207K.
  • Catawba Capital Management's ten largest holdings make up 19% of its $417M portfolio in Q4 2013.
  • Catawba Capital Management opened 16 new positions and closed 5 in Q4 2013.
  • Catawba Capital Management's portfolio value rose 9.2% quarter-over-quarter to $417M.

Based on Catawba Capital Management's 13F filing for Q4 2013, filed 14 Jan 2014.