Castle Creek Capital Partners IV’s Heritage Oaks Bancorp HEOP Stock Holding History

Castle Creek Capital Partners IV’s Portfolio HEOP Stock Details HEOP Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-1,641,996	Closed	-$13.2M	–	11
2015 Q4	$13.2M	Sell	1,641,996 -2,030,642	-55%	-$17.1M	4.37%	8
2015 Q3	$29.2M	Hold	3,672,638	–	–	9.87%	4
2015 Q2	$28.9M	Buy	3,672,638 +348,697	+10%	+$2.8M	9.84%	4
2015 Q1	$27.6M	Hold	3,323,941	–	–	10.16%	4
2014 Q4	$27.9M	Buy	3,323,941 +840,841	+34%	+$6.41M	10.97%	4
2014 Q3	$17.4M	Hold	2,483,100	–	–	8.12%	5
2014 Q2	$18.9M	Hold	2,483,100	–	–	8.6%	5
2014 Q1	$20.1M	Hold	2,483,100	–	–	10.7%	4
2013 Q4	$18.6M	Hold	2,483,100	–	–	10.53%	4
2013 Q3	$15.9M	Hold	2,483,100	–	–	9.32%	5
2013 Q2	$15.3M	Buy	+2,483,100	New	+$14.3M	9.77%	5

Other funds holding HEOP

PFP

Patriot Financial Partners Radnor, Pennsylvania $284M AUM 20.43% 1-Year Est. Return

BCM

Basswood Capital Management New York $2.12B AUM 19.53% 1-Year Est. Return

BFC

Banc Funds Company Chicago, Illinois $537M AUM 17.34% 1-Year Est. Return

Manulife (Manufacturers Life Insurance) Canada, Ontario, Canada $116B AUM 26.37% 1-Year Est. Return

TAM

THB Asset Management Norwalk, Connecticut $440M AUM 59.59% 1-Year Est. Return

MCA

Mendon Capital Advisors Key Largo, Florida $258M AUM 21.23% 1-Year Est. Return

PFC

Phocas Financial Corp Alameda, California $721M AUM 63.77% 1-Year Est. Return

MCM

Maltese Capital Management New York $508M AUM 21.31% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

SCA

Stieven Capital Advisors St. Louis, Missouri $468M AUM 15.94% 1-Year Est. Return

Castle Creek Capital Partners IV's HEOP Position: Q1 2016 in Review

Castle Creek Capital Partners IV sold out of Heritage Oaks Bancorp (HEOP) in Q1 2016, closing a stake of 1,641,996 shares — an estimated $13.2M sold.

Castle Creek Capital Partners IV first reported a position in HEOP in Q2 2013 and held it in 11 quarters. The position peaked at $29.2M in Q3 2015. 57 funds tracked by Wall St. Rank hold HEOP as of Q1 2016.

Castle Creek Capital Partners IV reported no remaining Heritage Oaks Bancorp position as of Q1 2016 after selling out during the quarter.
Castle Creek Capital Partners IV sold 1,641,996 Heritage Oaks Bancorp shares in Q1 2016, an estimated $13.2M.
Castle Creek Capital Partners IV first reported a position in Heritage Oaks Bancorp in Q2 2013 and held it in 11 quarters.
Castle Creek Capital Partners IV's Heritage Oaks Bancorp position peaked at $29.2M in Q3 2015.
57 funds tracked by Wall St. Rank held Heritage Oaks Bancorp as of Q1 2016.

Based on Castle Creek Capital Partners IV's 13F filing for Q1 2016, filed 12 Apr 2016.