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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
-6.6%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.69%
10 Year Est. Return
–
AUM
$365M
AUM Growth
-$54.1M
Cap. Flow
-$20.9M
Cap. Flow %
-5.72%
Top 10 Hldgs %
23.15%
Holding
260
New
15
Increased
35
Reduced
120
Closed
21

Top Buys

Rank Stock Value
1
NTCT icon
NETSCOUT
NTCT
+$2.97M
2
KMI icon
Kinder Morgan
KMI
+$2.72M
3
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$2.47M
4
KHC icon
Kraft Heinz
KHC
+$1.42M
5
ALL icon
Allstate
ALL
+$840K

Top Sells

Rank Stock Value
1
DHR icon
Danaher
DHR
+$3.29M
2
BAX icon
Baxter International
BAX
+$2.53M
3
KMT icon
Kennametal
KMT
+$2.36M
4
FLR icon
Fluor
FLR
+$2.13M
5
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$1.68M

Sector Composition

Rank Sector Weight
1 Healthcare 17.53%
2 Technology 14.27%
3 Industrials 13.17%
4 Energy 11.16%
5 Consumer Staples 8.73%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAX icon
51
Baxter International
BAX
$14.1B
$2.38M 0.65%
72,493
-66,930
-48% -$2.53M
SU icon
52
Suncor Energy
SU
$74.2B
$2.37M 0.65%
88,743
-8,380
-9% -$225K
BXLT
53
DELISTED
BAXALTA INC COM STK (DE)
BXLT
$2.26M 0.62%
+71,676
New +$2.47M
ABBV icon
54
AbbVie
ABBV
$435B
$2.21M 0.61%
40,702
-1,570
-4% -$102K
NUE icon
55
Nucor
NUE
$62.6B
$2.08M 0.57%
55,320
-2,000
-3% -$85.7K
PNC icon
56
PNC Financial Services
PNC
$102B
$2.06M 0.56%
23,051
+480
+2% +$45.1K
SO icon
57
Southern Company
SO
$107B
$2.02M 0.55%
45,310
-170
-0.4% -$7.46K
PAA icon
58
Plains All American Pipeline
PAA
$16.3B
$1.92M 0.53%
63,300
+9,800
+18% +$358K
XOM icon
59
ExxonMobil
XOM
$628B
$1.92M 0.53%
25,789
-1,860
-7% -$143K
LLL
60
DELISTED
L3 Technologies, Inc.
LLL
$1.85M 0.51%
17,725
-2,420
-12% -$273K
COP icon
61
ConocoPhillips
COP
$140B
$1.83M 0.5%
38,130
+550
+1% +$28K
SWK icon
62
Stanley Black & Decker
SWK
$15.6B
$1.82M 0.5%
18,763
-25
-0.1% -$2.57K
OKS
63
DELISTED
Oneok Partners LP
OKS
$1.73M 0.47%
59,131
– –
RTX icon
64
RTX Corp
RTX
$300B
$1.64M 0.45%
29,236
-4,044
-12% -$249K
TEVA icon
65
Teva Pharmaceuticals
TEVA
$40.5B
$1.61M 0.44%
28,564
-1,000
-3% -$64.8K
BPL
66
DELISTED
Buckeye Partners, L.P.
BPL
$1.58M 0.43%
26,643
+930
+4% +$64.5K
EMR icon
67
Emerson Electric
EMR
$91B
$1.57M 0.43%
35,476
-2,871
-7% -$141K
DVN icon
68
Devon Energy
DVN
$48.5B
$1.44M 0.39%
38,795
-2,465
-6% -$113K
KHC icon
69
Kraft Heinz
KHC
$30.5B
$1.32M 0.36%
+18,763
New +$1.42M
ABT icon
70
Abbott
ABT
$183B
$1.32M 0.36%
32,898
– –
AEP icon
71
American Electric Power
AEP
$68.8B
$1.28M 0.35%
22,456
+400
+2% +$22.2K
AZN icon
72
AstraZeneca
AZN
$250B
$1.25M 0.34%
19,585
+2,430
+14% +$160K
ITW icon
73
Illinois Tool Works
ITW
$85.5B
$1.23M 0.34%
14,973
+4,010
+37% +$351K
AFL icon
74
Aflac
AFL
$63.9B
$1.23M 0.34%
42,274
-6,030
-12% -$182K
EEP
75
DELISTED
Enbridge Energy Partners
EEP
$1.18M 0.32%
47,675
+580
+1% +$16.7K
1 2
3
4 5

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Catawba Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Catawba Capital Management held 260 positions worth $365M, down 13% from $419M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Catawba Capital Management withdrew a net $20.9M in Q3 2015, closing 21 positions and reducing 120 holdings. Its most notable exit was Kennametal, an estimated $2.36M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, down from 19% a quarter earlier, followed by Technology and Industrials.

Against the trend, Catawba Capital Management opened a new position in NETSCOUT worth $2.77M.

  • Catawba Capital Management's largest Q3 2015 buy was NETSCOUT: 78,441 shares worth $2.77M.
  • Catawba Capital Management added most to Kinder Morgan in Q3 2015, an estimated $2.72M increase.
  • Catawba Capital Management's biggest Q3 2015 reduction was Danaher, cutting an estimated $3.29M.
  • Catawba Capital Management fully exited Kennametal in Q3 2015, selling an estimated $2.36M.
  • Catawba Capital Management's ten largest holdings make up 23% of its $365M portfolio in Q3 2015.
  • Catawba Capital Management opened 15 new positions and closed 21 in Q3 2015.
  • Catawba Capital Management's portfolio value fell 13% quarter-over-quarter to $365M.

Based on Catawba Capital Management's 13F filing for Q3 2015, filed 20 Oct 2015.