Carroll Financial Associates’s AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return RJA Stock Holding History

Carroll Financial Associates’s Portfolio RJA Stock Details RJA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-200	Closed	-$1K	–	913
2014 Q3	$1K	Hold	200	–	–	﹤0.01%	806
2014 Q2	$2K	Buy	+200	New	+$1.75K	﹤0.01%	835
2013 Q3	–	Sell	-200	Closed	-$1K	–	869
2013 Q2	$1K	Buy	+200	New	+$1.74K	﹤0.01%	594

Other funds holding RJA

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Rathbones Group Liverpool, United Kingdom $27.1B AUM 20.2% 1-Year Est. Return

VAM

Verity Asset Management Durham, North Carolina $238M AUM 24.8% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

HSBC Holdings London, United Kingdom $192B AUM 27.2% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

UMA

USA Mutuals Advisors Dallas, Texas $55M AUM 7.1% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Carroll Financial Associates's RJA Position: Q4 2014 in Review

Carroll Financial Associates sold out of AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return (RJA) in Q4 2014, closing a stake of 200 shares — an estimated $1K sold.

Carroll Financial Associates first reported a position in RJA in Q2 2013 and held it in 3 quarters. The position peaked at $2K in Q2 2014. 37 funds tracked by Wall St. Rank hold RJA as of Q4 2014.

Carroll Financial Associates reported no remaining AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return position as of Q4 2014 after selling out during the quarter.
Carroll Financial Associates sold 200 AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return shares in Q4 2014, an estimated $1K.
Carroll Financial Associates first reported a position in AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return in Q2 2013 and held it in 3 quarters.
Carroll Financial Associates's AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return position peaked at $2K in Q2 2014.
37 funds tracked by Wall St. Rank held AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return as of Q4 2014.

Based on Carroll Financial Associates's 13F filing for Q4 2014, filed 9 Feb 2015.