We are live on ! Find out more
CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+4.55%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.69%
10 Year Est. Return
–
AUM
$382M
AUM Growth
+$22.1M
Cap. Flow
+$7.15M
Cap. Flow %
1.87%
Top 10 Hldgs %
19.18%
Holding
238
New
18
Increased
78
Reduced
66
Closed
5

Top Buys

Rank Stock Value
1
LOW icon
Lowe's Companies
LOW
+$1.52M
2
AZN icon
AstraZeneca
AZN
+$781K
3
MCHP icon
Microchip Technology
MCHP
+$617K
4
ROST icon
Ross Stores
ROST
+$466K
5
KLAC icon
KLA
KLAC
+$450K

Top Sells

Rank Stock Value
1
POT
Potash Corp Of Saskatchewan
POT
+$1.33M
2
BA icon
Boeing
BA
+$574K
3
LMT icon
Lockheed Martin
LMT
+$444K
4
LUFK
LUFKIN IND INC
LUFK
+$293K
5
WDC icon
Western Digital
WDC
+$247K

Sector Composition

Rank Sector Weight
1 Healthcare 16.33%
2 Energy 15.62%
3 Industrials 15.3%
4 Technology 11.87%
5 Financials 7.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSC icon
76
Norfolk Southern
NSC
$76.3B
$1.29M 0.34%
16,738
-400
-2% -$30K
EEP
77
DELISTED
Enbridge Energy Partners
EEP
$1.27M 0.33%
41,690
-440
-1% -$13.5K
PNR icon
78
Pentair
PNR
$11B
$1.21M 0.32%
27,716
+4,881
+21% +$203K
CBRL icon
79
Cracker Barrel
CBRL
$1.3B
$1.19M 0.31%
11,530
-240
-2% -$24K
ABT icon
80
Abbott
ABT
$181B
$1.13M 0.3%
34,048
+560
+2% +$19.6K
ETP
81
DELISTED
Energy Transfer Partners L.p.
ETP
$1.09M 0.29%
20,935
+1,675
+9% +$86.4K
XYL icon
82
Xylem
XYL
$28.4B
$1.01M 0.27%
36,341
+2,950
+9% +$78.6K
AMGN icon
83
Amgen
AMGN
$218B
$1.01M 0.27%
9,041
+360
+4% +$39K
GSK icon
84
GSK
GSK
$103B
$984K 0.26%
15,688
+72
+0.5% +$4.63K
STI
85
DELISTED
SunTrust Banks, Inc.
STI
$981K 0.26%
30,269
-600
-2% -$20.3K
ITW icon
86
Illinois Tool Works
ITW
$85.3B
$959K 0.25%
12,574
– –
AEP icon
87
American Electric Power
AEP
$68.7B
$952K 0.25%
21,957
– –
MMP
88
DELISTED
Magellan Midstream Partners, L.P.
MMP
$900K 0.24%
15,950
+165
+1% +$9.07K
ADT
89
DELISTED
ADT Corp
ADT
$867K 0.23%
21,314
-27
-0.1% -$1.11K
EPB
90
DELISTED
EL PASO PIPELINE PARTNERS, L.P. COM UNITS REPSTG LTD PART
EPB
$842K 0.22%
19,940
+380
+2% +$16.1K
GEL icon
91
Genesis Energy
GEL
$1.84B
$839K 0.22%
16,750
+120
+0.7% +$6.04K
LUMN icon
92
Lumen
LUMN
$6.22B
$834K 0.22%
26,591
-784
-3% -$26.7K
TOO
93
DELISTED
Teekay Offshore Partners L.P.
TOO
$831K 0.22%
24,920
+1,440
+6% +$47.1K
SLV icon
94
iShares Silver Trust
SLV
$30.1B
$830K 0.22%
39,733
+334
+0.8% +$6.9K
TGP
95
DELISTED
Teekay LNG Partners L.P.
TGP
$823K 0.22%
18,665
– –
AZN icon
96
AstraZeneca
AZN
$250B
$807K 0.21%
+15,540
New +$781K
TCP
97
DELISTED
TC Pipelines LP
TCP
$802K 0.21%
16,460
+90
+0.5% +$4.45K
DRI icon
98
Darden Restaurants
DRI
$23.9B
$780K 0.2%
18,848
– –
DD icon
99
DuPont de Nemours
DD
$19.9B
$773K 0.2%
7,947
+4,715
+146% +$439K
AFL icon
100
Aflac
AFL
$63.6B
$772K 0.2%
24,920
– –
2 3
4
5 6

Similar funds

CS
Credential Securities Vancouver $440M AUM 9.75% 1-Year Est. Return
IAMA
Impax Asset Management (AIFM) London, United Kingdom $377M AUM 11.03% 1-Year Est. Return
SM
Seminole Management New York $375M AUM 23.46% 1-Year Est. Return
IIM
Ivory Investment Management New York $496M AUM 4.8% 1-Year Est. Return
DDPOM
Delta Dental Plan of Michigan Okemos, Michigan $333M AUM
JCM
Jafra Capital Management New York $289M AUM 51.44% 1-Year Est. Return
AAC
Asset Advisors Corp Augusta, Georgia $575M AUM 14.42% 1-Year Est. Return
VNA
VNBTrust National Association Charlottesville, Virginia $271M AUM 13.22% 1-Year Est. Return

Catawba Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Catawba Capital Management held 238 positions worth $382M, up 6.1% from $360M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Catawba Capital Management's Q3 2013 filing shows 18 new, 78 increased, 66 reduced and 5 closed positions. Its largest new stake was AstraZeneca: 15,540 shares worth $807K. The largest sale was Potash Corp Of Saskatchewan, an estimated $1.33M.

By sector, the portfolio is most concentrated in Healthcare at 16% of assets, down from 17% a quarter earlier, followed by Energy and Industrials.

  • Catawba Capital Management's largest Q3 2013 buy was AstraZeneca: 15,540 shares worth $807K.
  • Catawba Capital Management added most to Lowe's Companies in Q3 2013, an estimated $1.52M increase.
  • Catawba Capital Management's biggest Q3 2013 reduction was Boeing, cutting an estimated $574K.
  • Catawba Capital Management fully exited Potash Corp Of Saskatchewan in Q3 2013, selling an estimated $1.33M.
  • Catawba Capital Management's ten largest holdings make up 19% of its $382M portfolio in Q3 2013.
  • Catawba Capital Management opened 18 new positions and closed 5 in Q3 2013.
  • Catawba Capital Management's portfolio value rose 6.1% quarter-over-quarter to $382M.

Based on Catawba Capital Management's 13F filing for Q3 2013, filed 4 Oct 2013.