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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+8.16%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.69%
10 Year Est. Return
–
AUM
$417M
AUM Growth
+$35.2M
Cap. Flow
+$5.59M
Cap. Flow %
1.34%
Top 10 Hldgs %
19.29%
Holding
249
New
16
Increased
76
Reduced
103
Closed
5

Top Buys

Rank Stock Value
1
SU icon
Suncor Energy
SU
+$1.85M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.03M
3
SLB icon
SLB Ltd
SLB
+$759K
4
CMLP
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
+$696K
5
WMB icon
Williams Companies
WMB
+$534K

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$741K
2
TEVA icon
Teva Pharmaceuticals
TEVA
+$705K
3
CBRL icon
Cracker Barrel
CBRL
+$460K
4
MA icon
Mastercard
MA
+$339K
5
XOM icon
ExxonMobil
XOM
+$333K

Sector Composition

Rank Sector Weight
1 Healthcare 16.52%
2 Energy 15.95%
3 Industrials 15.8%
4 Technology 12.16%
5 Financials 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWK icon
76
Stanley Black & Decker
SWK
$15.5B
$1.35M 0.32%
16,683
+70
+0.4% +$5.73K
TEVA icon
77
Teva Pharmaceuticals
TEVA
$40.1B
$1.33M 0.32%
33,094
-17,909
-35% -$705K
ABT icon
78
Abbott
ABT
$182B
$1.29M 0.31%
33,798
-250
-0.7% -$9.21K
BWP
79
DELISTED
Boardwalk Pipeline Partners
BWP
$1.28M 0.31%
50,160
+56
+0.1% +$1.56K
ETP
80
DELISTED
Energy Transfer Partners L.p.
ETP
$1.25M 0.3%
21,825
+890
+4% +$47.2K
XYL icon
81
Xylem
XYL
$28.5B
$1.25M 0.3%
36,065
-276
-0.8% -$8.88K
JCI icon
82
Johnson Controls International
JCI
$93.1B
$1.22M 0.29%
22,708
+5,539
+32% +$273K
GSK icon
83
GSK
GSK
$103B
$1.19M 0.28%
17,788
+2,100
+13% +$136K
AZN icon
84
AstraZeneca
AZN
$241B
$1.13M 0.27%
19,085
+3,545
+23% +$193K
STI
85
DELISTED
SunTrust Banks, Inc.
STI
$1.1M 0.26%
29,769
-500
-2% -$17.4K
VTI icon
86
Vanguard Morningstar Total Stock Market ETF
VTI
$683B
$1.07M 0.26%
+11,188
New +$1.03M
MMP
87
DELISTED
Magellan Midstream Partners, L.P.
MMP
$1.06M 0.25%
16,798
+848
+5% +$50.6K
AMGN icon
88
Amgen
AMGN
$210B
$1.05M 0.25%
9,201
+160
+2% +$18.2K
ITW icon
89
Illinois Tool Works
ITW
$84.9B
$1.04M 0.25%
12,373
-201
-2% -$15.9K
GEL icon
90
Genesis Energy
GEL
$1.85B
$1.02M 0.24%
19,400
+2,650
+16% +$134K
AEP icon
91
American Electric Power
AEP
$69.9B
$1.01M 0.24%
21,557
-400
-2% -$18.5K
AFL icon
92
Aflac
AFL
$63.7B
$933K 0.22%
27,920
+3,000
+12% +$98.4K
DRI icon
93
Darden Restaurants
DRI
$23.4B
$916K 0.22%
18,848
– –
ADT
94
DELISTED
ADT Corp
ADT
$862K 0.21%
21,306
-8
-0% -$329
CNK icon
95
Cinemark Holdings
CNK
$4.41B
$857K 0.21%
25,710
+2,545
+11% +$83.4K
LUMN icon
96
Lumen
LUMN
$6.91B
$842K 0.2%
26,423
-168
-0.6% -$5.37K
DD icon
97
DuPont de Nemours
DD
$19.3B
$840K 0.2%
7,467
-480
-6% -$49.2K
EPB
98
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$819K 0.2%
22,755
+2,815
+14% +$111K
TOO
99
DELISTED
Teekay Offshore Partners L.P.
TOO
$811K 0.19%
24,505
-415
-2% -$13.6K
CBRL icon
100
Cracker Barrel
CBRL
$1.28B
$802K 0.19%
7,290
-4,240
-37% -$460K
2 3
4
5 6

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Catawba Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Catawba Capital Management held 249 positions worth $417M, up 9.2% from $382M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Catawba Capital Management's Q4 2013 filing shows 16 new, 76 increased, 103 reduced and 5 closed positions. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 11,188 shares worth $1.07M. The largest sale was ConocoPhillips, an estimated $741K.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 16% a quarter earlier, followed by Energy and Industrials.

  • Catawba Capital Management's largest Q4 2013 buy was Vanguard Morningstar Total Stock Market ETF: 11,188 shares worth $1.07M.
  • Catawba Capital Management added most to Suncor Energy in Q4 2013, an estimated $1.85M increase.
  • Catawba Capital Management's biggest Q4 2013 reduction was ConocoPhillips, cutting an estimated $741K.
  • Catawba Capital Management fully exited Xcel Energy in Q4 2013, selling an estimated $207K.
  • Catawba Capital Management's ten largest holdings make up 19% of its $417M portfolio in Q4 2013.
  • Catawba Capital Management opened 16 new positions and closed 5 in Q4 2013.
  • Catawba Capital Management's portfolio value rose 9.2% quarter-over-quarter to $417M.

Based on Catawba Capital Management's 13F filing for Q4 2013, filed 14 Jan 2014.