Castlerock Asset Management’s LyondellBasell Industries LYB Stock Holding History

Castlerock Asset Management’s Portfolio LYB Stock Details LYB Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-16,860	Closed	-$1.65M	–	29
2014 Q2	$1.65M	Sell	16,860 -2,515	-13%	-$239K	4.8%	8
2014 Q1	$1.72M	Sell	19,375 -15,538	-45%	-$1.31M	5.01%	8
2013 Q4	$2.8M	Buy	34,913 +12,348	+55%	+$946K	3.83%	12
2013 Q3	$1.65M	Sell	22,565 -654	-3%	-$45.5K	2.31%	20
2013 Q2	$1.54M	Buy	+23,219	New	+$1.47M	2.37%	18

Other funds holding LYB

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $3.37T AUM 44.26% 1-Year Est. Return

JHIU

Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.26% 1-Year Est. Return

Franklin Resources San Mateo, California $462B AUM 39.16% 1-Year Est. Return

Capital World Investors Los Angeles, California $846B AUM 46.74% 1-Year Est. Return

Viking Global Investors Stamford, Connecticut $35.1B AUM 21.36% 1-Year Est. Return

D.E. Shaw & Co New York $210B AUM 57.28% 1-Year Est. Return

Bank of New York Mellon New York $609B AUM 40.19% 1-Year Est. Return

Castlerock Asset Management's LYB Position: Q3 2014 in Review

Castlerock Asset Management sold out of LyondellBasell Industries (LYB) in Q3 2014, closing a stake of 16,860 shares — an estimated $1.65M sold.

Castlerock Asset Management first reported a position in LYB in Q2 2013 and held it in 5 quarters. The position peaked at $2.8M in Q4 2013. 705 funds tracked by Wall St. Rank hold LYB as of Q3 2014.

Castlerock Asset Management reported no remaining LyondellBasell Industries position as of Q3 2014 after selling out during the quarter.
Castlerock Asset Management sold 16,860 LyondellBasell Industries shares in Q3 2014, an estimated $1.65M.
Castlerock Asset Management first reported a position in LyondellBasell Industries in Q2 2013 and held it in 5 quarters.
Castlerock Asset Management's LyondellBasell Industries position peaked at $2.8M in Q4 2013.
705 funds tracked by Wall St. Rank held LyondellBasell Industries as of Q3 2014.

Based on Castlerock Asset Management's 13F filing for Q3 2014, filed 14 Nov 2014.