Carroll Financial Associates’s Innovator US Equity Power Buffer ETF October POCT Stock Holding History

Carroll Financial Associates’s Portfolio POCT Stock Details POCT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-3,819	Closed	-$106K	–	1729
2020 Q4	$106K	Sell	3,819 -1,950	-34%	-$52.9K	0.01%	510
2020 Q3	$152K	Buy	+5,769	New	+$149K	0.01%	390
2020 Q1	–	Sell	-6,841	Closed	-$172K	–	1624
2019 Q4	$172K	Buy	+6,841	New	+$171K	0.01%	393

Other funds holding POCT

BMM

Berkshire Money Management Dalton, Massachusetts $1.09B AUM 20.64% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

GCP

Gill Capital Partners Denver, Colorado $378M AUM 18.32% 1-Year Est. Return

PCM

Penserra Capital Management Orinda, California $13B AUM 71.84% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

TWM

Tradition Wealth Management Edina, Minnesota $1.64B AUM 26.59% 1-Year Est. Return

Sageworth Trust Lancaster, Pennsylvania $2.54B AUM 23.56% 1-Year Est. Return

Citadel Advisors Miami, Florida $875B AUM 40.89% 1-Year Est. Return

BMD

Better Money Decisions Santa Fe, New Mexico $165M AUM 9.58% 1-Year Est. Return

EWM

Elmwood Wealth Management Berkeley, California $400M AUM 17.81% 1-Year Est. Return

Carroll Financial Associates's POCT Position: Q1 2021 in Review

Carroll Financial Associates sold out of Innovator US Equity Power Buffer ETF October (POCT) in Q1 2021, closing a stake of 3,819 shares — an estimated $106K sold.

Carroll Financial Associates first reported a position in POCT in Q4 2019 and held it in 3 quarters. The position peaked at $172K in Q4 2019. 67 funds tracked by Wall St. Rank hold POCT as of Q1 2021.

Carroll Financial Associates reported no remaining Innovator US Equity Power Buffer ETF October position as of Q1 2021 after selling out during the quarter.
Carroll Financial Associates sold 3,819 Innovator US Equity Power Buffer ETF October shares in Q1 2021, an estimated $106K.
Carroll Financial Associates first reported a position in Innovator US Equity Power Buffer ETF October in Q4 2019 and held it in 3 quarters.
Carroll Financial Associates's Innovator US Equity Power Buffer ETF October position peaked at $172K in Q4 2019.
67 funds tracked by Wall St. Rank held Innovator US Equity Power Buffer ETF October as of Q1 2021.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.