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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+5.78%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.69%
10 Year Est. Return
–
AUM
$458M
AUM Growth
+$30.4M
Cap. Flow
+$7.38M
Cap. Flow %
1.61%
Top 10 Hldgs %
21.65%
Holding
266
New
15
Increased
76
Reduced
88
Closed
8

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$5.48M
2
V icon
Visa
V
+$863K
3
ENB icon
Enbridge
ENB
+$703K
4
XBI icon
State Street SPDR S&P Biotech ETF
XBI
+$553K
5
DEO icon
Diageo
DEO
+$497K

Top Sells

Rank Stock Value
1
SE
Spectra Energy Corp Wi
SE
+$767K
2
LLTC
Linear Technology Corp
LLTC
+$560K
3
QCOM icon
Qualcomm
QCOM
+$530K
4
ISIL
Intersil Corp
ISIL
+$393K
5
TEVA icon
Teva Pharmaceuticals
TEVA
+$354K

Sector Composition

Rank Sector Weight
1 Healthcare 16.79%
2 Technology 14.75%
3 Industrials 14.51%
4 Energy 8.74%
5 Financials 8.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MMP
51
DELISTED
Magellan Midstream Partners, L.P.
MMP
$3.14M 0.69%
40,882
+1,350
+3% +$105K
NUE icon
52
Nucor
NUE
$58.6B
$3.08M 0.67%
51,540
+2,400
+5% +$147K
EMR icon
53
Emerson Electric
EMR
$83.9B
$3.03M 0.66%
50,572
+375
+0.7% +$22.4K
LLL
54
DELISTED
L3 Technologies, Inc.
LLL
$2.91M 0.63%
17,585
+290
+2% +$46.9K
BMY icon
55
Bristol-Myers Squibb
BMY
$133B
$2.87M 0.63%
52,735
-1,130
-2% -$62K
NTCT icon
56
NETSCOUT
NTCT
$2.96B
$2.82M 0.62%
74,366
– –
OKS
57
DELISTED
Oneok Partners LP
OKS
$2.63M 0.57%
48,716
-3,060
-6% -$153K
ABBV icon
58
AbbVie
ABBV
$443B
$2.59M 0.56%
39,701
-860
-2% -$54.1K
JCI icon
59
Johnson Controls International
JCI
$88.8B
$2.56M 0.56%
60,828
+765
+1% +$32.3K
RTX icon
60
RTX Corp
RTX
$290B
$2.54M 0.56%
36,032
+3,138
+10% +$220K
PNC icon
61
PNC Financial Services
PNC
$99.7B
$2.48M 0.54%
20,641
+60
+0.3% +$7.35K
XOM icon
62
ExxonMobil
XOM
$644B
$2.38M 0.52%
29,069
-876
-3% -$73.2K
SWK icon
63
Stanley Black & Decker
SWK
$14.3B
$2.17M 0.47%
16,358
-140
-0.8% -$17.6K
NVS icon
64
Novartis
NVS
$297B
$2.13M 0.46%
32,021
+603
+2% +$40.2K
SO icon
65
Southern Company
SO
$109B
$2M 0.44%
40,184
+10
+0% +$494
TXN icon
66
Texas Instruments
TXN
$252B
$1.98M 0.43%
24,565
+1,590
+7% +$123K
ITW icon
67
Illinois Tool Works
ITW
$82.6B
$1.98M 0.43%
14,933
– –
SPY icon
68
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$1.96M 0.43%
8,302
-235
-3% -$54.6K
D icon
69
Dominion Energy
D
$60.8B
$1.88M 0.41%
24,264
+400
+2% +$30.3K
ABT icon
70
Abbott
ABT
$183B
$1.86M 0.41%
41,971
+1,335
+3% +$57.7K
COP icon
71
ConocoPhillips
COP
$147B
$1.82M 0.4%
36,494
-546
-1% -$26.4K
BPL
72
DELISTED
Buckeye Partners, L.P.
BPL
$1.81M 0.4%
26,469
-1,300
-5% -$88.6K
PNR icon
73
Pentair
PNR
$10.4B
$1.78M 0.39%
42,317
+12,306
+41% +$492K
XYL icon
74
Xylem
XYL
$27.3B
$1.77M 0.39%
35,328
+3,500
+11% +$171K
SU icon
75
Suncor Energy
SU
$79.4B
$1.6M 0.35%
52,096
-2,809
-5% -$88.5K
1 2
3
4 5

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Catawba Capital Management's Q1 2017 Portfolio in Review

As of Q1 2017, Catawba Capital Management held 266 positions worth $458M, up 7.1% from $428M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Catawba Capital Management's Q1 2017 filing shows 15 new, 76 increased, 88 reduced and 8 closed positions. Its largest new stake was Enbridge: 16,634 shares worth $696K. The largest sale was Spectra Energy Corp Wi, an estimated $767K.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 17% a quarter earlier, followed by Technology and Industrials.

  • Catawba Capital Management's largest Q1 2017 buy was Enbridge: 16,634 shares worth $696K.
  • Catawba Capital Management added most to Alphabet (Google) Class A in Q1 2017, an estimated $5.48M increase.
  • Catawba Capital Management's biggest Q1 2017 reduction was Qualcomm, cutting an estimated $530K.
  • Catawba Capital Management fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $767K.
  • Catawba Capital Management's ten largest holdings make up 22% of its $458M portfolio in Q1 2017.
  • Catawba Capital Management opened 15 new positions and closed 8 in Q1 2017.
  • Catawba Capital Management's portfolio value rose 7.1% quarter-over-quarter to $458M.

Based on Catawba Capital Management's 13F filing for Q1 2017, filed 6 Apr 2017.