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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+8.16%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.69%
10 Year Est. Return
–
AUM
$417M
AUM Growth
+$35.2M
Cap. Flow
+$5.59M
Cap. Flow %
1.34%
Top 10 Hldgs %
19.29%
Holding
249
New
16
Increased
76
Reduced
103
Closed
5

Top Buys

Rank Stock Value
1
SU icon
Suncor Energy
SU
+$1.85M
2
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$1.03M
3
SLB icon
SLB Ltd
SLB
+$759K
4
CMLP
CRESTWOOD MIDSTREAM PARTNERS LP NEW UTS REP LTD PRT INT (DE)
CMLP
+$696K
5
WMB icon
Williams Companies
WMB
+$534K

Top Sells

Rank Stock Value
1
COP icon
ConocoPhillips
COP
+$741K
2
TEVA icon
Teva Pharmaceuticals
TEVA
+$705K
3
CBRL icon
Cracker Barrel
CBRL
+$460K
4
MA icon
Mastercard
MA
+$339K
5
XOM icon
ExxonMobil
XOM
+$333K

Sector Composition

Rank Sector Weight
1 Healthcare 16.52%
2 Energy 15.95%
3 Industrials 15.8%
4 Technology 12.16%
5 Financials 7.71%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMR icon
51
Emerson Electric
EMR
$89B
$2.97M 0.71%
42,281
-3,080
-7% -$206K
NUE icon
52
Nucor
NUE
$62.4B
$2.96M 0.71%
55,528
-1,750
-3% -$90.3K
MMM icon
53
3M
MMM
$93.6B
$2.96M 0.71%
25,199
-577
-2% -$61.5K
COP icon
54
ConocoPhillips
COP
$144B
$2.83M 0.68%
40,055
-10,326
-20% -$741K
KMB icon
55
Kimberly-Clark
KMB
$37B
$2.81M 0.67%
28,066
+637
+2% +$63.6K
SYY icon
56
Sysco
SYY
$39.6B
$2.79M 0.67%
77,324
+875
+1% +$29.6K
HON icon
57
Honeywell
HON
$78.9B
$2.65M 0.63%
32,223
-248
-0.8% -$19.4K
DVN icon
58
Devon Energy
DVN
$50.8B
$2.54M 0.61%
41,055
-756
-2% -$46.3K
PAA icon
59
Plains All American Pipeline
PAA
$16.6B
$2.52M 0.61%
48,753
-1,660
-3% -$84.8K
LH icon
60
Labcorp
LH
$25.3B
$2.51M 0.6%
31,944
-149
-0.5% -$12.7K
LLL
61
DELISTED
L3 Technologies, Inc.
LLL
$2.45M 0.59%
22,945
-346
-1% -$34.6K
RTX icon
62
RTX Corp
RTX
$294B
$2.43M 0.58%
33,887
+445
+1% +$30.3K
NVS icon
63
Novartis
NVS
$291B
$2.34M 0.56%
32,443
+2,137
+7% +$149K
ABBV icon
64
AbbVie
ABBV
$431B
$2.33M 0.56%
44,199
-1,104
-2% -$54.3K
DOV icon
65
Dover
DOV
$28.3B
$2.29M 0.55%
35,375
-671
-2% -$41.1K
MRK icon
66
Merck
MRK
$316B
$2.25M 0.54%
47,026
+1,027
+2% +$46.9K
WELL icon
67
Welltower
WELL
$167B
$2.16M 0.52%
40,239
+1,135
+3% +$67.5K
BPL
68
DELISTED
Buckeye Partners, L.P.
BPL
$2.01M 0.48%
28,306
-351
-1% -$23.6K
TYC
69
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$1.74M 0.42%
40,587
– –
PNC icon
70
PNC Financial Services
PNC
$101B
$1.69M 0.41%
21,821
+3,200
+17% +$240K
SO icon
71
Southern Company
SO
$107B
$1.65M 0.4%
40,056
-800
-2% -$33K
EEP
72
DELISTED
Enbridge Energy Partners
EEP
$1.58M 0.38%
53,080
+11,390
+27% +$340K
NSC icon
73
Norfolk Southern
NSC
$76.7B
$1.51M 0.36%
16,288
-450
-3% -$38.6K
PNR icon
74
Pentair
PNR
$10.9B
$1.45M 0.35%
27,876
+160
+0.6% +$7.44K
PCL
75
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$1.45M 0.35%
31,252
-386
-1% -$17.7K
1 2
3
4 5

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Catawba Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Catawba Capital Management held 249 positions worth $417M, up 9.2% from $382M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Catawba Capital Management's Q4 2013 filing shows 16 new, 76 increased, 103 reduced and 5 closed positions. Its largest new stake was Vanguard Morningstar Total Stock Market ETF: 11,188 shares worth $1.07M. The largest sale was ConocoPhillips, an estimated $741K.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, up from 16% a quarter earlier, followed by Energy and Industrials.

  • Catawba Capital Management's largest Q4 2013 buy was Vanguard Morningstar Total Stock Market ETF: 11,188 shares worth $1.07M.
  • Catawba Capital Management added most to Suncor Energy in Q4 2013, an estimated $1.85M increase.
  • Catawba Capital Management's biggest Q4 2013 reduction was ConocoPhillips, cutting an estimated $741K.
  • Catawba Capital Management fully exited Xcel Energy in Q4 2013, selling an estimated $207K.
  • Catawba Capital Management's ten largest holdings make up 19% of its $417M portfolio in Q4 2013.
  • Catawba Capital Management opened 16 new positions and closed 5 in Q4 2013.
  • Catawba Capital Management's portfolio value rose 9.2% quarter-over-quarter to $417M.

Based on Catawba Capital Management's 13F filing for Q4 2013, filed 14 Jan 2014.