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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+1.92%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.69%
10 Year Est. Return
–
AUM
$422M
AUM Growth
+$9.94M
Cap. Flow
+$4.94M
Cap. Flow %
1.17%
Top 10 Hldgs %
21.64%
Holding
255
New
20
Increased
56
Reduced
66
Closed
11

Top Buys

Rank Stock Value
1
LDOS icon
Leidos
LDOS
+$1.45M
2
JCI icon
Johnson Controls International
JCI
+$1.14M
3
TEP
Tallgrass Energy Partners, LP
TEP
+$632K
4
BCE icon
BCE
BCE
+$542K
5
LH icon
Labcorp
LH
+$534K

Top Sells

Rank Stock Value
1
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$1.41M
2
LMT icon
Lockheed Martin
LMT
+$916K
3
KHC icon
Kraft Heinz
KHC
+$460K
4
DFT
DuPont Fabros Technology Inc.
DFT
+$424K
5
TE
TECO ENERGY INC
TE
+$376K

Sector Composition

Rank Sector Weight
1 Healthcare 19.09%
2 Technology 14.14%
3 Industrials 13.82%
4 Energy 9.27%
5 Consumer Staples 8.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BRK.B icon
76
Berkshire Hathaway Class B
BRK.B
$1.11T
$1.34M 0.32%
9,270
+1,190
+15% +$174K
TEVA icon
77
Teva Pharmaceuticals
TEVA
$40.5B
$1.32M 0.31%
28,654
– –
KMI icon
78
Kinder Morgan
KMI
$69.3B
$1.29M 0.31%
55,945
-3,760
-6% -$79.7K
AEP icon
79
American Electric Power
AEP
$68.8B
$1.27M 0.3%
19,754
-200
-1% -$13.4K
PM icon
80
Philip Morris
PM
$296B
$1.25M 0.3%
12,880
– –
AFL icon
81
Aflac
AFL
$63.7B
$1.25M 0.3%
34,804
-5,600
-14% -$204K
SJM icon
82
J.M. Smucker
SJM
$12.7B
$1.25M 0.3%
9,227
+75
+0.8% +$11K
DOV icon
83
Dover
DOV
$28.5B
$1.25M 0.3%
21,009
-1,981
-9% -$115K
AZN icon
84
AstraZeneca
AZN
$249B
$1.21M 0.29%
18,433
+563
+3% +$36.8K
MDT icon
85
Medtronic
MDT
$110B
$1.21M 0.29%
13,977
– –
PNR icon
86
Pentair
PNR
$10.9B
$1.18M 0.28%
27,435
+8,577
+45% +$361K
VNQ icon
87
Vanguard Real Estate ETF
VNQ
$39.1B
$1.13M 0.27%
13,040
– –
QCOM icon
88
Qualcomm
QCOM
$167B
$1.09M 0.26%
15,949
-2,993
-16% -$182K
PX
89
DELISTED
Praxair Inc
PX
$1.08M 0.26%
8,952
+1,797
+25% +$213K
DVN icon
90
Devon Energy
DVN
$49B
$1.07M 0.25%
24,280
– –
KHC icon
91
Kraft Heinz
KHC
$30.4B
$1.05M 0.25%
11,777
-5,195
-31% -$460K
VTI icon
92
Vanguard Morningstar Total Stock Market ETF
VTI
$682B
$1.04M 0.25%
9,334
– –
EEP
93
DELISTED
Enbridge Energy Partners
EEP
$1.04M 0.25%
40,855
-510
-1% -$12.3K
TCP
94
DELISTED
TC Pipelines LP
TCP
$1.03M 0.24%
18,068
– –
CMCSA icon
95
Comcast
CMCSA
$87.3B
$1.01M 0.24%
30,422
+9,490
+45% +$316K
PAA icon
96
Plains All American Pipeline
PAA
$16.3B
$1.01M 0.24%
32,080
-112
-0.3% -$3.2K
IWV icon
97
iShares Russell 3000 ETF
IWV
$20.3B
$1.01M 0.24%
7,844
-25
-0.3% -$3.19K
NOC icon
98
Northrop Grumman
NOC
$78.9B
$993K 0.24%
4,640
– –
RTN
99
DELISTED
Raytheon Company
RTN
$975K 0.23%
7,161
– –
CBRL icon
100
Cracker Barrel
CBRL
$1.3B
$941K 0.22%
7,120
-25
-0.3% -$3.84K
2 3
4
5 6

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Catawba Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Catawba Capital Management held 255 positions worth $422M, up 2.4% from $412M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Catawba Capital Management's Q3 2016 filing shows 20 new, 56 increased, 66 reduced and 11 closed positions. Its largest new stake was Leidos: 31,892 shares worth $1.38M. The largest sale was TYCO INTL PLC COM SHS (IRL), an estimated $1.41M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, down from 20% a quarter earlier, followed by Technology and Industrials.

  • Catawba Capital Management's largest Q3 2016 buy was Leidos: 31,892 shares worth $1.38M.
  • Catawba Capital Management added most to Johnson Controls International in Q3 2016, an estimated $1.14M increase.
  • Catawba Capital Management's biggest Q3 2016 reduction was Lockheed Martin, cutting an estimated $916K.
  • Catawba Capital Management fully exited TYCO INTL PLC COM SHS (IRL) in Q3 2016, selling an estimated $1.41M.
  • Catawba Capital Management's ten largest holdings make up 22% of its $422M portfolio in Q3 2016.
  • Catawba Capital Management opened 20 new positions and closed 11 in Q3 2016.
  • Catawba Capital Management's portfolio value rose 2.4% quarter-over-quarter to $422M.

Based on Catawba Capital Management's 13F filing for Q3 2016, filed 7 Oct 2016.