Catawba Capital Management’s ProShares Short S&P500 SH Stock Holding History

Catawba Capital Management’s Portfolio SH Stock Details SH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-2,275	Closed	-$380K	–	234
2015 Q4	$380K	Hold	2,275	–	–	0.1%	154
2015 Q3	$410K	Buy	+2,275	New	+$392K	0.11%	153
2015 Q1	–	Sell	-1,175	Closed	-$205K	–	252
2014 Q4	$205K	Buy	+1,175	New	+$211K	0.05%	234

Other funds holding SH

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

SFM

Stack Financial Management Whitefish, Montana $1.28B AUM 18.06% 1-Year Est. Return

Leuthold Group Minneapolis, Minnesota $995M AUM 44.2% 1-Year Est. Return

SG Americas Securities New York $179B AUM 65.34% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

Catawba Capital Management's SH Position: Q1 2016 in Review

Catawba Capital Management sold out of ProShares Short S&P500 (SH) in Q1 2016, closing a stake of 2,275 shares — an estimated $380K sold.

Catawba Capital Management first reported a position in SH in Q4 2014 and held it in 3 quarters. The position peaked at $410K in Q3 2015. 145 funds tracked by Wall St. Rank hold SH as of Q1 2016.

Catawba Capital Management reported no remaining ProShares Short S&P500 position as of Q1 2016 after selling out during the quarter.
Catawba Capital Management sold 2,275 ProShares Short S&P500 shares in Q1 2016, an estimated $380K.
Catawba Capital Management first reported a position in ProShares Short S&P500 in Q4 2014 and held it in 3 quarters.
Catawba Capital Management's ProShares Short S&P500 position peaked at $410K in Q3 2015.
145 funds tracked by Wall St. Rank held ProShares Short S&P500 as of Q1 2016.

Based on Catawba Capital Management's 13F filing for Q1 2016, filed 7 Apr 2016.