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CCM

Catawba Capital Management Portfolio holdings

AUM $425M
1-Year Est. Return 13.02%
This Fund
S&P 500
This Quarter Est. Return
+4.55%
1 Year Est. Return
+13.02%
3 Year Est. Return
+33.12%
5 Year Est. Return
+69.69%
10 Year Est. Return
–
AUM
$382M
AUM Growth
+$22.1M
Cap. Flow
+$7.15M
Cap. Flow %
1.87%
Top 10 Hldgs %
19.18%
Holding
238
New
18
Increased
78
Reduced
66
Closed
5

Top Buys

Rank Stock Value
1
LOW icon
Lowe's Companies
LOW
+$1.52M
2
AZN icon
AstraZeneca
AZN
+$781K
3
MCHP icon
Microchip Technology
MCHP
+$617K
4
ROST icon
Ross Stores
ROST
+$466K
5
KLAC icon
KLA
KLAC
+$450K

Top Sells

Rank Stock Value
1
POT
Potash Corp Of Saskatchewan
POT
+$1.33M
2
BA icon
Boeing
BA
+$574K
3
LMT icon
Lockheed Martin
LMT
+$444K
4
LUFK
LUFKIN IND INC
LUFK
+$293K
5
WDC icon
Western Digital
WDC
+$247K

Sector Composition

Rank Sector Weight
1 Healthcare 16.33%
2 Energy 15.62%
3 Industrials 15.3%
4 Technology 11.87%
5 Financials 7.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WM icon
51
Waste Management
WM
$90B
$2.77M 0.73%
67,215
-270
-0.4% -$11.3K
LH icon
52
Labcorp
LH
$25.3B
$2.73M 0.72%
32,093
+175
+0.5% +$14.7K
BMY icon
53
Bristol-Myers Squibb
BMY
$135B
$2.67M 0.7%
57,665
-830
-1% -$36.4K
PAA icon
54
Plains All American Pipeline
PAA
$16.6B
$2.65M 0.7%
50,413
+214
+0.4% +$11.4K
MMM icon
55
3M
MMM
$93.6B
$2.57M 0.67%
25,776
+107
+0.4% +$10.4K
KMB icon
56
Kimberly-Clark
KMB
$37B
$2.48M 0.65%
27,429
-2,091
-7% -$194K
WELL icon
57
Welltower
WELL
$167B
$2.44M 0.64%
39,104
-100
-0.3% -$6.36K
SYY icon
58
Sysco
SYY
$39.6B
$2.43M 0.64%
76,449
+800
+1% +$26.8K
HON icon
59
Honeywell
HON
$78.9B
$2.42M 0.63%
32,471
-14
-0% -$1.04K
DVN icon
60
Devon Energy
DVN
$50.8B
$2.42M 0.63%
41,811
+250
+0.6% +$14.3K
RTX icon
61
RTX Corp
RTX
$294B
$2.27M 0.59%
33,442
+540
+2% +$35.3K
LLL
62
DELISTED
L3 Technologies, Inc.
LLL
$2.2M 0.58%
23,291
-533
-2% -$49.1K
DOV icon
63
Dover
DOV
$28.3B
$2.17M 0.57%
36,046
+1,469
+4% +$84.7K
MRK icon
64
Merck
MRK
$316B
$2.09M 0.55%
45,999
+1,343
+3% +$61.3K
NVS icon
65
Novartis
NVS
$291B
$2.08M 0.55%
30,306
+210
+0.7% +$13.9K
ABBV icon
66
AbbVie
ABBV
$431B
$2.03M 0.53%
45,303
+105
+0.2% +$4.65K
TEVA icon
67
Teva Pharmaceuticals
TEVA
$40.1B
$1.93M 0.5%
51,003
-675
-1% -$26.3K
BPL
68
DELISTED
Buckeye Partners, L.P.
BPL
$1.88M 0.49%
28,657
-100
-0.3% -$6.91K
SO icon
69
Southern Company
SO
$107B
$1.68M 0.44%
40,856
-2,260
-5% -$97.4K
SU icon
70
Suncor Energy
SU
$76.1B
$1.67M 0.44%
46,640
-135
-0.3% -$4.49K
BWP
71
DELISTED
Boardwalk Pipeline Partners
BWP
$1.52M 0.4%
50,104
+4,017
+9% +$123K
SWK icon
72
Stanley Black & Decker
SWK
$15.5B
$1.5M 0.39%
16,613
+94
+0.6% +$8.06K
TYC
73
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$1.49M 0.39%
40,587
-101
-0.2% -$3.66K
PCL
74
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$1.48M 0.39%
31,638
-460
-1% -$21.5K
PNC icon
75
PNC Financial Services
PNC
$101B
$1.35M 0.35%
18,621
+4,000
+27% +$299K
1 2
3
4 5

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Catawba Capital Management's Q3 2013 Portfolio in Review

As of Q3 2013, Catawba Capital Management held 238 positions worth $382M, up 6.1% from $360M the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Catawba Capital Management's Q3 2013 filing shows 18 new, 78 increased, 66 reduced and 5 closed positions. Its largest new stake was AstraZeneca: 15,540 shares worth $807K. The largest sale was Potash Corp Of Saskatchewan, an estimated $1.33M.

By sector, the portfolio is most concentrated in Healthcare at 16% of assets, down from 17% a quarter earlier, followed by Energy and Industrials.

  • Catawba Capital Management's largest Q3 2013 buy was AstraZeneca: 15,540 shares worth $807K.
  • Catawba Capital Management added most to Lowe's Companies in Q3 2013, an estimated $1.52M increase.
  • Catawba Capital Management's biggest Q3 2013 reduction was Boeing, cutting an estimated $574K.
  • Catawba Capital Management fully exited Potash Corp Of Saskatchewan in Q3 2013, selling an estimated $1.33M.
  • Catawba Capital Management's ten largest holdings make up 19% of its $382M portfolio in Q3 2013.
  • Catawba Capital Management opened 18 new positions and closed 5 in Q3 2013.
  • Catawba Capital Management's portfolio value rose 6.1% quarter-over-quarter to $382M.

Based on Catawba Capital Management's 13F filing for Q3 2013, filed 4 Oct 2013.