CFA
PEO

Carroll Financial Associates’s Adams Natural Resources Fund PEO Stock Holding History

Carroll Financial Associates’s Portfolio PEO Stock Details PEO Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q4 		– Sell
-875
Closed -$16K – 1195
2016
Q3 		$16K Hold
875
– – ﹤0.01% 708
2016
Q2 		$16K Hold
875
– – ﹤0.01% 678
2016
Q1 		$15K Buy
+875
New +$14.1K ﹤0.01% 680

Other funds holding PEO

ADEF
Adams Diversified Equity Fund Baltimore, Maryland $2.84B AUM 30.75% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return
Citigroup
Citigroup New York $235B AUM 32.99% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
MC
Matisse Capital Portland, Oregon $234M AUM 19.72% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
NSAM
North Star Asset Management Neenah, Wisconsin $2.31B AUM 10.09% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Carroll Financial Associates's PEO Position: Q4 2016 in Review

Carroll Financial Associates sold out of Adams Natural Resources Fund (PEO) in Q4 2016, closing a stake of 875 shares — an estimated $16K sold.

Carroll Financial Associates first reported a position in PEO in Q1 2016 and held it in 3 quarters. The position peaked at $16K in Q3 2016. 71 funds tracked by Wall St. Rank hold PEO as of Q4 2016.

  • Carroll Financial Associates reported no remaining Adams Natural Resources Fund position as of Q4 2016 after selling out during the quarter.
  • Carroll Financial Associates sold 875 Adams Natural Resources Fund shares in Q4 2016, an estimated $16K.
  • Carroll Financial Associates first reported a position in Adams Natural Resources Fund in Q1 2016 and held it in 3 quarters.
  • Carroll Financial Associates's Adams Natural Resources Fund position peaked at $16K in Q3 2016.
  • 71 funds tracked by Wall St. Rank held Adams Natural Resources Fund as of Q4 2016.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.