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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+1.92%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.69%
10 Year Est. Return
–
AUM
$422M
AUM Growth
+$9.94M
Cap. Flow
+$4.94M
Cap. Flow %
1.17%
Top 10 Hldgs %
21.64%
Holding
255
New
20
Increased
56
Reduced
66
Closed
11

Top Buys

Rank Stock Value
1
LDOS icon
Leidos
LDOS
+$1.45M
2
JCI icon
Johnson Controls International
JCI
+$1.14M
3
TEP
Tallgrass Energy Partners, LP
TEP
+$632K
4
BCE icon
BCE
BCE
+$542K
5
LH icon
Labcorp
LH
+$534K

Top Sells

Rank Stock Value
1
TYC
TYCO INTL PLC COM SHS (IRL)
TYC
+$1.41M
2
LMT icon
Lockheed Martin
LMT
+$916K
3
KHC icon
Kraft Heinz
KHC
+$460K
4
DFT
DuPont Fabros Technology Inc.
DFT
+$424K
5
TE
TECO ENERGY INC
TE
+$376K

Sector Composition

Rank Sector Weight
1 Healthcare 19.09%
2 Technology 14.14%
3 Industrials 13.82%
4 Energy 9.27%
5 Consumer Staples 8.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLL
51
DELISTED
L3 Technologies, Inc.
LLL
$2.69M 0.64%
17,830
– –
ABBV icon
52
AbbVie
ABBV
$431B
$2.56M 0.61%
40,577
+535
+1% +$34.6K
ALL icon
53
Allstate
ALL
$67.7B
$2.53M 0.6%
36,557
-3,600
-9% -$248K
EMR icon
54
Emerson Electric
EMR
$88.4B
$2.48M 0.59%
45,440
+5,750
+14% +$308K
WY icon
55
Weyerhaeuser
WY
$18.5B
$2.46M 0.58%
76,991
+14,380
+23% +$455K
NUE icon
56
Nucor
NUE
$62.4B
$2.42M 0.57%
49,008
-2,800
-5% -$142K
JCI icon
57
Johnson Controls International
JCI
$93B
$2.34M 0.55%
50,316
+24,560
+95% +$1.14M
NVS icon
58
Novartis
NVS
$291B
$2.27M 0.54%
32,007
-1,630
-5% -$119K
NTCT icon
59
NETSCOUT
NTCT
$3.08B
$2.26M 0.54%
77,244
-799
-1% -$21.9K
SO icon
60
Southern Company
SO
$107B
$2.07M 0.49%
40,379
-3,700
-8% -$195K
BPL
61
DELISTED
Buckeye Partners, L.P.
BPL
$2.05M 0.49%
28,593
– –
SWK icon
62
Stanley Black & Decker
SWK
$15.4B
$2.04M 0.48%
16,574
-1,650
-9% -$199K
OKS
63
DELISTED
Oneok Partners LP
OKS
$2.02M 0.48%
50,516
– –
SHPG
64
DELISTED
Shire pic
SHPG
$1.92M 0.45%
9,892
-474
-5% -$92.5K
RTX icon
65
RTX Corp
RTX
$294B
$1.88M 0.45%
29,470
+2,038
+7% +$135K
NOV icon
66
NOV
NOV
$7.12B
$1.87M 0.44%
50,990
-2,040
-4% -$68.5K
ITW icon
67
Illinois Tool Works
ITW
$85.1B
$1.85M 0.44%
15,413
– –
D icon
68
Dominion Energy
D
$60.9B
$1.79M 0.42%
24,064
+2,990
+14% +$228K
PNC icon
69
PNC Financial Services
PNC
$102B
$1.75M 0.42%
19,456
-2,400
-11% -$206K
ABT icon
70
Abbott
ABT
$183B
$1.72M 0.41%
40,686
+5,495
+16% +$235K
TXN icon
71
Texas Instruments
TXN
$260B
$1.67M 0.4%
23,850
+1,430
+6% +$97.5K
COP icon
72
ConocoPhillips
COP
$143B
$1.62M 0.38%
37,180
+30
+0.1% +$1.25K
XYL icon
73
Xylem
XYL
$28.5B
$1.6M 0.38%
30,528
– –
SU icon
74
Suncor Energy
SU
$76.1B
$1.54M 0.37%
55,442
-3,528
-6% -$96.3K
LDOS icon
75
Leidos
LDOS
$16.4B
$1.38M 0.33%
+31,892
New +$1.45M
1 2
3
4 5

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Catawba Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Catawba Capital Management held 255 positions worth $422M, up 2.4% from $412M the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Catawba Capital Management's Q3 2016 filing shows 20 new, 56 increased, 66 reduced and 11 closed positions. Its largest new stake was Leidos: 31,892 shares worth $1.38M. The largest sale was TYCO INTL PLC COM SHS (IRL), an estimated $1.41M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, down from 20% a quarter earlier, followed by Technology and Industrials.

  • Catawba Capital Management's largest Q3 2016 buy was Leidos: 31,892 shares worth $1.38M.
  • Catawba Capital Management added most to Johnson Controls International in Q3 2016, an estimated $1.14M increase.
  • Catawba Capital Management's biggest Q3 2016 reduction was Lockheed Martin, cutting an estimated $916K.
  • Catawba Capital Management fully exited TYCO INTL PLC COM SHS (IRL) in Q3 2016, selling an estimated $1.41M.
  • Catawba Capital Management's ten largest holdings make up 22% of its $422M portfolio in Q3 2016.
  • Catawba Capital Management opened 20 new positions and closed 11 in Q3 2016.
  • Catawba Capital Management's portfolio value rose 2.4% quarter-over-quarter to $422M.

Based on Catawba Capital Management's 13F filing for Q3 2016, filed 7 Oct 2016.